VP Compliance Advisory
2 weeks ago
An Investment Bank is looking to appoint a VP into their surveillance and advisory function. This would be suitable for a VP or a strong AVP looking to make the step up.
Responsibilities:
- Conduct oversight of trade surveillance alerts via the Firm’s surveillance systems, based on escalations from the core surveillance team.
- Assisting in the timely resolution and escalation of exchange, regulatory or internal investigations and enquiries
- Delivering certain face-to-face Compliance training as required in line with regulatory requirements and annual training objectives
- Undertake and lead ad-hoc internal investigations in relation to suspected instances of Market Abuse and/or Financial Crime
Requirements:
- Bachelor’s degree in business, finance, economics, or any relevant field of discipline
- At least 5 years of prior experience in compliance or Surveillance role with focus in the detection and review of potential risks, especially market abuse and manipulation
- Knowledge in reviewing market abuse scenarios (e.g. frontrunning, layering, spoofing, ramping) and the use of market surveillance systems like Nasdaq SMARTS, Scila, etc.
- A strong understanding of traded products such as Fixed Income, Forex, Futures, Options, and Commodities would be advantageous.
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VP Compliance Advisory
2 weeks ago
London Area, United Kingdom Black Swan Group Full timeAn Investment Bank is looking to appoint a VP into their surveillance and advisory function. This would be suitable for a VP or a strong AVP looking to make the step up. Responsibilities: Conduct oversight of trade surveillance alerts via the Firm’s surveillance systems, based on escalations from the core surveillance team. Assisting in the timely...
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Compliance Advisory VP
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London, United Kingdom Investigo Full timeCompliance Advisory VP - Private Side Hybrid, London, United Kingdom We are seeking an experienced Compliance Advisory VP to join a leading Investment Bank as part of their Private Side Compliance team. In this role, you will provide expert guidance and support to the private side businesses, ensuring compliance with relevant regulations and internal...
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Compliance Advisory VP
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London, United Kingdom Investigo Full timeCompliance Advisory VP - Private Side Hybrid, London, United Kingdom We are seeking an experienced Compliance Advisory VP to join a leading Investment Bank as part of their Private Side Compliance team. In this role, you will provide expert guidance and support to the private side businesses, ensuring compliance with relevant regulations and internal...
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Compliance Advisory VP
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London, United Kingdom Investigo Limited Full timeCompliance Advisory VP - Private Side Hybrid, London, United Kingdom We are seeking an experienced Compliance Advisory VP to join a leading Investment Bank as part of their Private Side Compliance team. In this role, you will provide expert guidance and support to the private side businesses, ensuring compliance with relevant regulations and internal...
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VP Compliance Advisory
2 weeks ago
London, United Kingdom Black Swan Group Full timeAn Investment Bank is looking to appoint a VP into their surveillance and advisory function. This would be suitable for a VP or a strong AVP looking to make the step up. Responsibilities: Conduct oversight of trade surveillance alerts via the Firm’s surveillance systems, based on escalations from the core surveillance team.Assisting in the timely...
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VP Compliance Advisory
2 weeks ago
London, United Kingdom Black Swan Group Full timeJob Description An Investment Bank is looking to appoint a VP into their surveillance and advisory function. This would be suitable for a VP or a strong AVP looking to make the step up. Responsibilities: Conduct oversight of trade surveillance alerts via the Firm’s surveillance systems, based on escalations from the core surveillance team. Assisting...
-
VP Compliance Advisory
2 weeks ago
London, United Kingdom Black Swan Group Full timeAn Investment Bank is looking to appoint a VP into their surveillance and advisory function. This would be suitable for a VP or a strong AVP looking to make the step up. Responsibilities: Conduct oversight of trade surveillance alerts via the Firm’s surveillance systems, based on escalations from the core surveillance team. Assisting in the timely...
-
VP Compliance Advisory
2 weeks ago
London, United Kingdom Black Swan Group Full timeAn Investment Bank is looking to appoint a VP into their surveillance and advisory function. This would be suitable for a VP or a strong AVP looking to make the step up. Responsibilities: Conduct oversight of trade surveillance alerts via the Firm’s surveillance systems, based on escalations from the core surveillance team. Assisting in the timely...
-
VP Compliance Advisory
2 weeks ago
London, United Kingdom Black Swan Group Full timeAn Investment Bank is looking to appoint a VP into their surveillance and advisory function. This would be suitable for a VP or a strong AVP looking to make the step up. Responsibilities: Conduct oversight of trade surveillance alerts via the Firm’s surveillance systems, based on escalations from the core surveillance team.Assisting in the timely...
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VP Compliance Advisory
2 weeks ago
London, United Kingdom Black Swan Group Full timeAn Investment Bank is looking to appoint a VP into their surveillance and advisory function. This would be suitable for a VP or a strong AVP looking to make the step up. Do you have the right skills and experience for this role Read on to find out, and make your application.Responsibilities: Conduct oversight of trade surveillance alerts via the Firm’s...
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