VP - Compliance Advisory

**Description**: Our client, an investment bank based in London City are looking to hire a Compliance Advisory VP into their team. This person will advise straight into the front office and will have a strong understanding of investment banking & public side compliance (Thisis a must!) at advisory level knowledge. They will also be looking for someone with a...

Currently recruiting on behalf of a Global Investment Bank, who are looking to hire a VP level compliance professional into their Global Markets team. You should currently be at either AVP or VP level with a recognised Bank, and have in depth knowledge of the Equities markets, ideally with a split between Cash and Derivatives.Key ExperienceExperience working...

This range is provided by Danos Group. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.Base pay rangeCurrently recruiting on behalf of a Global Investment Bank, who are looking to hire a VP level compliance professional into their Global Markets team. You should currently be at either AVP or VP level...

This range is provided by Danos Group. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.Base pay rangeCurrently recruiting on behalf of a Global Investment Bank, who are looking to hire a VP level compliance professional into their Global Markets team. You should currently be at either AVP or VP level...

My client is a global Investment bank that is looking to hire a senior AVP/VP level compliance officer. They don't call it VP but it is essentially someone with circa 3 years of regulatory compliance advisory experience at an investment bank. You must have exposure to and understanding of Market Abuse regulations MAR, Volcker, Dodd Frank... FCA sourcebook...

The Green Recruitment Company is working with an investment bank experiencing an increased deal flow across the business with a focus on energy transition. Our client operates within M&A, debt solutions, intermediate capital, and power markets across the UK | Europe.The Role:An exciting opportunity has become available for a VP Debt Advisory to focus on the...

**Fixed Income Compliance Advisory - VP Level** This is a great role for an experienced Compliance Officer to branch out from a vertical role (covering just one product line) and into a role that covers the breadth of the fixed income business: FX, Rates, Credit, Algo & E-Trading, Emerging Markets etc. The Compliance team works very closely with the...

An expanding international bank are looking to recruit a Compliance Advisory VP to provide the primary line of business advisory and regulatory support to the respective sales and trading functions. **Main Responsibilities** - Take responsibility for the design and implementation of compliance policies and procedures as required in order to meet the...

** Regulatory Compliance VP - Banking - Contract Opportunity Venn Group are currently recruiting for a Regulatory Compliance VP to work within a global bank in London. The purpose of this role is to work within the bank’s Compliance function, interpreting on all EMEA-driven regulations within the Financial Services sector. The role holder will act in an...

** Regulatory Compliance VP - Banking - Contract Opportunity Venn Group are currently recruiting for a Regulatory Compliance VP to work within a global bank in London. The purpose of this role is to work within the bank’s Compliance function, interpreting on all EMEA-driven regulations within the Financial Services sector. The role holder will act in an...

Regulatory Compliance VP - Banking - Contract Opportunity Venn Group are currently recruiting for a Regulatory Compliance VP to work within a global bank in London. The purpose of this role is to work within the bank's Compliance function, interpretingon all EMEA-driven regulations within the Financial Services sector. The role holder will act in an advisory...

A private bank are looking to recruit a VP - Tax Advisor to join their Tax team in London. This will be a purely advisory role. Strong UK tax experience is very important for the role. You will partner with business stakeholders to manage the tax risks arisingfrom business activities. Key Responsibilities - Identifying the tax implications of internal and...

Job DescriptionPosition OverviewThe Senior Advisory Compliance Officer (VP) will have responsibility for compliance activities relating to the FICC markets businesses focusing on Commodities and Fixed Income or FX and is therefore expected to be a product specialist.Key ResponsibilitiesGood understanding of the Based and Precious Metals business, including...

About Our ClientInternational BankJob DescriptionLead on the delivery of assigned projects, in particular, to work with Compliance lead on implementation project for European Structured Notes platform, which will include enhancement of Product Governance regime, implementation of Consumer Duty regime and PRIIPs (and any other regulations).Support the...

About the Opportunity - Our client is a leading global fintech trading platform, who have a key vacancy for a Compliance Advisory Manager. This role will be directly reporting into the Head of Compliance, and sitting in dynamic team of 5.Responsibilities -Compliance AdvisoryOverseeing the 2nd line compliance frameworkRegulatory Change and horizon...

**Compliance Assurance Officer - VP** Marex is a technology-enabled provider of essential liquidity and associated market infrastructure to participants in global energy, metals, agricultural and financial markets. The Group provides comprehensive breadth and depth of coverage across five core services: Market Making, Execution and Clearing, Hedging and...

The Vice President (VP) of Compliance will be responsible for developing, implementing, and managing the organization’s overall compliance program. Reporting directly to the CEO (or General Counsel, depending on organizational structure), the VP of Compliance will ensure that all business units, including clinical operations, adhere to applicable laws,...

My client, a Mid-Market Investment Bank, is searching for a VP for their growing Debt Advisory Infrastructure team. The client has had a record year last year as it advised a £7BN investment deal, as well as a range of valuations and debt facilities ranging from 150Mil to 2-3BN. The team has also been ranked number ONE for Infrastructure deal counts in...

Job Role:We are seeking a proactive and hands-on Compliance Officer with solid experience in commodities and derivatives, to join our London office on a full-time basis. In this role, you will support the Group Head of Compliance in ensuring the effective oversight of our securities business, with a particular focus on regulatory advisory and operational...

**Compliance Advisory - Asset Management** **6 Month Contract** **London - Hybrid** **Excellent Rate** We are currently recruiting for a Compliance Advisor on behalf of a global investment house based in the City of London. The compliance advisor will sit in the specialists’ team which provides advice on technical queries and delivery of business and...