Jobs: apprenticegrad compliance assistant

**THE COMPANY**: Our client is a well regarded derivatives firm. They are looking for a Compliance Assistant to join the London-based team. **THE RESPONSIBILITIES**: - Carrying out and improving the Compliance Monitoring Programme. - Implementing and reviewing the firm’s policies and procedures. - Onboarding new counterparties. - Assisting with...

A top 100 UK law firm is hiring a Risk & Compliance Assistant to join their team in South West London. This is an exciting opportunity to join a dynamic and expanding firm. The compliance team is responsible for developing the firm’s policies and procedures and ensuring they are implemented across the firm, and providing advice and training on all...

Our client is a leading international law and professional services firm providing legal, corporate and fiduciary services to their wide range of clients. THE RESPONSIBILITIES: Be responsible for reviewing the due diligence of existing entities/clients and where appropriate, re-identifying their ownership and control to assess AML/CTF and sanctions risks...

Our client is a leading international law and professional services firm providing legal, corporate and fiduciary services to their wide range of clients.Scroll down to find the complete details of the job offer, including experience required and associated duties and tasks.THE RESPONSIBILITIES:Be responsible for reviewing the due diligence of existing...

Our client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. THE RESPONSIBILITIES: Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact...

Our client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance.Read on to find out what you will need to succeed in this position, including skills, qualifications, and experience.THE RESPONSIBILITIES:Support the Head of Compliance in the identification, review, assessment and...

**THE COMPANY**: Our client is a global institutional investment management firm, based in the City. They are looking for a Regulatory Compliance specialist to join the team. The role is hybrid with 2/3 days expected in the office each week. **THE RESPONSIBILITIES**: - Assist in the management, supervised by the Director, Risk & Compliance, of the risk...

Our client is a leading international law and professional services firm providing legal, corporate and fiduciary services to their wide range of clients. Be responsible for reviewing the due diligence of existing entities/clients and where appropriate, re-identifying their ownership and control to assess AML/CTF and sanctions risks and determine...

We are working with a regular client of ours who are searching for a Deputy Head of Compliance & Deputy MLRO. You will Support the Head of Compliance/MLRO to deliver second line oversight of company’s activities to ensure the business operates within its regulatory permissions/applicable regulation & build and maintain a strong compliance framework...

We are working exclusively with a trading and investing platform in their search for a Senior Regulatory Compliance Analyst. Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business (“COBS”). Reporting to senior stakeholders on the effectiveness of compliance procedures, the provision and analysis of...

We are working exclusively with a trading and investing platform in their search for a Senior Regulatory Compliance Analyst. The role is a 3 to 6 month contract THIS ROLE IS NOT SUITABLE FOR KYC AND AML CANDIDATES - IT IS A REGULATORY COMPLIANCE FOCUSSED ROLE. Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of...

Our client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact assessments. Support the...

Our client is a well regarded corporate bank offering a variety of deposit and lending products, as well as treasury and foreign exchange services. Assist in maintaining and promoting a compliance culture appropriate to meet regulatory requirements and in line with industry best practices. Keep abreast of developments in relevant laws, regulations and...

**THE COMPANY**: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. **THE RESPONSIBILITIES**: - Responsible for providing Compliance Advisory support to the Business -...

THE COMPANY: Our client is a global banking group offering commercial and retail banking, investment banking, and wealth management THE RESPONSIBILITIES: Producing draft of policy documentation. CMP tracking, testing, monitoring and deep dives. Conduct Risk and Compliance assessment, monitoring and reporting raising concerns. Managing and...

Job Description THE COMPANY: Our client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. THE RESPONSIBILITIES: Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation...

LONDON HEAD OF COMPLIANCE & MLRO 6 MONTH FTC We are assisting a great client of ours who are searching for a Head of Compliance & MLRO to join the team, holding the SMF16 & 17 Function for the firm. The client is a boutique investment bank who have a strong reputation in the emerging markets space, offering their clients a range of banking...

Job Description THE COMPANY: Our client is a global banking group offering commercial and retail banking, investment banking, and wealth management. THE RESPONSIBILITIES: Producing draft of policy documentation. CMP tracking, testing, monitoring and deep dives. Conduct Risk and Compliance assessment, monitoring and reporting raising concerns. ...

Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business. Handle day-to-day financial promotion approvals, complaint resolutions, transaction reviews, and onboarding queries. Implement and carry out the Compliance Monitoring programme, including...

We are working with a leading international law firm to hire a Compliance Administrator to join their team in London and work to support its compliance function. This is a fantastic opportunity to assist the wider compliance team, as well as fee earners at all levels, with the firm’s client and matter opening process, ensuring that all necessary...