Compliance Manager

3 weeks ago


Birmingham, United Kingdom James Adams Full time

Compliance Manager


Are you passionate about regulatory compliance and risk management in the financial services industry? Do you possess strong leadership skills and the ability to provide expert guidance on regulatory matters? If so, my client is seeking a dedicated Compliance Manager to join their Risk team and play a pivotal role in ensuring regulatory standards are met while supporting business growth.


Key Responsibilities:

  • Lead and manage a small team of Compliance Business Partners, fostering their professional development and knowledge enhancement.
  • Provide expert advice and guidance to the business on technical regulatory issues, contributing to policy changes and analyzing the impact of regulatory changes.
  • Ensure the Society achieves the highest standards of conduct and data protection regulatory compliance across all business operations.
  • Act as a subject matter expert on conduct-related regulatory sourcebooks and provide horizon-scanning overviews of relevant prudential compliance matters.
  • Meet regulatory/legislative timescales and provide well-structured summaries of proposed regulatory changes to the business.
  • Participate in and lead Society projects and initiatives to improve processes and products offered to customers.
  • Produce management information and regulatory update reports for presentation at various levels of committees.


Skills and Experience Required:

  • Minimum of retail banking/building society experience
  • Proven team leadership experience.
  • Regulatory/Compliance examinations essential, e.g., FPC, CeMap, AdvCeMap, CERGI.
  • Excellent oral and written communication skills with the ability to engage stakeholders at all levels.



  • Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity.We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in Birmingham (with...


  • Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity.We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in Birmingham (with...


  • Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    Job DescriptionAre you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity.We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in...


  • Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity. We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in Birmingham...


  • Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity. We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in Birmingham...


  • Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity. We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in Birmingham (with...


  • Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity.We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in Birmingham (with...


  • Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    Job Description Are you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity. We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based...


  • Birmingham, United Kingdom Paritas Recruitment - Compliance Full time

    The role will have a strong emphasis on Financial Crime and demands an individual with extensive experience of designing and implementing compliance risk management systems and related controls. Applicants should be able to demonstrate expertise in AML and KYC related compliance, ideally within the context of the financial services sector. The firm are...


  • Birmingham, United Kingdom Paritas Recruitment - Compliance Full time

    The role will have a strong emphasis on Financial Crime and demands an individual with extensive experience of designing and implementing compliance risk management systems and related controls. Applicants should be able to demonstrate expertise in AML and KYC related compliance, ideally within the context of the financial services sector. The firm are happy...


  • Birmingham, United Kingdom AJ Fox Compliance Full time

    An international commercial law firm is seeking a Senior Officer to join their growing client and matter inception team in Birmingham. This is a fantastic opportunity for anyone looking to develop their management skills. This is a really exciting opportunity to join a big professional services business regulated by multiple regulators, a fantastic chance...


  • Birmingham, United Kingdom Paritas Recruitment - Compliance Full time

    Head of Financial Crime & Compliance Paritas Recruitment - Compliance Birmingham, United Kingdom Posted 22 hours ago Hybrid Job Permanent Competitive An ambitious and growing alternative lender are currently seeking a Head of Financial Crime and Compliance to be based in their East Midlands office. The role will have a strong emphasis on Financial...

  • Compliance Manager

    2 weeks ago


    birmingham, United Kingdom JR United Kingdom Remote Work Freelance Full time

    Compliance ManagerAre you passionate about regulatory compliance and risk management in the financial services industry? Do you possess strong leadership skills and the ability to provide expert guidance on regulatory matters? If so, my client is seeking a dedicated Compliance Manager to join their Risk team and play a pivotal role in ensuring regulatory...

  • Compliance Manager

    2 weeks ago


    Birmingham, United Kingdom Upstream Solutions Group Full time

    We are currently recruiting for an experienced Compliance Manager for a global engineering and asset management business, who specialize within industrial machinery. They deliver solutions for all of the machinery and equipment it supplies, with a large number of mobile engineers throughout the UK. Role & responsibilities: * Oversee and manage a team of...

  • Compliance Manager

    2 weeks ago


    Birmingham, United Kingdom Upstream Solutions Group Full time

    We are currently recruiting for an experienced Compliance Manager for a global engineering and asset management business, who specialize within industrial machinery. They deliver solutions for all of the machinery and equipment it supplies, with a large number of mobile engineers throughout the UK.Role & responsibilities: * Oversee and manage a team of...

  • Compliance Manager

    2 weeks ago


    Birmingham, United Kingdom The Gambling Commission Full time

    Compliance Manager Birmingham, West Midlands (with hybrid working) We are looking for 4 x compliance managers. Working for our Compliance team means translating our regulation into action and making sure the industry understands and adheres to the legislation set out to protect the publics interest. The team are responsible for testing licensees against...

  • Compliance Manager

    2 weeks ago


    Birmingham, United Kingdom Upstream Solutions Group Full time

    Role: Compliance Manager Location: Hybrid RoleSalary: £40k - £50k We are currently recruiting for an experienced Compliance Manager for a global engineering and asset management business, who specialize within industrial machinery. They deliver solutions for all of the machinery and equipment it supplies, with a large number of mobile engineers throughout...

  • Compliance Manager

    2 weeks ago


    Birmingham, United Kingdom Upstream Solutions Group Full time

    Role: Compliance Manager Location: Hybrid RoleSalary: £40k - £50k We are currently recruiting for an experienced Compliance Manager for a global engineering and asset management business, who specialize within industrial machinery. They deliver solutions for all of the machinery and equipment it supplies, with a large number of mobile engineers throughout...

  • Compliance Manager

    2 weeks ago


    Birmingham, United Kingdom Upstream Solutions Group Full time

    Role: Compliance Manager Location: Hybrid RoleSalary: £40k - £50k We are currently recruiting for an experienced Compliance Manager for a global engineering and asset management business, who specialize within industrial machinery. They deliver solutions for all of the machinery and equipment it supplies, with a large number of mobile engineers throughout...

  • Compliance Manager

    1 week ago


    Birmingham, United Kingdom Upstream Solutions Group Full time

    Job DescriptionRole: Compliance Manager Location: Hybrid RoleSalary: £40k - £50k We are currently recruiting for an experienced Compliance Manager for a global engineering and asset management business, who specialize within industrial machinery. They deliver solutions for all of the machinery and equipment it supplies, with a large number of mobile...