Compliance Officer

4 weeks ago

Greater London, United Kingdom Coopman Search and Selection Full time

Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. The firm have offices across UK, Dubai & US.


Key Responsibilities:

  • Ensure FCA & SEC regulatory compliance requirements are adhered too
  • Operate core compliance programme (PAD, Conflicts, Gifts and entertainment)
  • Assess compliance issues for new business projects, including new funds, instruments, counterparties & business lines
  • ·Assist with International long/short daily filings·
  • Monitor regulatory developments (including MAR, MIFID II, MiFIR and EMIR) and updating compliance policies/procedures as required
  • Review of trade errors, market abuse related matters and market soundings
  • Organise compliance training


Experience Required:

  • 5+ years compliance experience, ideally within a hedge fund or investment manager
  • Strong understanding of surveillance and knowledge of various asset classes including fixed income, equity, and derivatives
  • An in-depth understanding of the hedge fund industry & strong general compliance experience
  • Good level of knowledge of FCA, CFTC, SEC & EU regulatory requirements.
  • Strong stakeholder management skills
  • High energy, drive for excellence, stamina and ability to excel in a fast-paced environment


For a confidential discussion or for further information, please get in touch with chris.wood@coopman.uk


As a Certified B Corporation™, we take a different approach to how we do business. Recognised on an international scale as a company that operates for good, we value & incorporate the interests of all of our stakeholders to grow in the most sustainable manner. As a recognised Great Place to Work™, we ensure our workplace is one that fosters professional growth and collaboration.

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