Jobs: mifid expert

Job Title:Program Manager MiFID Job Function:Program Manager Location:London, UK Industry:Asset Management Job Number:JO-1703-390Job Summary: The Global Solutions Delivery (GSD) team is focused on solving the technological and experiential needs of the Investments Division and Group Functions.  As a team, our mission is to create solutions that provide...

Compliance Associate Manager - Investment Banking - MiFID A leading Lloyd's insurance broker is hiring a Compliance Associate Manager to support the investment side of their business. You will play a vital role in ensuring the ongoing compliance of their MiFID investment firms with relevant regulations and industry standards. Develop and execute...

A leading Lloyd's insurance broker is hiring a Compliance Associate Manager to support the investment side of their business. You will play a vital role in ensuring the ongoing compliance of their MiFID investment firms with relevant regulations and industry standards. Develop and execute comprehensive compliance monitoring programs to ensure adherence to...

Key Responsibilities: Provide expert guidance on regulatory requirements related to energy trading, including REMIT, EMIR, MiFID II, and other relevant frameworks. Conduct thorough compliance assessments and reviews to ensure adherence to internal policies and external regulations. Collaborate closely with trading desks, risk management, and legal teams to...

The Legal team provides legal and regulatory advice to ensure that all CDC products and services are compliant per local regulations while also meeting the needs of CDC customers. The team interfaces externally with regulators and service providers to safeguard CDC from legal liabilities. Focus areas include Commercial and Regulatory/ Product. The Legal...

InterQuest are currently supporting a leading specialist consultancy in finding a talented compliance consultant to support the growth of their Capital Markets division. As a Capital Markets expert, this would be a great opportunity for leverage your consultancy expertise and take the next step in your career in what is a culture-orientated business focussed...

The Legal team provides legal and regulatory advice to ensure that all CDC products and services are compliant per local regulations while also meeting the needs of CDC customers. The team interfaces externally with regulators and service providers to safeguard CDC from legal liabilities. Focus areas include Commercial and Regulatory/ Product. The Legal...

Location: London, Hybrid (2 days in office) We are working with a leading market infrastructure seeking a Regulatory Advisory Specialist In a role providing strategic regulatory guidance to the business on a variety of regulatory topics and issues. Key Responsibilities: Provide expert regulatory advice and guidance covering a broad range of regulatory...

**Market Abuse Surveillance Team Lead** **London, UK** We are seeking a Market Abuse Surveillance Team Lead to join our team of senior experts. Reporting to the Global Head of Surveillance, you will be responsible for conducting surveillance analysis at an expert level and overseeing the teams work. You will work closely with the team to analyse...

Senior Product Regulatory Specialist Some careers shine brighter than others. If you’re looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you...

Compliance - Regulatory Advisory Officer We are seeking an experienced Compliance Regulatory Advisory officer from a commodities or asset management background. Our client are looking for someone to join a growing team responsible for ensuring that their operations comply with all relevant laws, regulations, and industry standards. The role will provide...

We are exclusively for a leading financial services firm who are looking to recruit a Head of Compliance & MLRO for their London office. Main Responsibilities: Develop and implement a robust Compliance framework, policies and procedures in accordance with relevant regulatory requirements and expectations, industry best practice, and firm obligations...

Compliance - Regulatory Advisory OfficerPlease make an application promptly if you are a good match for this role due to high levels of interest.We are seeking an experienced Compliance Regulatory Advisory officer from a commodities or asset management background. Our client are looking for someone to join a growing team responsible for ensuring that their...

This Principal Architect & Strategy Head will play an integral role in determining the strategy for the group and understanding and advocating architecture principles and articulating value proposition of architecture to our technology and business partners. We have a progressive position on technology selection, with engineers building technology...

This Principal Architect & Strategy Head will play an integral role in determining the strategy for the group and understanding and advocating architecture principles and articulating value proposition of architecture to our technology and business partners. We have a progressive position on technology selection, with engineers building technology...

This inclusive employer is a member of myGwork - the largest global platform for the LGBTQ+ business community. Joining Capco means joining an organisation that is committed to an inclusive working environment where you're encouraged to #BeYourselfAtWork. We celebrate individuality and recognize that diversity and inclusion, in all forms, is critical to...

Joining Capco means joining an organisation that is committed to an inclusive working environment where you’re encouraged to #BeYourselfAtWork. We celebrate individuality and recognize that diversity and inclusion, in all forms, is critical to success. It’s important to us that we recruit and develop as diverse a range of talent as we can and we believe...

Management Consultant - Regulatory Change at Capco UK - London Joining Capco means joining an organisation that is committed to an inclusive working environment where you’re encouraged to #BeYourselfAtWork. We celebrate individuality and recognize that diversity and inclusion, in all forms, is critical to success. It’s important to us that we...

Description Role Overview: This is an exciting opportunity to take a lead legal role on European fundraisings for Ares. The primary focus of this role will be private fund formation and managing fundraising processes, and the successful candidate will be required to weave complex arrangements into a cohesive whole, provide superior business-related...

Ref: 37196Working with a mid-size asset manager, this role will support the distribution team in their platform sales. The right candidate will have a background in asset management and experience working within a platform sales team. Responsibilities• Utilize expertise in third party distribution through platforms in the asset management industry •...