Jobs: head of compliance smf - part time

LONDON HEAD OF COMPLIANCE & MLRO 6 MONTH FTC The ClientWe are assisting a great client of ours who are searching for a Head of Compliance & MLRO to join the team, holding the SMF16 & 17 Function for the firm. The client is a boutique investment bank who have a strong reputation in the emerging markets space, offering their clients a range of...

LONDON HEAD OF COMPLIANCE & MLRO 6 MONTH FTC The ClientWe are assisting a great client of ours who are searching for a Head of Compliance & MLRO to join the team, holding the SMF16 & 17 Function for the firm. The client is a boutique investment bank who have a strong reputation in the emerging markets space, offering their clients a range of...

LONDON HEAD OF COMPLIANCE & MLRO 6 MONTH FTC The Client We are assisting a great client of ours who are searching for a Head of Compliance & MLRO to join the team, holding the SMF16 & 17 Function for the firm. The client is a boutique investment bank who have a strong reputation in the emerging markets space, offering their clients a range of...

LONDON HEAD OF COMPLIANCE & MLRO 6 MONTH FTC The ClientWe are assisting a great client of ours who are searching for a Head of Compliance & MLRO to join the team, holding the SMF16 & 17 Function for the firm. The client is a boutique investment bank who have a strong reputation in the emerging markets space, offering their clients a range of...

LONDON HEAD OF COMPLIANCE & MLRO 6 MONTH FTC We are assisting a great client of ours who are searching for a Head of Compliance & MLRO to join the team, holding the SMF16 & 17 Function for the firm. The client is a boutique investment bank who have a strong reputation in the emerging markets space, offering their clients a range of banking...

Our client is a securities firm and provides a range of execution and clearing services for exchange traded derivatives and OTC derivatives in commodities including base metal contracts on the London Metal Exchange. Job Description Lead and manage the compliance team, ensuring adherence to regulatory requirements. Oversee Money Laundering Reporting...

Our client is a securities firm and provides a range of execution and clearing services for exchange traded derivatives and OTC derivatives in commodities including base metal contracts on the London Metal Exchange. Job Description Lead and manage the compliance team, ensuring adherence to regulatory requirements. Oversee Money Laundering Reporting...

About Our Client A small Investment Bank with aggressive growth plans, specialising in Emerging Markets. Job DescriptionLead the regulatory compliance program within the Investment Banking department.Fulfil the role of MLRO (SMF 17), ensuring regulatory requirements are adhered to.Implement and manage regulatory risk assessments and audits.Be hands on and a...

A rapidly growing FinTech is hiring a Head of Compliance in London Our client is known as an innovative payment provider for international e-commerce businesses. With over 500 employees sitting in 6 countries and 3 continents, our client is a multinationalcompany that is committed to constantly providing best-in-class services to help their clients develop...

We are recruiting for an established Institutional Investment Management business looking to hire a Head of Compliance (SMF 16 & 17) to oversee and manage Compliance and AML risks for the business. **Main Responsibilities** - Development and implementation of annual compliance plans, compliance monitoring, and the Compliance Manual. - Approval of...

HEAD OF COMPLIANCE (FUNERAL PLANNING - REMOTE) – SENIOR RETAIL COMPLIANCE EXPERIENCE (INCLUDING HOLDING SMF 16) REQUIRED HEAD OF COMPLIANCE (FUNERAL PLANNING - REMOTE) –  SENIOR RETAIL COMPLIANCE EXPERIENCE (INCLUDING HOLDING SMF 16) REQUIRED Our client a Funeral Planning business is looking to appoint a Head of Compliance to support the CEO and...

Head of Compliance & MLRO – Wealth Management Experience Required Head of Compliance & MLRO – Wealth Management Experience Required 120K - £150K + Bonus & Benefits Hybrid (City of London) We have been appointed by our Client, a leading Financial Services Group, who are looking to hire a Head of Compliance & MLRO holding SMF16/17....

Head of Compliance SMF 16 and 17 (fintech's across the UK) 5 days ago Be among the first 25 applicants SEVERAL Exciting Opportunities: Heads of Compliance (SMF16 and SMF17) UK Based FinTech's London and surrounding Hydrid roles As the Head of Compliance (SMF16 and SMF17), you will lead the compliance function and drive regulatory excellence within our...

Head of Compliance & MLRO – Wealth Management Experience Required     Ref: 4014G   £120K - £150K + Bonus & Benefits                                                     Hybrid (City of London)   We have been appointed by our Client, a leading Financial Services Group, who are looking to hire a...

A newly created role based in the Heart in Birmingham Head of Compliance & MLRO (SMF16 and SMF17)Location: Birmingham (Hybrid) The Role Our expanding Banking client is currently seeking an experienced Head of Compliance & MLRO to take responsibility for leading the compliance and conduct function and act as MLRO. This senior-level role holder will be...

**Your team**: - Pictet & Cie (Europe) S.A., London Branch provides services ranging from custody, wealth management, asset servicing and trading to a wide array of domestic and international UHNW clients.- This is a unique opportunity to join the Compliance unit of the London Branch to exercice the function of Head of Compliance Oversight / SMF 16. In...

Head of Compliance SMF 16 and 17 (fintech's across the UK) 5 days ago Be among the first 25 applicants SEVERAL Exciting Opportunities: Heads of Compliance (SMF16 and SMF17) UK Based FinTech's London and surrounding Hydrid roles As the Head of Compliance (SMF16 and SMF17), you will lead the compliance function and drive regulatory excellence within our...

Alexander Lloyd are pleased to be partnering with a rapidly growing re-insurer in the broking arena and their London office on a key hire of a Vice President of Compliance / Head of Compliance.This individual will need previous reinsurance/broking experience from a Lloyd's broker, as well as certification/SMF holding to be considered for the role. If you...

Alexander Lloyd are pleased to be partnering with a rapidly growing re-insurer in the broking arena and their London office on a key hire of a Vice President of Compliance / Head of Compliance.This individual will need previous reinsurance/broking experience from a Lloyd's broker, as well as certification/SMF holding to be considered for the role. If you...

Alexander Lloyd are pleased to be partnering with a rapidly growing re-insurer in the broking arena and their London office on a key hire of a Vice President of Compliance / Head of Compliance. This individual will need previous reinsurance/broking experience from a Lloyd's broker, as well as certification/SMF holding to be considered for the role. If you...