Jobs: cass compliance consultant

**THE COMPANY**: Our client is a leading trading platform that is ambitiously expanding their Business. They are looking to hire a CASS Controls Officer on a permanent basis. **THE RESPONSIBILITIES**: - Support the design and development of the UK entity CASS control framework - Assist in the development and maintenance of a strong culture of controls -...

**THIS IS A 12 MONTH MATERNITY COVER** **What you’ll do**: - Perform and own the daily reconciliations for client money (CASS 7) and safe custody assets (CASS 6). - Identify, allocate, investigate and narrate discrepancies, variances, and anomalies in reconciliation processes. - Collaborate with internal teams to resolve discrepancies and implement...

Job Summary : Assist the CASS Officer to develop and maintain an appropriate governance and oversight frameworks to monitor the operational effectiveness of processes, systems, and controls to achieve compliance with the FCA CASS rules. Provide support to broader IST team as required. Reports to: CASS Officer Subordinates: None Organisation: ...

Who we areIn 2021, Seedrs joined forces with Republic to accelerate their shared mission to democratise access to investing, capital raising, and community building. Seedrs operates the European arm of Republic's global marketplace.Together, we operate a global marketplace that enables anyone to buy and trade traditional and digital securities and also as a...

A vacancy has arisen for a Client Asset Sourcebook (CASS) Assurance Administrator to join our clients team based in central Chichester The job holder will be responsible for completing the day to day CASS key controls for the Group and working effectively with the business to ensure continuous improvement of CASS Compliance. Key responsibilities...

CASS/FinOps Manager (Maternity Cover)Contract: 9-12 monthsIn 2021, Seedrs joined forces with Republic to accelerate their shared mission to democratise access to investing, capital raising, and community building. Seedrs operates the European arm of Republic's global marketplace.We are looking for a CASS/FinOps manger to oversee the CASS team as well as get...

United Kingdom - Investment Banking, Operations, Risk - Investment Bank **Job Reference #** - 290051BR **City** - London **Job Type** - Full Time **Your role** - Do you have an eye for detail? Do you thrive in a dynamic and collaborative environment? - We're looking for someone like that to: - play a central role in ensuring the firm delivers on our Key...

Job description KPMG Overview: Joining KPMG means joining a talented team of exceptional colleagues who bring innovative thoughts and a natural curiosity to the work they do each day. No one type of person succeeds at KPMG; a diverse business requires diverse personalities, characters, and perspectives. There really is a place for you here. Job...

Job description KPMG Overview: Joining KPMG means joining a talented team of exceptional colleagues who bring innovative thoughts and a natural curiosity to the work they do each day. No one type of person succeeds at KPMG; a diverse business requires diverse personalities, characters, and perspectives. There really is a place for you here.   ...

United Kingdom Investment Banking, Operations, Risk Investment Bank Job Reference # 290051BR City London Job Type Full Time Your role Do you have an eye for detail? Do you thrive in a dynamic and collaborative environment? We're looking for someone like that to: • play a central role in ensuring the firm delivers on our Key CASS Regulatory...

United Kingdom Investment Banking, Operations, Risk Investment Bank Job Reference # 290051BR City London Job Type Full Time Your role Do you have an eye for detail? Do you thrive in a dynamic and collaborative environment? We're looking for someone like that to: • play a central role in ensuring the firm delivers on our Key CASS Regulatory...

We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talent team. is a global company with...

We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talent team. Capital.com is a global...

We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talent team.Read on to fully understand...

**Background Information** This role is available to freelance contractors/ consultants who are a looking for a short term project, with the potential for ongoing project based work. The role will involve supporting a range of client projects and will likely include the following: - Contract reviews and requirements gathering - Conducting a compliance...

Audit Manager - CASS - Financial ServicesIdeas | People | TrustWe're BDO. An accountancy and business advisory firm, providing the advice and solutions entrepreneurial organisations need to navigate today's changing world.We work with the companies that are Britain's economic engine - ambitious, entrepreneurially-spirited and high-growth businesses that fuel...

Audit Manager – CASS – Financial Services Ideas | People | Trust We’re BDO. An accountancy and business advisory firm, providing the advice and solutions entrepreneurial organisations need to navigate today’s changing world. We work with the companies that are Britain’s economic engine – ambitious, entrepreneurially-spirited and...

Audit Manager - CASS - Financial Services Ideas | People | Trust We're BDO. An accountancy and business advisory firm, providing the advice and solutions entrepreneurial organisations need to navigate today's changing world. We work with the companies that are Britain's economic engine - ambitious, entrepreneurially-spirited and high-growth businesses that...

Audit Manager - CASS - Financial Services Ideas | People | Trust We're BDO. An accountancy and business advisory firm, providing the advice and solutions entrepreneurial organisations need to navigate today's changing world. We work with the companies that are Britain's economic engine - ambitious, entrepreneurially-spirited and high-growth businesses that...

Audit Manager – CASS – Financial Services Ideas | People | Trust We’re BDO. An accountancy and business advisory firm, providing the advice and solutions entrepreneurial organisations need to navigate today’s changing world. We work with the companies that are Britain’s economic engine – ambitious, entrepreneurially-spirited and...