Compliance Monitoring Associate, Wealth Management
2 days ago
International wealth and fund/asset management firm fostering a balanced working culture seeks a Compliance Monitoring Associate. Reporting to the Senior Compliance Manager, the successful candidate will assist in the delivery of the compliance monitoring programme to identify control weaknesses, determine causes and propose solutions. This will require you to agree action plans with the business and follow up to ensure risks are mitigated. Furthermore, the job holder will assist with the delivery of MI and information to the Audit Risk and Compliance Committee and Board. Candidates are sought with at least 2 years' compliance monitoring experience gained preferably in the wealth management/retail financial advice sector. Prior coverage of either suitability of advice and/or CASS would also be beneficial, though not essential.
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London, United Kingdom Hays Full timeInternational wealth and fund/asset management firm fostering a balanced working culture seeks a Compliance Monitoring Associate. Reporting to the Senior Compliance Manager, the successful candidate will assist in the delivery of the compliance monitoring programme to identify control weaknesses, determine causes and propose solutions. This will require you...
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London, United Kingdom Hays Full timeInternational wealth and fund/asset management firm fostering a balanced working culture seeks a Compliance Monitoring Associate. Reporting to the Senior Compliance Manager, the successful candidate will assist in the delivery of the compliance monitoring programme to identify control weaknesses, determine causes and propose solutions. This will require you...
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Compliance Monitoring Associate, Wealth Management
13 hours ago
London, United Kingdom Hays Full timeInternational wealth and fund/asset management firm fostering a balanced working culture seeks a Compliance Monitoring Associate. Reporting to the Senior Compliance Manager, the successful candidate will assist in the delivery of the compliance monitoring programme to identify control weaknesses, determine causes and propose solutions. This will require you...
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London, United Kingdom Hays Full timeInternational wealth and fund/asset management firm fostering a balanced working culture seeks a Compliance Monitoring Associate. Reporting to the Senior Compliance Manager, the successful candidate will assist in the delivery of the compliance monitoring programme to identify control weaknesses, determine causes and propose solutions. This will require you...
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London, United Kingdom Compliance Recruitment Solutions Full timeSenior Compliance Monitoring Associate – Two Years Retail FS or Wealth Management Monitoring Experience Required Ref: 4047G2 £60K - £65K + Good Benefits Hybrid (West End) Our client, a boutique wealth manager and...
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London, United Kingdom Hays Full timeInternational wealth and fund/asset management firm fostering a balanced working culture seeks a Compliance Monitoring Associate.Like the look of this opportunity Make sure to apply fast, as a high volume of applications is expected Scroll down to read the complete job description.Reporting to the Senior Compliance Manager, the successful candidate will...
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London, United Kingdom Hays Full timeInternational wealth and fund/asset management firm fostering a balanced working culture seeks a Compliance Monitoring Associate.Like the look of this opportunity Make sure to apply fast, as a high volume of applications is expected Scroll down to read the complete job description.Reporting to the Senior Compliance Manager, the successful candidate will...
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Associate Wealth Manager
4 months ago
London, United Kingdom AAG Wealth Management Full timeAssociate Wealth Manager – AAG Wealth Management AAG Wealth Management, one of SJP's most successful Partners, are looking to grow their team with an Associate Wealth Manager. Given their continued expansion plans, AAG are looking for an individual who is seeking a structured way of entering financial advice whilst requiring training to reach their...
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Associate Wealth Manager
4 months ago
London, United Kingdom AAG Wealth Management Full timeAssociate Wealth Manager – AAG Wealth Management AAG Wealth Management, one of SJP's most successful Partners, are looking to grow their team with an Associate Wealth Manager. Given their continued expansion plans, AAG are looking for an individual who is seeking a structured way of entering financial advice whilst requiring training to reach their...
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Compliance Monitoring Associate
11 hours ago
London, Greater London, United Kingdom CLARC Recruitment Full timeA leading Wealth Management business is seeking a Compliance Monitoring Associate to join their team. The role will be part of a close-knit Compliance Monitoring team within the broader Compliance function.Main Responsibilities:Assist in the delivery of the annual compliance monitoring programme by undertaking agreed monitoring activities to a high standard...
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Compliance Monitoring Associate
13 hours ago
London, Greater London, United Kingdom CLARC Recruitment Full timeA leading Wealth Management business is seeking a Compliance Monitoring Associate to join their team. The role will be part of a close-knit Compliance Monitoring team within the broader Compliance function.Main Responsibilities:Assist in the delivery of the annual compliance monitoring programme by undertaking agreed monitoring activities to a high standard...
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Compliance Monitoring Associate
6 days ago
London, Greater London, United Kingdom CLARC Recruitment Full timeAbout the RoleA leading Wealth Management business is seeking a skilled Compliance Monitoring Associate to join their team. This is an excellent opportunity for an individual looking to advance their career in a reputable buy-side organization.Main ResponsibilitiesContribute to the development and implementation of the annual compliance monitoring program,...
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Compliance Monitoring Associate
7 days ago
London, Greater London, United Kingdom CLARC Recruitment Full timeAbout the RoleA leading Wealth Management business is seeking a skilled Compliance Monitoring Associate to join their team. This is an excellent opportunity for an individual looking to advance their career in a reputable buy-side organization.Main ResponsibilitiesContribute to the development and implementation of the annual compliance monitoring program,...
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Associate Wealth Manager
4 months ago
London, UK, UK, United Kingdom AAG Wealth Management Full timeAssociate Wealth Manager – AAG Wealth Management AAG Wealth Management, one of SJP's most successful Partners, are looking to grow their team with an Associate Wealth Manager. Given their continued expansion plans, AAG are looking for an individual who is seeking a structured way of entering financial advice whilst requiring training to reach their...
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Associate Wealth Manager
3 months ago
Greater London, United Kingdom AAG Wealth Management Full timeAssociate Wealth Manager – AAG Wealth Management AAG Wealth Management, one of SJP's most successful Partners, are looking to grow their team with an Associate Wealth Manager. Given their continued expansion plans, AAG are looking for an individual who is seeking a structured way of entering financial advice whilst requiring training to reach their...
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Associate Wealth Manager
4 months ago
Greater London, United Kingdom AAG Wealth Management Full timeAssociate Wealth Manager – AAG Wealth Management AAG Wealth Management, one of SJP's most successful Partners, are looking to grow their team with an Associate Wealth Manager. Given their continued expansion plans, AAG are looking for an individual who is seeking a structured way of entering financial advice whilst requiring training to reach their...
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Associate Wealth Manager
4 months ago
Greater London, United Kingdom AAG Wealth Management Full timeAssociate Wealth Manager – AAG Wealth Management AAG Wealth Management, one of SJP's most successful Partners, are looking to grow their team with an Associate Wealth Manager. Given their continued expansion plans, AAG are looking for an individual who is seeking a structured way of entering financial advice whilst requiring training to reach their...
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Senior Compliance Monitoring Associate
11 hours ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeJob DescriptionSenior Compliance Monitoring AssociateWe are seeking a highly skilled and experienced Senior Compliance Monitoring Associate to join our client's dynamic compliance monitoring team. As a key member of the team, you will play a crucial role in ensuring the effective delivery of the annual compliance monitoring programme.Compliance Monitoring...
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Senior Compliance Monitoring Associate
13 hours ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeJob DescriptionSenior Compliance Monitoring AssociateWe are seeking a highly skilled and experienced Senior Compliance Monitoring Associate to join our client's dynamic compliance monitoring team. As a key member of the team, you will play a crucial role in ensuring the effective delivery of the annual compliance monitoring programme.Compliance Monitoring...
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Senior Compliance Monitoring Associate
4 days ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeJob DescriptionSenior Compliance Monitoring AssociateWe are seeking a highly skilled and experienced Senior Compliance Monitoring Associate to join our client's dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be responsible for:Delivering Compliance Monitoring Programmes: Assist in the...