Senior Officer
3 weeks ago
CFU Middle Office provides specialist anti-money laundering, counter terrorist financing, sanctions, financial crime checks, and other general compliance and regulatory support to the frontline business units of the Bank. As a Senior Officer - Risk Control, you will support to facilitate, advise and oversee the first line of defence (1LoD) compliance risk, operational risk and control management and post-lending management activities. You will also assist to promote sound risk culture, awareness and behaviour within the frontline business. This is a full time permanent position.
Key responsibilities
- Advise and support the business in identifying and assessing non-financial risks captured under the Operational Risk Taxonomy and associated controls
- Oversight and monitor the business in post-lending related activities including annual review submissions, internal ratings, risk classifications and related quality assurance checks
- Work with business to execute 1LoD operational risk management programme, New Product Approval Process, and 1LoD assessment, attestation and reporting for specific non-financial risks
- Work with end-to-end stakeholders to analyse emerging trends, incidents and reportable Operational Risk Event (ORE) to identify underlying issues, assess potential risk and impact and establish appropriate solutions
- Maintain a good overview of the Business operational risk profile and control environment. Follow-up on issues identified from various channels and associated remedial actions and status of action implementation
- Advise and support the business in reviewing policies and procedures and documenting controls in the business that meet the Bank’s and regulatory requirements
- Oversee business operational risk and control management activities. Challenge the business when adequate practices are not evident, provide guidance and recommend course of action as appropriate
- Maintain effective end-to-end engagement with Business Risk & Control Manager (BRCM) as well as second line of defence (2LoD) oversight functions for various non-financial risk types
- Prepare and present the regular business operational risk management reports to Senior Management and key risk governance forums and committees
- Escalate to Management and governance forum on material concerns, persistent issues or breaches of rules, regulation, policies or procedures
- Conduct Quality Assurance (QA) exercise on quarterly basis on relevant business activities within the frontline of business
Requirements
- Degree educated in Business Administration, Finance, Economics, Law or other equivalent
- Solid relevant experience gained in Commercial Banking, Corporate Banking, Consultancy or Audit
- Demonstrated experience in conducting QA
- Fimiliar with the regulatory requirements of Commercial and/or Corporate Banking business and common market principles
- Solid understanding of financial products, services and process, and compliance and risk management process is a plus
- Ability to handle multiple projects and priorities concurrently and manage business expectations accordingly
- Excellent analytical and problem solving skills
- Proficient in Microsoft Office (Word, PowerPoint, Excel)
- Excellent communication skills with solid presentation skills
-
Senior Private Office Accountant
2 months ago
London, United Kingdom Hays Senior Finance Full timeSenior Private Office Accountant Employer Location England, London Salary GBP80000.0 - GBP100000.0 per annum Closing date 7 Mar 2024 View more Sector Salary band , , Contract type Hours Where will they be working? You need to or to save a job. Job Details Your new company I am recruiting for a leading London law firm looking for a senior...
-
Senior Private Office Accountant
2 weeks ago
London, United Kingdom Hays Senior Finance Full timeSenior Private Office Accountant Employer Location England, London Salary GBP80000.0 - GBP100000.0 per annum Closing date 7 Mar 2024 View more Sector Salary band , , Contract type Hours Where will they be working? You need to or to save a job. Job Details Your new company I am recruiting for a leading London law firm looking for a senior...
-
Tax Manager
2 months ago
London, United Kingdom Hays Senior Finance Full timeBeing a Top 50 firm and based in London, the firm is looking to add to their Personal Tax team. Offering some great benefits for their employees, as well as a relaxed approach to being in the office, this is an opportunity you should consider. With it being a smaller office, you will get to know everyone in the office in no time. The role you are applying...
-
Tax Manager
2 weeks ago
London, United Kingdom Hays Senior Finance Full timeBeing a Top 50 firm and based in London, the firm is looking to add to their Personal Tax team. Offering some great benefits for their employees, as well as a relaxed approach to being in the office, this is an opportunity you should consider. With it being a smaller office, you will get to know everyone in the office in no time. The role you are applying...
-
Tax Manager
2 weeks ago
London, United Kingdom Hays Senior Finance Full timeBeing a Top 50 firm and based in London, the firm is looking to add to their Personal Tax team. Offering some great benefits for their employees, as well as a relaxed approach to being in the office, this is an opportunity you should consider. With it being a smaller office, you will get to know everyone in the office in no time. The role you are applying...
-
Senior Finance Manager
2 weeks ago
London, United Kingdom Hays Senior Finance Full timeA global commodities business with operations in 3 continents, this role sits in their EMEA HQ and will report to the head office There is a great work life balance and working hours are 9-17.Responsibility for review and delivery of management accounts Analysis The successful candidate will be a senior qualified accountant with an interest in working...
-
Senior Finance Manager
2 weeks ago
London, United Kingdom Hays Senior Finance Full timeA global commodities business with operations in 3 continents, this role sits in their EMEA HQ and will report to the head office There is a great work life balance and working hours are 9-17.Responsibility for review and delivery of management accounts Analysis The successful candidate will be a senior qualified accountant with an interest in working...
-
Senior Finance Manager
2 weeks ago
London, United Kingdom Hays Senior Finance Full timeA global commodities business with operations in 3 continents, this role sits in their EMEA HQ and will report to the head office There is a great work life balance and working hours are 9-17.Responsibility for review and delivery of management accounts Analysis The successful candidate will be a senior qualified accountant with an interest in working...
-
Senior Finance Manager
2 weeks ago
London, United Kingdom Hays Senior Finance Full timeSenior Finance Manager Employer Location London, Wimbledon, England / London, Merton, England / Surrey, England, Esher Salary - per annum + 70000 Closing date 6 Jun 2024 Sector Salary band , Contract type Hours Where will they be working You need to or to save a job. Job Details Your new company A vibrant growing West London based SME...
-
Japanese-speaking Operations
5 days ago
London, United Kingdom Hays Senior Finance Full timeJapanese-speaking Operations - Senior Clerk Employer Location City of London, England, London Salary - per annum + Up to £50,000 Closing date 2 Jul 2024 Sector Salary band , Contract type Hours Where will they be working You need to or to save a job. Job Details Your new company A prestigious foreign bank situated in the heart of London...
-
Senior Financial Accountant/ Finance Manager
2 weeks ago
London, United Kingdom Hays Senior Finance Full timeOur client, a highly successful boutique financial services organisation in London are seeking a Senior Accountant / Junior Finance Director to join them on a permanent basis. Reporting to the International CFO you will be London's senior finance representative with responsibility for the preparation, oversight and presentation of all financial...
-
Senior Financial Accountant/ Finance Manager
3 weeks ago
London, United Kingdom Hays Senior Finance Full timeOur client, a highly successful boutique financial services organisation in London are seeking a Senior Accountant / Junior Finance Director to join them on a permanent basis. Reporting to the International CFO you will be London's senior finance representative with responsibility for the preparation, oversight and presentation of all financial...
-
Interim Senior Financial Accountant
2 weeks ago
London, United Kingdom Hays Senior Finance Full timeInterim Senior Financial Accountant Employer Location England, London Salary - per day + £450-550 per day Closing date 12 Jun 2024 Sector Salary band Contract type Hours Where will they be working You need to or to save a job. Job Details Your new company A high-profile, London-based Government department is recruiting an Interim Senior...
-
Tax Senior
2 months ago
London, United Kingdom Hays Senior Finance Full timeA top 25 firm are looking to add to their growing firm and, more specifically, the corporate tax team. The firm has an international reach and is always on the search for the best talent in the market to nurture and grow into great tax professionals. Being a leading business advisory firm, they have a focus on audit, tax, accounts, financial planning,...
-
Tax Senior
2 weeks ago
London, United Kingdom Hays Senior Finance Full timeA top 25 firm are looking to add to their growing firm and, more specifically, the corporate tax team. The firm has an international reach and is always on the search for the best talent in the market to nurture and grow into great tax professionals. Being a leading business advisory firm, they have a focus on audit, tax, accounts, financial planning,...
-
Tax Senior
2 weeks ago
London, United Kingdom Hays Senior Finance Full timeA top 25 firm are looking to add to their growing firm and, more specifically, the corporate tax team. The firm has an international reach and is always on the search for the best talent in the market to nurture and grow into great tax professionals. Being a leading business advisory firm, they have a focus on audit, tax, accounts, financial planning,...
-
Senior Accountant
3 weeks ago
London, United Kingdom Hays Senior Finance Full timeOur client, a highly successful boutique financial services organisation in London are seeking a Senior Accountant / Junior Finance Director to join them on a permanent basis. Reporting to the International CFO you will be London's senior finance representative with responsibility for the preparation, oversight and presentation of all financial...
-
Senior Accountant
1 week ago
London, United Kingdom Hays Senior Finance Full timeOur client, a highly successful boutique financial services organisation in London are seeking a Senior Accountant / Junior Finance Director to join them on a permanent basis. Reporting to the International CFO you will be London's senior finance representative with responsibility for the preparation, oversight and presentation of all financial...
-
Senior Accountant
2 weeks ago
London, United Kingdom Hays Senior Finance Full timeOur client, a highly successful boutique financial services organisation in London are seeking a Senior Accountant / Junior Finance Director to join them on a permanent basis. Reporting to the International CFO you will be London's senior finance representative with responsibility for the preparation, oversight and presentation of all financial...
-
Senior Accountant
2 weeks ago
London, United Kingdom Hays Senior Finance Full timeOur client, a highly successful boutique financial services organisation in London are seeking a Senior Accountant / Junior Finance Director to join them on a permanent basis. Reporting to the International CFO you will be London's senior finance representative with responsibility for the preparation, oversight and presentation of all financial...
