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Investment Operations Associate
1 month ago
Investment Operations Senior Administrator - Wealth Management
Product Knowledge
Understanding of private clients and the types of portfolios available to both individuals and entities. Entities will include companies, trusts, charities, pensions, investment bonds. Understand the main types of the securities and investment products and how these are supported on behalf of clients across multiple operational areas.
Industry and regulatory understanding
Sound understanding of the purpose and structure of Wealth Management and Private clients
Data & Client data role
- daily workflows within the team to ensure both regulatory and internal deadlines are met.
- and authorizing of daily work within the team and assist with daily processes where required.
- with general queries received by the team.
- training and technical support to the team and to staff from other areas as required.
- with ongoing reviews and monitoring of processes within the department and implementation of improvements where applicable.
- where required to various ad-hoc projects.
- addition to these functions, employees are required to carry out such other duties as may be reasonably required.
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