Regulatory and Quality Associate

Found in: Jooble UK C2 - 2 weeks ago


London, United Kingdom Eames Consulting Full time

A top tier hedge fund seeks a dynamic Sruveillance Analyst to join their team.
Participate in monitoring and surveillance of electronic and voice communications, as well as trading activities
Support the maintenance and administration of the Firm’s compliance monitoring programme
Schedule and manage training logs and materials
Provide assistance for regulatory examinations, internal investigations, regulatory inquiries, and internal and external audits and inspections

Possess a high-quality academic qualification


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