Compliance Officer
3 weeks ago
Our client, a well-established global investment management firm, are currently going through an exciting period of growth and are looking to add a motivated and driven Compliance Officer to their team.
The Compliance Officer will be supporting the Head of Compliance with the exciting and fast paced workload within the function. This is a fantastic opportunity to operate within a role full of broad responsibilities.
Requirements:
- 2-5 Years experience working within Compliance with a focus on Monitoring.
- Experienced working within financial services
- SMCR and Advisory experience
- Market Abuse Regulation (MAR) understanding
- Marketing Compliance/Financial Promotions experience
- Motivated, proactive and willing to role up their sleeves
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Compliance Officer
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Compliance Officer
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London, United Kingdom Compliance Professionals Full timeTHE COMPANY: We are working with a retail and wholesale bank based in the Westend in their search for a Risk & Compliance Officer to join the team. THE RESPONSIBILITIES: Report any deficiencies in the Bank’s policies or practices in relation to Compliance to the Compliance Manager and where applicable to the Head of Department. Analyse and keep...
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