Jobs: compliance financial
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Financial Crime Compliance Officer Banking
6 hours ago
England, United Kingdom Compliance Professionals Full timeWe are working with an expanding banking Group based in Kent, who provide simple and straightforward day-to-day banking solutions to their specialist customers. They are looking for a Compliance & Financial Crime Officer to join the team. To undertake horizon scanning on regulatory developments with regards to both Compliance and Financial Crime...
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London, United Kingdom Compliance Professionals Full timeWe are working with a successful retail and wholesale bank based in the West End, they are looking for a Financial Crime Compliance Manager to join the team on a 6 month FTC basis. To lead on horizon scanning, interpretation, and implementation of changes and updates to AML/CTF and controls for mitigating the risks financial crime UK Financial industry...
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Senior Compliance Monitoring Manager
3 days ago
London, United Kingdom Compliance Professionals Full timeOur client is a market leader the retail brokerage space going through an exciting period of growth. Currently seeking a Chief Compliance Officer to join the Business. Act as a member of the Financial Crimes Committee and Risk Management Committee representing Compliance Undertaking a rolling compliance monitoring programme on a global basis and...
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Senior Compliance Officer
3 days ago
London, United Kingdom Compliance Professionals Full timeOur client is a global banking group offering commercial and retail banking, investment banking, and wealth management. Producing draft of policy documentation. CMP tracking, testing, monitoring and deep dives. Conduct Risk and Compliance assessment, monitoring and reporting raising concerns. Managing and keeping updated, the departments key...
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Compliance Officer
4 days ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client offers a trading in prime digital assets, forex, and CFDs. By providing a interface for trading these diverse assets, our client aims to provide flexibility for traders, enabling them to navigate the dynamic global financial markets efficiently **THE RESPONSIBILITIES**: - Manage and oversight of the client onboarding process and...
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Financial Crime Compliance Manager
3 days ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: We are working with a successful retail and wholesale bank based in the West End, they are looking for a Financial Crime Compliance Manager to join the team on a 6 month FTC basis. THE RESPONSIBILITIES: To lead on horizon scanning, interpretation, and implementation of changes and updates to AML/CTF and controls for mitigating the risks...
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London, United Kingdom Compliance Professionals Full timeTHE COMPANY: We are working with a successful retail and wholesale bank based in the West End, they are looking for a Financial Crime Compliance Manager to join the team on a 6 month FTC basis. THE RESPONSIBILITIES: To lead on horizon scanning, interpretation, and implementation of changes and updates to AML/CTF and controls for mitigating the risks...
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Senior Compliance Monitoring Manager
3 days ago
London, United Kingdom Compliance Professionals Full timeWe are working exclusively with an International Wholesale Bank located in the City of London, who are looking for a Compliance Manager to join the team. Report to the Chief Compliance Officer, covering all aspects of compliance, specialising in customer due diligence and anti-money laundering. Review due diligence in respect of customers at take-on,...
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England, United Kingdom Compliance Professionals Full timeTHE COMPANY: We are working with an expanding banking Group based in Kent, who provide simple and straightforward day-to-day banking solutions to their specialist customers. They are looking for a Compliance & Financial Crime Officer to join the team. THE RESPONSIBILITIES: To undertake horizon scanning on regulatory developments with regards to...
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Compliance Assistant
3 days ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is a well regarded derivatives firm. They are looking for a Compliance Assistant to join the London-based team. **THE RESPONSIBILITIES**: - Carrying out and improving the Compliance Monitoring Programme. - Implementing and reviewing the firm’s policies and procedures. - Onboarding new counterparties. - Assisting with...
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Regulatory Compliance Manager
3 days ago
London, United Kingdom Compliance Recruitment Solutions Full timeCompliance Advisory Manager – Wealth/Investment Management Compliance Experience Required Compliance Advisory Manager – Wealth/Investment Management Compliance Experience Required Our client, a boutique wealth manager and part of a larger global banking Group, is looking to recruit a Compliance Advisory Manager. You will be responsible for developing...
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Compliance Officer
3 days ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business. THE RESPONSIBILITIES: Handle day-to-day financial promotion approvals, complaint resolutions, transaction reviews, and onboarding queries. Complete necessary sections of Regdata...
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Compliance Officer
Found in: Appcast Linkedin GBL C2 - 3 days ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY:Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business.THE RESPONSIBILITIES:Handle day-to-day financial promotion approvals, complaint resolutions, transaction reviews, and onboarding queries.Complete necessary sections of Regdata reports and...
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Compliance Officer
Found in: Talent UK 2A C2 - 4 days ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY:Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business.THE RESPONSIBILITIES:Handle day-to-day financial promotion approvals, complaint resolutions, transaction reviews, and onboarding queries.Complete necessary sections of Regdata reports and...
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Compliance Officer
Found in: Appcast UK C2 - 5 days ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY:Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business.THE RESPONSIBILITIES:Handle day-to-day financial promotion approvals, complaint resolutions, transaction reviews, and onboarding queries.Complete necessary sections of Regdata reports and...
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Compliance Officer
Found in: Whatjobs ES C2 - 4 days ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business. THE RESPONSIBILITIES: Handle day-to-day financial promotion approvals, complaint resolutions, transaction reviews, and onboarding queries. Complete necessary sections of Regdata...
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Compliance Officer
Found in: Appcast UK C C2 - 5 days ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY:Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business.THE RESPONSIBILITIES:Handle day-to-day financial promotion approvals, complaint resolutions, transaction reviews, and onboarding queries.Complete necessary sections of Regdata reports and...
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Chief Compliance Officer
3 days ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a market leader the retail brokerage space going through an exciting period of growth. Currently seeking a Chief Compliance Officer to join the Business, THE RESPONSIBILITIES: Act as a member of the Financial Crimes Committee and Risk Management Committee representing Compliance Undertaking a rolling compliance monitoring...
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Chief Compliance Officer
5 days ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a market leader the retail brokerage space going through an exciting period of growth. Currently seeking a Chief Compliance Officer to join the Business, THE RESPONSIBILITIES: Act as a member of the Financial Crimes Committee and Risk Management Committee representing Compliance Undertaking a rolling compliance monitoring...
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London, United Kingdom Compliance Professionals Full timeOur client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business. Handle day-to-day financial promotion approvals, complaint resolutions, transaction reviews, and onboarding queries. Implement and carry out the Compliance Monitoring programme, including...