Compliance Admin Associate

Job DescriptionAbout the Role:The Compliance Associate will play a key role in ensuring the firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Manage compliance relationships with the front office team, portfolio managers, research analysts, and the finance team.Provide technical advice and guidance to colleagues on...

Job DescriptionAbout the Role:The Compliance Associate will play a key role in ensuring the firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Manage compliance relationships with the front office team, portfolio managers, research analysts, and the finance team.Provide technical advice and guidance to colleagues on...

McGregor Boyall is seeking a skilled Compliance Associate to join their team on a 4-month contract. As a key member of the compliance team, you will be responsible for performing administrative duties and reporting to the Associate Director. Key responsibilities include: * Monitoring the compliance dashboard for employee requests * Monitoring regulatory...

McGregor Boyall is seeking a skilled Compliance Associate to join their team on a 4-month contract. As a key member of the compliance team, you will be responsible for performing administrative duties and reporting to the Associate Director. Key responsibilities include: * Monitoring the compliance dashboard for employee requests * Monitoring regulatory...

McGregor Boyall is seeking a Compliance Associate to join their team for a 4-month contract. As a key member of the compliance team, you will be responsible for performing administrative duties and reporting to the Associate Director. Key responsibilities include: * Monitoring the compliance dashboard for employee requests * Monitoring regulatory filings *...

McGregor Boyall is seeking a Compliance Associate to join their team for a 4-month contract. As a key member of the compliance team, you will be responsible for performing administrative duties and reporting to the Associate Director. Key responsibilities include: * Monitoring the compliance dashboard for employee requests * Monitoring regulatory filings *...

McGregor Boyall is seeking a Compliance Associate to join their team for a 4-month contract. As a key member of the compliance team, you will be responsible for performing administrative duties and reporting to the Associate Director. Key responsibilities include: * Monitoring the compliance dashboard for employee requests * Monitoring regulatory filings *...

McGregor Boyall is seeking a Compliance Associate to join their team for a 4-month contract. As a key member of the compliance team, you will be responsible for performing administrative duties and reporting to the Associate Director. Key responsibilities include: * Monitoring the compliance dashboard for employee requests * Monitoring regulatory filings *...

Senior Compliance Monitoring AssociateWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our dynamic compliance monitoring team. As a key member of our team, you will be responsible for assisting in the delivery of our annual compliance monitoring program, identifying control gaps and weaknesses, and proposing viable solutions to...

Senior Compliance Monitoring AssociateWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our dynamic compliance monitoring team. As a key member of our team, you will be responsible for assisting in the delivery of our annual compliance monitoring program, identifying control gaps and weaknesses, and proposing viable solutions to...

**THE COMPANY**: Our client is a successful open-end investment fund based in the City. They are looking for a Compliance generalist with a development path to support the objectives and activities of the Compliance team. **THE RESPONSIBILITIES**: - Performing, supporting & enhancing monitoring and surveillance activities. - Managing, supporting and...

Senior Compliance Monitoring Associate – Two Years Retail FS or Wealth Management Monitoring Experience RequiredCompliance Recruitment Solutions is seeking a highly skilled Senior Compliance Monitoring Associate to join their dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be...

Senior Compliance Monitoring Associate – Two Years Retail FS or Wealth Management Monitoring Experience RequiredCompliance Recruitment Solutions is seeking a highly skilled Senior Compliance Monitoring Associate to join their dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be...

Job DescriptionSenior Compliance Monitoring AssociateWe are seeking a highly skilled and experienced Senior Compliance Monitoring Associate to join our client's dynamic compliance monitoring team. As a key member of the team, you will play a crucial role in ensuring the effective delivery of the annual compliance monitoring programme.Compliance Monitoring...

Job DescriptionSenior Compliance Monitoring AssociateWe are seeking a highly skilled and experienced Senior Compliance Monitoring Associate to join our client's dynamic compliance monitoring team. As a key member of the team, you will play a crucial role in ensuring the effective delivery of the annual compliance monitoring programme.Compliance Monitoring...

Senior Compliance Monitoring RoleWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our team at Compliance Recruitment Solutions. As a key member of our compliance monitoring team, you will play a critical role in ensuring our clients' compliance with regulatory requirements.Key Responsibilities:Assist in the delivery of the...

Senior Compliance Monitoring RoleWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our team at Compliance Recruitment Solutions. As a key member of our compliance monitoring team, you will play a critical role in ensuring our clients' compliance with regulatory requirements.Key Responsibilities:Assist in the delivery of the...

Job DescriptionSenior Compliance Monitoring AssociateWe are seeking a highly skilled and experienced Senior Compliance Monitoring Associate to join our client's dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be responsible for:Delivering Compliance Monitoring Programmes: Assist in the...

Job DescriptionSenior Compliance Monitoring AssociateWe are seeking a highly skilled and experienced Senior Compliance Monitoring Associate to join our client's dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be responsible for:Delivering Compliance Monitoring Programmes: Assist in the...

Job Title: AML & Compliance Risk OfficerJob Summary:We are seeking a highly skilled AML & Compliance Risk Officer to join our team. The successful candidate will be responsible for ensuring the bank's compliance with regulatory requirements and identifying and mitigating risks associated with financial crime.Key Responsibilities:Conduct risk assessments and...