Jobs: regulatory compliance

**THE COMPANY**: Our client is a global institutional investment management firm, based in the City. They are looking for a Regulatory Compliance specialist to join the team. The role is hybrid with 2/3 days expected in the office each week. **THE RESPONSIBILITIES**: - Assist in the management, supervised by the Director, Risk & Compliance, of the risk...

LONDON HEAD OF COMPLIANCE & MLRO 6 MONTH FTC We are assisting a great client of ours who are searching for a Head of Compliance & MLRO to join the team, holding the SMF16 & 17 Function for the firm. The client is a boutique investment bank who have a strong reputation in the emerging markets space, offering their clients a range of banking...

We are working exclusively with a trading and investing platform in their search for a Senior Regulatory Compliance Analyst. The role is a 3 to 6 month contract THIS ROLE IS NOT SUITABLE FOR KYC AND AML CANDIDATES - IT IS A REGULATORY COMPLIANCE FOCUSSED ROLE. Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of...

We are working exclusively with a trading and investing platform in their search for a Senior Regulatory Compliance Analyst. Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business (“COBS”). Reporting to senior stakeholders on the effectiveness of compliance procedures, the provision and analysis of...

They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the development of new compliance standards. Serve as an advisor to the business, and interfaces regularly with business...

Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business. Handle day-to-day financial promotion approvals, complaint resolutions, transaction reviews, and onboarding queries. Implement and carry out the Compliance Monitoring programme, including...

Our client is a global banking group offering commercial and retail banking, investment banking, and wealth management THE RESPONSIBILITIES: Producing draft of policy documentation. CMP tracking, testing, monitoring and deep dives. Conduct Risk and Compliance assessment, monitoring and reporting raising concerns. Managing and keeping...

Compliance Advisory Manager – Wealth/Investment Management Compliance Experience Required Compliance Advisory Manager – Wealth/Investment Management Compliance Experience Required Our client, a boutique wealth manager and part of a larger global banking Group, is looking to recruit a Compliance Advisory Manager. You will be responsible for developing...

An excellent opportunity to join a busy regulatory affairs department of a global chemicals company. The role will cover very diverse regulations including REACH, CLP, Food Contact legislation, heavy metals directive, medical device directive and cosmetics regulations - we are looking for a chemistry (or similar) graduate with at least 2 years’ experience...

We are looking for a regulatory affairs professional to join a chemical products manufacturing business. Key elements of the role include regulatory research and analysis, maintenance of key chemical regulatory documents, compilation of regulatory dossiers to support product approval globally and, authoring and maintenance of safety data sheets. This is a...

An opportunity for a regulatory affairs professional to join a chemical products manufacturing business. Key elements of the role include:Regulatory research and analysisMaintenance of key chemical regulatory documentsCompilation of regulatory dossiers to support product approval globallyAuthoring and maintenance of safety data sheets.This is a challenging...

An opportunity for a regulatory affairs professional to join a chemical products manufacturing business. Key elements of the role include: Regulatory research and analysis Maintenance of key chemical regulatory documents Compilation of regulatory dossiers to support product approval globally Authoring and maintenance of safety data sheets. This is a...

We are looking for a Safety Data Sheet / SDS Author / Regulatory Officer for a London based consumer products company. Your role will be varied and include researching pending changes developments to global chemical regulations, developing regulatory documents (SDSs, labels etc) for new and existing products, and providing regulatory support to internal...

Our client is a leading international bank with UK offices based in West London. They are looking to hire a Head of Compliance & MLRO on a permanent basis. Working within the leadership team you will plan, lead and deliver on the department’s projects. Developing and updating the department’s policy and processes of the Branch and ensuring that...

Exciting opportunity to join a successful chemical regulatory consultancy Gain full training in chemical regulatory affairs activities such as: SDS authoring, Hazard classifications, Labelling Poison centre notifications. You will work with and be trained by a well-known and industry leading expert. There is also huge potential for career development...

Exciting opportunity to join a successful chemical regulatory consultancy Gain full training in chemical regulatory affairs activities such as: SDS authoring, Hazard classifications, Labelling Poison centre notifications. You will work with and be trained by a well-known and industry leading expert. There is also huge potential for career development...

Exciting opportunity to join a successful chemical regulatory consultancyGain full training in chemical regulatory affairs activities such as:SDS authoring, Hazard classifications, Labelling Poison centre notifications. You will work with and be trained by a well-known and industry leading expert. There is also huge potential for career development with...

Exciting opportunity to join a successful chemical regulatory consultancyGain full training in chemical regulatory affairs activities such as:SDS authoring, Hazard classifications, Labelling Poison centre notifications. You will work with and be trained by a well-known and industry leading expert. There is also huge potential for career development with...

Exciting opportunity to join a successful chemical regulatory consultancyGain full training in chemical regulatory affairs activities such as:SDS authoring, Hazard classifications, Labelling Poison centre notifications. You will work with and be trained by a well-known and industry leading expert. There is also huge potential for career development with...

Exciting opportunity to join a successful chemical regulatory consultancy Gain full training in chemical regulatory affairs activities such as: SDS authoring, Hazard classifications, Labelling Poison centre notifications. You will work with and be trained by a well-known and industry leading expert. There is also huge potential for career development...