Jobs: senior compliance manager
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Senior Manager Compliance
1 week ago
London, United Kingdom AJ Fox Compliance Full timeA highly rated UK law firm headquartered in London is seeking a Head of Risk and Compliance to support their growing firm. This is a really exciting opportunity to deliver the firm’s compliance strategy, oversee complaints handling and work with regulators. You’ll work closely with senior stakeholders, chair the compliance committee and have autonomy to...
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Senior Compliance Manager
1 week ago
London, United Kingdom Compliance Professionals Full timeOur client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. THE RESPONSIBILITIES: Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact...
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Senior Compliance Monitoring Manager
1 week ago
London, United Kingdom Compliance Professionals Full timeWe are working exclusively with an International Wholesale Bank located in the City of London, who are looking for a Compliance Manager to join the team. Report to the Chief Compliance Officer, covering all aspects of compliance, specialising in customer due diligence and anti-money laundering. Review due diligence in respect of customers at take-on,...
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Compliance Manager/Senior Manager
1 week ago
London, United Kingdom Compliance Professionals Full timeOur client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact assessments. Support the...
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Compliance Manager
1 week ago
Edinburgh, United Kingdom AJ Fox Compliance Full timeJob Description Our client is a leading national law firm seeking a Compliance Manager to join their team in Edinburgh. This is a new role for the firm, creating a really exciting opportunity to really get stuck in and make a big impact on the firm’s compliance function, driving forward change and development. The role will involve delivering firm-wide...
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Senior Compliance Officer
1 week ago
London, United Kingdom Compliance Professionals Full timeOur client is a global banking group offering commercial and retail banking, investment banking, and wealth management. Producing draft of policy documentation. CMP tracking, testing, monitoring and deep dives. Conduct Risk and Compliance assessment, monitoring and reporting raising concerns. Managing and keeping updated, the departments key...
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Senior Compliance Analyst
1 week ago
London, United Kingdom Compliance Professionals Full timeOur client is a leading international law and professional services firm providing legal, corporate and fiduciary services to their wide range of clients. THE RESPONSIBILITIES: Be responsible for reviewing the due diligence of existing entities/clients and where appropriate, re-identifying their ownership and control to assess AML/CTF and sanctions risks...
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Senior Compliance Manager
1 week ago
London, United Kingdom Compliance Professionals Full timeJob Description THE COMPANY: Our client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. THE RESPONSIBILITIES: Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation...
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Compliance Manager
1 week ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: We are working exclusively with an International Wholesale Bank located in the City of London, who are looking for a Compliance Manager to join the team. THE RESPONSIBILITIES: Report to the Chief Compliance Officer, covering all aspects of compliance, specialising in customer due diligence and anti-money laundering. Review due diligence...
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Compliance Manager/Senior Manager
1 week ago
London, United Kingdom AJ Fox Compliance Full timeWe are excited to be working with a well-respected national law firm to recruit a Compliance Manager to manage their team. It’s a fantastic opportunity to take on day-to-day line management of the compliance team and work closely with the Head of Compliance to ensure compliance with necessary regulations and manage risk. To apply for this role, you...
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Senior Compliance Officer
6 days ago
London, United Kingdom Compliance Professionals Full timeThey are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the development of new compliance standards. Serve as an advisor to the business, and interfaces regularly with business...
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Compliance Manager/Senior Manager
1 week ago
Colchester, Essex, United Kingdom AJ Fox Compliance Full timeWe are excited to be working with a top 200 UK law firm to recruit a Compliance Manager to join their team in Essex. This is a really exciting opportunity to join the firm in a new position, created in response to substantial growth, and play a key role in enhancing and supporting the firm’s compliance function. To apply for this role, you will need to...
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Senior Risk
Found in: Jooble UK C2 - 1 week ago
London, United Kingdom AJ FOX COMPLIANCE Full timeOur client - an international law firm - is seeking a Senior Conflicts Lawyer to join their growing team in London. This is an exciting opportunity to work closely with the firm’s senior management, and the wider business, in ensuring the development and maintenance of the highest standard of professional conduct, as well as ensure global compliance with...
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Senior Risk
1 week ago
London, United Kingdom AJ FOX COMPLIANCE Full timeOur client - an international law firm - is seeking a Senior Conflicts Lawyer to join their growing team in London. This is an exciting opportunity to work closely with the firm’s senior management, and the wider business, in ensuring the development and maintenance of the highest standard of professional conduct, as well as ensure global compliance with...
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Senior Compliance Associate
6 days ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client partners with exceptional managers and hedge funds to create leading funds globally. **THE RESPONSIBILITIES**: The role will cover the compliance for three entities within the group and will consist of the following main responsibilities: - General Compliance Monitoring - Thematic Reviews - Trade Surveillance (using TZ Trade...
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Senior Compliance Officer
7 days ago
Birmingham, United Kingdom AJ Fox Compliance Full timeAn international commercial law firm is seeking a Senior Officer to join their growing client and matter inception team in Birmingham. This is a fantastic opportunity for anyone looking to develop their management skills. This is a really exciting opportunity to join a big professional services business regulated by multiple regulators, a fantastic chance...
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Regulatory Compliance Analyst
1 week ago
London, United Kingdom Compliance Professionals Full timeWe are working exclusively with a trading and investing platform in their search for a Senior Regulatory Compliance Analyst. Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business (“COBS”). Reporting to senior stakeholders on the effectiveness of compliance procedures, the provision and analysis of...
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Regulatory Compliance Analyst
1 week ago
London, United Kingdom Compliance Professionals Full timeWe are working exclusively with a trading and investing platform in their search for a Senior Regulatory Compliance Analyst. The role is a 3 to 6 month contract THIS ROLE IS NOT SUITABLE FOR KYC AND AML CANDIDATES - IT IS A REGULATORY COMPLIANCE FOCUSSED ROLE. Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of...
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Chief Compliance Officer
1 week ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a market leader the retail brokerage space going through an exciting period of growth. Currently seeking a Chief Compliance Officer to join the Business, THE RESPONSIBILITIES: Act as a member of the Financial Crimes Committee and Risk Management Committee representing Compliance Undertaking a rolling compliance monitoring...
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Compliance Manager
1 week ago
London, United Kingdom AJ Fox Compliance Full timeJob Description We are excited to be working with a well-respected national law firm to recruit a Compliance Manager to manage their team. It’s a fantastic opportunity to take on day-to-day line management of the compliance team and work closely with the Head of Compliance to ensure compliance with necessary regulations and manage risk. To apply for...