Compliance Executive
3 weeks ago
Compliance Executive Salary: £40,005 Location: London, hybrid working Hours: Open to flexible working, 21 hours minimum Benefits: Flexible benefits Job Type: Permanent We have the following opportunity: 1 x Compliance Executive, open to flexible working (21 hours minimum) Start date: Jan 25 The Compliance team sits at the forefront of the ASA’s proactive regulation, working to address non-compliance across all sectors and media, including online. We work in a fast-moving environment where the media we regulate is constantly evolving and the regulatory and political landscape is shifting. To help us meet the challenge of regulating ads within that context, we have a new role available. This is an exciting time for the team as it evolves. Increasingly, we are using machine learning-based monitoring technologies and automation to tackle noncompliance at pace and scale, supported by our growing Data Science team. To be successful in this role, you will be a highly motivated individual, comfortable working in a diverse and challenging role involving compliance and enforcement work. You will demonstrate your ability to learn quickly, work autonomously and find creative solutions to challenges. You must have an ability to collaborate effectively and develop strong relationships with colleagues, stakeholders and those we regulate alike. Strong written and oral communication skills are essential. We think the ASA is a great place to work, with a fantastic office in Shoreditch, London. We have a culture that’s open, friendly and collaborative, with a real focus on making the right decisions in the right way, and learning while we’re doing it. We welcome applications from all sections of society and we’re committed to being a diverse and inclusive organisation, both so we can represent everyone in the UK and so our own colleagues feel at home at work. How to apply: If you are interested in applying for these roles please review the job description below and complete the online questions outlining how you meet the requirements of the role and how you can contribute to the success of the Compliance Team. Please ensure that you provide all the information required on the online form as we do not accept CV's or attachments and cannot edit applications. We operate a hybrid working model and office attendance is required 40% of your contracted hours. Please do not enter your name in any of the fields unless asked to do so. This is to help our managers to shortlist applications without knowing your name, gender, ethnicity or nationality. Thank you for your co-operation
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Compliance Executive
4 weeks ago
Old Street, United Kingdom CV-Library Full timeCompliance Executive Salary: £38,840 Location: London, hybrid working Hours: Open to flexible working, 21 hours minimum Benefits: Flexible benefits Job Type: Permanent We have the following opportunity: 1 x Compliance Executive, open to flexible working (21 hours minimum) Start date: Jan 25 The Compliance team sits at the forefront of the...
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Compliance Executive
3 weeks ago
Old Street, United Kingdom CV-Library Full timeCompliance Executives Salary: £40,005 Location: London, hybrid working Hours: Open to flexible working, 21 hours minimum Benefits: Flexible benefits Job Type: Permanent We have the following opportunities: 2 x Compliance Executives, open to flexible working (21 hours minimum) Start date: Jan 25 The Compliance team sits at the forefront of the...
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Compliance Executive
19 hours ago
Old Street, United Kingdom Advertising Standard Authority Full timeCompliance ExecutivesSalary: £40,005Location: London, hybrid workingHours: Open to flexible working, 21 hours minimumBenefits: Flexible benefitsJob Type: PermanentWe have the following opportunities:2 x Compliance Executives, open to flexible working (21 hours minimum) Start date: Jan 25The Compliance team sits at the forefront of the ASA’s proactive...
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Financial Services Compliance Executive
3 weeks ago
Old Street, Greater London, United Kingdom Advertising Standard Authority Full time €40,005Compliance Executive Location: London, hybrid working Hours: Open to flexible working, 21 hours minimum Flexible benefits Job Type: Permanent 1 x Compliance Executive, open to flexible working (21 hours minimum) Start date: The Compliance team sits at the forefront of the ASA’s proactive regulation, working to address non-compliance across all...
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Compliance Specialist
4 weeks ago
Old Street, Greater London, United Kingdom Advertising Standard Authority Full time £38,840Compliance Role OverviewThe Advertising Standards Authority is seeking a highly motivated Compliance Executive to join our team. As a Compliance Executive, you will play a key role in ensuring that our regulatory and political landscape is navigated effectively.Key ResponsibilitiesWork in a fast-moving environment where the media we regulate is constantly...
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Compliance Office
3 weeks ago
London, United Kingdom Compliance Professionals Full timeThey are looking for a Global Head of Compliance, with demonstrated broking/prime broking experience. Management of global regulatory relationships. # Advisory coverage of all business desks globally in conjunction with the local Compliance Officers. # Oversight of global regulatory developments and driving their implementation. # Oversight of Financial...
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Compliance Office
3 weeks ago
London, United Kingdom Compliance Professionals Full timeThey are looking for a Global Head of Compliance, with demonstrated broking/prime broking experience. Management of global regulatory relationships. # Advisory coverage of all business desks globally in conjunction with the local Compliance Officers. # Oversight of global regulatory developments and driving their implementation. # Oversight of Financial...
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She/compliance
2 weeks ago
London, United Kingdom Compliance Professionals Full timeThey are looking for a Global Head of Compliance, with demonstrated broking/prime broking experience. Management of global regulatory relationships. # Advisory coverage of all business desks globally in conjunction with the local Compliance Officers. # Oversight of global regulatory developments and driving their implementation. # Oversight of Financial...
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Regulatory Compliance
2 weeks ago
London, United Kingdom Compliance Professionals Full timeOur client is an international banking organisation based in the City. They are looking for a Head of Compliance & MLRO to join the Business on a permanent basis. To constantly develop and maintain policies and procedures of the AML/CTF # Conduct an annual risk assessment # To be point of contact with NCA and other regulatory, law enforcement and...
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Compliance Director
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Manager RoleWe are seeking a Compliance Manager to join our London business. The successful candidate will lead regulatory horizon scanning and provide risk-based analysis to guide the Bank's strategic decisions.Key Responsibilities:Drive regulatory change projects and deliver clear progress reporting to senior management.Champion the bank's...
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Compliance Director
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Director Job DescriptionWe are seeking a highly skilled Compliance Director to join our team at Compliance Professionals. The successful candidate will be responsible for leading our regulatory compliance efforts and ensuring that our business operations are in line with relevant laws and regulations.Key Responsibilities:Lead regulatory horizon...
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Regulatory Compliance Manager
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Monitoring Manager RoleWe are seeking a highly skilled Compliance Monitoring Manager to join our team at Compliance Professionals. The successful candidate will be responsible for driving compliance oversight through testing and monitoring programs, identifying areas for enhancements of systems and controls, and executing all testing and...
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Compliance Distribution Specialist
5 months ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. **THE RESPONSIBILITIES**: - Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. -...
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Compliance Monitoring Specialist
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Summary:We are seeking a highly skilled Compliance Monitoring Specialist to join our team at Compliance Professionals. The successful candidate will be responsible for assisting in the development and annual planning of the Compliance Monitoring Plan, independently scoping and planning all assigned reviews, and executing all assigned monitoring...
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Head of Compliance
5 months ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is a leading provider of execution and clearing services for exchange traded derivatives and OTC derivatives in the commodities markets. **THE RESPONSIBILITIES**: - Monitor and ensure on-going compliance with all legal and regulatory requirements - Proactive researching of the regulatory environment, keeping the business...
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Compliance Director
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeThe Role:We are seeking a highly experienced Compliance Director to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring all managers fulfill their responsibilities, overseeing and assisting senior management as required, and developing and maintaining policies and procedures of the AML/CTF.Key...
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Regulatory Compliance and Legal
3 weeks ago
London, United Kingdom Compliance Professionals Full timeOur client is an international banking organisation based in the City. They are looking for a Head of Compliance & MLRO to join the Business on a permanent basis.Accountable for ensuring all managers fulfil their responsibilitiesOverseeing and assisting Senior Management as requiredTo constantly develop and maintain policies and procedures of the...
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Regulatory Compliance and Legal
4 weeks ago
London, United Kingdom Compliance Professionals Full timeOur client is an international banking organisation based in the City. They are looking for a Head of Compliance & MLRO to join the Business on a permanent basis.Accountable for ensuring all managers fulfil their responsibilitiesOverseeing and assisting Senior Management as requiredTo constantly develop and maintain policies and procedures of the...
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Regulatory Compliance and Legal
4 weeks ago
London, United Kingdom Compliance Professionals Full timeOur client is an international banking organisation based in the City. They are looking for a Head of Compliance & MLRO to join the Business on a permanent basis.Accountable for ensuring all managers fulfil their responsibilitiesOverseeing and assisting Senior Management as requiredTo constantly develop and maintain policies and procedures of the...
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Regulatory Compliance Officer
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Professionals is seeking a highly skilled Regulatory Compliance Officer to join our team. As a key member of our compliance team, you will be responsible for ensuring that our firm remains in compliance with all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance monitoring and surveillance programs to...