Conduct Risk Compliance Analyst Insurance Market

Found in: Jooble UK C2 - 2 weeks ago


City of London Greater London, United Kingdom Nashrock Recruitment Full time
A City based Insurance Group seeks a person with Compliance Analyst experience within the Insurance Market with experience of Conduct risk in a hybrid role based in the City. The role is to support the compliance function with day-to-day advisory and oversight activities, assist in the delivery of the compliance plan and manage the compliance relationship with assigned managed clients. Supported by the wider Compliance team, the Senior Compliance Analyst will be the primary point of contact for assigned clients which will require the development of a broad level of technical compliance knowledge. There will be a particular focus on clients with conduct risk related requirements. Respond to a variety compliance related of queries from managed clients (including queries relating to sanctions, complaints and conduct risk). Provide reliable information, analysis and guidance to the Compliance team and to clients. This includes drafting compliance board reports and regulatory bulletins. Attend and contribute to syndicate Product Oversight Groups. Produce managing agent level conduct risk MI and reports. Lead and participate during meetings with managed syndicates and other clients, providing information and advice where necessary. Deliver both online and face-to-face compliance training Review and develop compliance policies. Prepare and submit regulatory returns. Participate in additional projects and activities that may arise.

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