Compliance Manager, AEU UK
2 weeks ago
The Compliance Manager will support in providing regulatory oversight and approval for new programs, providing expert advice to stakeholders and supporting strategy design with regulatory input.
This opportunity requires a subject matter expert to contribute within a fast-paced, growing team. You will champion customer outcomes and use your knowledge of the industry and regulatory horizon to ensure sustainable, compliant solutions are formed. You will comfortably handle ambiguity, and provide pragmatic challenge to colleagues, peers and leadership and you are not afraid to roll up your sleeves and dive into the details. You think outside of the box, coming up with solutions in times of ambiguity.
Key job responsibilities
-Lead on the day to day activities of AEU UK’s compliance team including (but not limited to) effectively managing AEU UK’s compliance mailbox, reviewing financial promotions, responding to complaints and the submission of regulatory returns
-Coordinate regulatory and strategic internal projects that impact across AEU UK’s activities, including support in the delivery and ongoing requirements of the Consumer Duty
-Assist the Senior Compliance Managers in drafting and delivering key compliance training
-Support in the ongoing delivery of the Senior Managers and Certification Regime (SMCR)
-Support in the maintenance, ongoing effectiveness and implementation of policy and procedure
-Coordinate deliverables for the UK financial regulator, contributing through providing timely responses and assisting stakeholders with their communications
-Monitor regulatory change and emerging risk from regulatory sources and circulate key developments to internal stakeholders
-Maintain AEU UK’s Compliance Manual
About the team
AEU UK Compliance is an ambitious, growing team of professions who are passionate about supporting Amazon grow in a compliant and scalable way. We are an innovative group that challenge each other to ensure we maintain high standards and enjoy internal debate to make sure we keep our core values at the forefront of how we work.
We are open to hiring candidates to work out of one of the following locations:
London, GBR
BASIC QUALIFICATIONS
- Bachelor's degree or equivalent- Experience in compliance program management, legal, governance, audit, risk/loss prevention, or equivalent
- Experience handling confidential information
PREFERRED QUALIFICATIONS
- Professional auditing qualification, or similar risk or compliance credentials- Experience with SQL and Excel
- Experience in program requirements definition, together with data and metrics leveraging to drive improvements
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