Current jobs related to Risk & Compliance Manager - Greater Brighton and Hove Area - AJ FOX COMPLIANCE


  • Brighton and Hove, United Kingdom QED Legal Full time

    Risk & Compliance ManagerFull-time (9:15 AM - 5:15 PM)Location: BrightonThe RoleAn award-winning legal services provider is seeking a highly skilled Risk & Compliance Manager to oversee and develop risk management policies and procedures across the firm. This is a fantastic opportunity to join a reputable regional law firm known for its excellence and...


  • Brighton and Hove, United Kingdom QED Legal Full time

    Risk & Compliance ManagerFull-time (9:15 AM - 5:15 PM)Location: BrightonThe RoleAn award-winning legal services provider is seeking a highly skilled Risk & Compliance Manager to oversee and develop risk management policies and procedures across the firm. This is a fantastic opportunity to join a reputable regional law firm known for its excellence and...


  • Greater London, United Kingdom AJ Fox Compliance Full time

    Job DescriptionAre you passionate about navigating complex risk and regulatory challenges?Looking for an opportunity where your expertise in risk and compliance will be valued and make a difference?If you're a proactive problem solver with a passion for risk management, we want to hear from you!An innovative, forward-thinking law firm is seeking a Risk &...


  • Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    We are working with a well-respected full-service Law Firm in London. They are in need of a new Risk & Compliance Manager to join their dynamic team. This role will oversee the development and implementation of risk management policies and procedures. You will also provide general risk and compliance advice to those across the firm.A successful candidate...


  • Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    We are working with a well-respected full-service Law Firm in London. They are in need of a new Risk & Compliance Manager to join their dynamic team. This role will oversee the development and implementation of risk management policies and procedures. You will also provide general risk and compliance advice to those across the firm.A successful candidate...


  • Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    We are working with a well-respected full-service Law Firm in London. They are in need of a new Risk & Compliance Manager to join their dynamic team. This role will oversee the development and implementation of risk management policies and procedures. You will also provide general risk and compliance advice to those across the firm.A successful candidate...


  • Greater Bristol Area, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a qualified solicitor with a passion for Risk and Compliance?Are you looking for a new law firm compliance opportunity?Would you like to be a part of a modern, forward-thinking law firm?If you answered yes, you may be interested in this new opportunity.We have a new opportunity for an ambitious Risk and Compliance Lawyer to join a Leading UK Law...


  • Greater Bristol Area, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a qualified solicitor with a passion for Risk and Compliance?Are you looking for a new law firm compliance opportunity?Would you like to be a part of a modern, forward-thinking law firm?If you answered yes, you may be interested in this new opportunity.We have a new opportunity for an ambitious Risk and Compliance Lawyer to join a Leading UK Law...


  • Greater Manchester, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a qualified solicitor with a passion for Risk and Compliance?Are you looking for a new law firm compliance opportunity?Would you like to be a part of a modern, forward-thinking law firm?If you answered yes, you may be interested in this new opportunity.We have a new opportunity for an ambitious Risk and Compliance Lawyer to join a Leading UK Law...


  • Greater Manchester, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a qualified solicitor with a passion for Risk and Compliance?Are you looking for a new law firm compliance opportunity?Would you like to be a part of a modern, forward-thinking law firm?If you answered yes, you may be interested in this new opportunity.We have a new opportunity for an ambitious Risk and Compliance Lawyer to join a Leading UK Law...

  • Compliance Manager

    7 days ago


    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our global is a global fintech banking group who are looking for a Compliance Manager to join the London business. THE RESPONSIBILITIES:Lead regulatory horizon scanning and provide risk-based analysis to guide Bank’s strategic decisions.Drive regulatory change projects and deliver clear progress reporting to senior management.Champion the...

  • Compliance Manager

    1 week ago


    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our global is a global fintech banking group who are looking for a Compliance Manager to join the London business. THE RESPONSIBILITIES:Lead regulatory horizon scanning and provide risk-based analysis to guide Bank’s strategic decisions.Drive regulatory change projects and deliver clear progress reporting to senior management.Champion the...

  • Compliance Manager

    6 days ago


    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our global is a global fintech banking group who are looking for a Compliance Manager to join the London business. THE RESPONSIBILITIES: Lead regulatory horizon scanning and provide risk-based analysis to guide Bank’s strategic decisions. Drive regulatory change projects and deliver clear progress reporting to senior management. Champion...


  • Brighton, United Kingdom QED Legal Full time

    Risk & Compliance ManagerFull-time (9:15 AM - 5:15 PM)Location: BrightonThe RoleAn award-winning legal services provider is seeking a highly skilled Risk & Compliance Manager to oversee and develop risk management policies and procedures across the firm. This is a fantastic opportunity to join a reputable regional law firm known for its excellence and...

  • IT Risk

    6 days ago


    London Area, United Kingdom Audit & Risk Recruitment Full time

    We are delighted to announce that Audit & Risk Recruitment have been exclusively mandated by a FTSE 250 business to help build an Audit, Risk and Compliance function for a leading FMCG brand in Scotland.The IT Risk & Controls Manager, who reports into the Head of Risk, is responsible for overseeing the identification, assessment, and mitigation of IT-related...

  • Compliance Officer

    5 days ago


    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a boutique Wealth Management/Private Client Stockbroking firm based in the City. They are looking for a Compliance Officer to support the Head of Compliance to ensure that the firm meets its regulatory requirements.THE RESPONSIBILITIES:To carry out activities, as allocated, in line with the compliance department areas of...

  • Compliance Officer

    5 days ago


    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a boutique Wealth Management/Private Client Stockbroking firm based in the City. They are looking for a Compliance Officer to support the Head of Compliance to ensure that the firm meets its regulatory requirements.THE RESPONSIBILITIES:To carry out activities, as allocated, in line with the compliance department areas of...

  • Compliance Officer

    5 days ago


    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a boutique Wealth Management/Private Client Stockbroking firm based in the City. They are looking for a Compliance Officer to support the Head of Compliance to ensure that the firm meets its regulatory requirements. THE RESPONSIBILITIES: To carry out activities, as allocated, in line with the compliance department areas of...

  • Compliance Officer

    1 week ago


    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY:Our client is a successful Private Bank based in the City. They are looking for a Compliance Officer with Wealth/Asset Management experience in Policy and Advisory.THE RESPONSIBILITIES:To carry out activities, as allocated, in line with the compliance department areas of responsibility to help mitigate conduct and regulatory risks.To support...

  • Compliance Officer

    1 week ago


    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY:Our client is a successful Private Bank based in the City. They are looking for a Compliance Officer with Wealth/Asset Management experience in Policy and Advisory.THE RESPONSIBILITIES:To carry out activities, as allocated, in line with the compliance department areas of responsibility to help mitigate conduct and regulatory risks.To support...

Risk & Compliance Manager

2 weeks ago


Greater Brighton and Hove Area, United Kingdom AJ FOX COMPLIANCE Full time

We are working with a well-respected full service Law Firm in Brighton. They are in need of a new Risk & Compliance Manager to join their dynamic team. This role will oversee the development and implementation of risk management policies and procedures. You will also provide general risk and compliance advice to those across the firm.


A successful candidate will have demonstrable commercial awareness, prior experience in a comparable role within a law firm, and ideally an excellent understanding of professional indemnity insurance and the SRA Code of Conduct Rules.


Some key responsibilities:

  • Handle potential and actual claims against the firm
  • Act as a point of contact for professional indemnity insurers, actioning investigations when necessary, alongside fee earners, wherein you will provide advice/guidance on issues of professional conduct
  • Monitor firm-wide compliance with the SRA’s Code of Conduct
  • Deal with complaints made against the firm
  • Oversee the development and training of various compliance professionals
  • Carry out audits
  • Coordinate Lexcel accreditation assessment(s) and application
  • Develop risk management policies and procedures
  • Collaborate with other senior personnel to ensure official documentation is updated in line with changing regulatory/legislative requirements
  • Liaise with department heads to improve various compliance policies
  • Assist in dealing with escalated complaints
  • Aid in due diligence work and other risk management issues relative to potential mergers/acquisitions


We are looking for someone with exceptional interpersonal skills, keen attention to detail, and a methodical, organised approach to work. If you have a knack for precision and the drive to manage tasks efficiently, we want to hear from you


Please submit your CV to be considered for this opportunity. Thank you.

Not quite right for you? Check out the rest of our risk and compliance roles or give one of our friendly team a call on 0207 117 2542.


Ref: 1028