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Senior Compliance Analyst

1 month ago


City of London Greater London, United Kingdom Edenbrook Full time

Compliance/ Senior Compliance Analyst opportunity working with a rapidly growing Lloyd’s MGA. Reporting into the Compliance Manager, you will support the Compliance team in its day-to-day activities in support of the business and its managed Syndicate. Scroll down for a complete overview of what this job will require Are you the right candidate for this opportunity Key Responsibilities:

  • Support the delivery of the compliance plan including advisory, monitoring, reporting and regulatory activities.
  • Review and analyse/report on regulatory changes.
  • Assist in the monitoring and reporting of conduct risk exposure including treating customers fairly/ Consumer Duty, product oversight and complaints.
  • Assist with the dealing of complaints, including liaising with the claim’s teams, coverholders/ TPAs, Lloyd’s, LIC and the Financial Ombudsman Service as appropriate.
  • Assist in the delivery of compliance monitoring activity.
  • Review and report monthly on the performance of each underwriting team in meeting contract certainty, sanctions and licensing standards.
  • Assist the team in providing sanctions and financial crime support to the underwriters and other areas of the business.
  • Monitor and report on the underwriting system compliance owned data validations.
  • Assist in the maintenance of both the Company Library and Company Timetable.
  • Assist in compliance communications to the business.
  • Assist in the delivery of both online and face-to-face compliance training.
  • Assist in embedding compliance processes.
  • Assist in the review of compliance policies and procedures annually and develop new policies/ procedures where necessary.
  • Assist in the preparation and submission of regulatory returns.
  • Assist with the annual compliance attestation with Lloyd’s Principles and the ongoing monitoring of performance against the Lloyd’s Principles.
Core Skills and Experience: Knowledge of UK insurance regulation, sanctions and/or conduct risk within either a Lloyd’s Syndicate or MGA

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