Compliance Analyst

4 weeks ago

London, United Kingdom Coopman Search and Selection Full time

Due to continued growth they are looking at bringing in a Regulatory Compliance Analyst to assist with day-to-day Compliance activities and continue to develop the existing Compliance Monitoring and Surveillance Programme.
Foster relationships with front office staff to enhance their understanding of regulatory obligations
Monitor front office operations for adherence to rules, escalate issues as needed, and implement corrective actions
Conduct compliance reviews and assessments of front office activities
Test controls to ensure business operations comply with regulatory requirements
Act as a first point of contact for general regulatory queries, providing advice and guidance to the business
Generate management information reports on surveillance, liaison, and training efforts
Lead remediation projects for areas of compliance weakness identified by the second line of defence
Contribute to the alignment of policies and procedures with actual practices
Assist with ad-hoc compliance tasks and coverage of team responsibilities
Promote a culture of conduct and compliance throughout the organisation

Experience of working within the Compliance function of a regulated Investment firm
Demonstrable experience of providing Compliance advice to the business as well as implementing solutions to bolster first line defences
Strong knowledge of the regulatory environment for FX and Payments firms
This role would be perfectly suited for a Compliance professional with exposure of working in a regulated Investment firm, who would like to be part of a tight knit team with generalist responsibility which will have a real impact on the business' wider Compliance programme. As a recognised Great Place to Work™, we ensure our workplace is one that fosters professional growth and collaboration.

  • Compliance Analyst

    2 weeks ago

    London, United Kingdom AJ FOX COMPLIANCE Full time

    Do you have experience in KYC and CDD? Are you looking for a new law firm compliance opportunity? Do you want to work at a global law firm? Our client is an international law firm seeking a Compliance Analyst to join their team in London. This is a really exciting opportunity for someone looking for a new compliance opportunity within a global law firm. To...

  • Compliance Analyst

    2 weeks ago

    London, United Kingdom AJ FOX COMPLIANCE Full time

    Do you have experience in KYC and CDD?Are you looking for a new law firm compliance opportunity?Do you want to work at a global law firm?Our client is an international law firm seeking a Compliance Analyst to join their team in London. This is a really exciting opportunity for someone looking for a new compliance opportunity within a global law firm.To apply...

  • Compliance Analyst

    2 weeks ago

    London, United Kingdom AJ FOX COMPLIANCE Full time

    Do you have experience in KYC and CDD? Are you looking for a new law firm compliance opportunity? Do you want to work at a global law firm? Our client is an international law firm seeking a Compliance Analyst to join their team in London. This is a really exciting opportunity for someone looking for a new compliance opportunity within a global law firm. To...

  • Compliance Analyst

    1 week ago

    London, United Kingdom AJ FOX COMPLIANCE Full time

    Job DescriptionDo you have experience in KYC and CDD?Are you looking for a new law firm compliance opportunity?Do you want to work at a global law firm?Our client is an international law firm seeking a Compliance Analyst to join their team in London. This is a really exciting opportunity for someone looking for a new compliance opportunity within a global...

  • Compliance Analyst

    2 weeks ago

    London Area, United Kingdom AJ FOX COMPLIANCE Full time

    Do you have experience in KYC and CDD?Are you looking for a new law firm compliance opportunity?Do you want to work at a global law firm?Our client is an international law firm seeking a Compliance Analyst to join their team in London. This is a really exciting opportunity for someone looking for a new compliance opportunity within a global law firm.To apply...

  • Compliance Analyst

    2 weeks ago

    London Area, United Kingdom AJ FOX COMPLIANCE Full time

    Do you have experience in KYC and CDD? Are you looking for a new law firm compliance opportunity? Do you want to work at a global law firm? Our client is an international law firm seeking a Compliance Analyst to join their team in London. This is a really exciting opportunity for someone looking for a new compliance opportunity within a global law firm....

  • Compliance Analyst

    2 weeks ago

    London Area, United Kingdom AJ FOX COMPLIANCE Full time

    Do you have experience in KYC and CDD?Are you looking for a new law firm compliance opportunity?Do you want to work at a global law firm?Our client is an international law firm seeking a Compliance Analyst to join their team in London. This is a really exciting opportunity for someone looking for a new compliance opportunity within a global law firm.To apply...

  • Compliance Analyst

    2 weeks ago

    London Area, United Kingdom AJ FOX COMPLIANCE Full time

    Do you have experience in KYC and CDD?Are you looking for a new law firm compliance opportunity?Do you want to work at a global law firm?Our client is an international law firm seeking a Compliance Analyst to join their team in London. This is a really exciting opportunity for someone looking for a new compliance opportunity within a global law firm.To apply...

  • Regulatory Compliance Analyst

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    We are working exclusively with a trading and investing platform in their search for a Senior Regulatory Compliance Analyst. Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business (“COBS”). Reporting to senior stakeholders on the effectiveness of compliance procedures, the provision and analysis of...

  • Senior Compliance Analyst

    2 weeks ago

    London, United Kingdom AJ FOX COMPLIANCE Full time

    Do you have experience in KYC and CDD? Are you looking for a new law firm compliance opportunity? Our client is an international law firm seeking a Compliance Analyst to join their team in London. This is a really exciting opportunity for someone looking for a new compliance opportunity within a global law firm. To apply for this role, you must have...

  • Senior Compliance Analyst

    2 weeks ago

    London, United Kingdom AJ FOX COMPLIANCE Full time

    Do you have experience in KYC and CDD? Are you looking for a new law firm compliance opportunity? Our client is an international law firm seeking a Compliance Analyst to join their team in London. This is a really exciting opportunity for someone looking for a new compliance opportunity within a global law firm. To apply for this role, you must have...

  • Senior Compliance Analyst

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    Our client is a leading international law and professional services firm providing legal, corporate and fiduciary services to their wide range of clients. THE RESPONSIBILITIES: Be responsible for reviewing the due diligence of existing entities/clients and where appropriate, re-identifying their ownership and control to assess AML/CTF and sanctions risks...

  • Compliance Analyst

    7 days ago

    London, United Kingdom Page Personnel Finance Full time

    This is a new Compliance Analyst position working for a Financial Services firm in the City of London. The Compliance Analyst will be required to travel to the office 3 days per week and must have a compliance monitoring background. **Client Details** The client is a financial services firm within wealth management located in the City of London. They are...

  • Compliance Analyst

    6 days ago

    London, Greater London, United Kingdom cer Financial Full time

    Compliance Analyst City of LondonPermanent/Office based 5 days p/week£45,000 pacer Financial are working alongside a bank based in the City of London. They are looking for a Compliance Analyst to work with them on a permanent basis who will be office based 5 days per week.The successful candidate will need to assist the Compliance function and the Senior...

  • Compliance Analyst

    4 weeks ago

    London, United Kingdom Lawson Clark Recruitment Full time

    AML COMPLAINCE ANALYST £65,000 This is an opportunity for someone who has 2 years plus previous compliance experience to join one of the City's leading law firms. Exceptional working conditions and a chance to impress at the highest level, the person who takes this role will be focusing on customer due diligence and conflicts of interest, providing...

  • Compliance Analyst

    1 week ago

    London, United Kingdom Lawson Clark Recruitment Full time

    AML COMPLAINCE ANALYST £65,000 This is an opportunity for someone who has 2 years plus previous compliance experience to join one of the City's leading law firms. Exceptional working conditions and a chance to impress at the highest level, the person who takes this role will be focusing on customer due diligence and conflicts of interest, providing...

  • Compliance Analyst

    3 weeks ago

    London, United Kingdom Lunaria Partners Full time

    Compliance Analyst Conflicts and AML Top Tier City Law Firm £30-37k A top tier city law firm is seeking a law graduate with a real interest in a long term career in compliance to join their risk and compliance team. The Firm The law firm is leading in IP, technology, media, entertainment and sport and has teams that do corporate, litigation,...

  • Compliance Analyst

    1 week ago

    London, United Kingdom Lunaria Partners Full time

    Job DescriptionCompliance AnalystConflicts and AMLTop Tier City Law Firm£30-37kA top tier city law firm is seeking a law graduate with a real interest in a long term career in compliance to join their risk and compliance team.The FirmThe law firm is leading in IP, technology, media, entertainment and sport and has teams that do corporate, litigation,...

  • Compliance Analyst

    3 weeks ago

    London, United Kingdom Lunaria Partners Full time

    Compliance AnalystConflicts and AMLTop Tier City Law Firm£30-37kA top tier city law firm is seeking a law graduate with a real interest in a long term career in compliance to join their risk and compliance team.The FirmThe law firm is leading in IP, technology, media, entertainment and sport and has teams that do corporate, litigation, employment and...

  • Compliance Analyst

    3 weeks ago

    London, United Kingdom Lunaria Partners Full time

    Compliance Analyst Conflicts and AML Top Tier City Law Firm £30-37k A top tier city law firm is seeking a law graduate with a real interest in a long term career in compliance to join their risk and compliance team. The Firm The law firm is leading in IP, technology, media, entertainment and sport and has teams that do corporate, litigation,...