Senior Trade Surveillance Analyst
2 weeks ago
We are currently recruiting three Senior Trade Surveillance Analyst's on 6 month fixed term contracts.
Within the role you will be assisting the Financial Crime Manager (Pillar 1) in trade surveillance reviews, investigations, and reporting.
*** Please note that this role is onsite and would require 5 days per week in our London office near Liverpool Street. ***
ROLE AND RESPONSIBILITIES
Take responsibility for specific trade surveillance alerts as part of the global monitoring on a T+1 basis of all clients’ trading activity in line with the agreed monitoring procedures, as amended from time to time.Assist with the design, implementation, and thereafter review of, monitoring alerts for new products as introduced by the business and outside of the existing suite of monitoring reports.Assist with the design, implementation, and thereafter review of, CMC hedge trade monitoring alerts.Advise of refinements to existing Trade Surveillance report, according to industry best practice and regulatory guidance.Identifying, investigating and reporting clients to the Financial Crime Manager (Pillar 1) and/or Head of Department, whose individual trades and/or trading style is suspicious and potentially illegal, in breach of CMC Markets’ TOBs or would impact negatively on CMC Markets’ overall revenue.Reporting Filing Suspicious Transaction and Order Reports (STORs) and/or Suspicious Activity Reports (SARs) to the FCA and NCA within the timelines agreed with by Financial Crime Manager (Pillar 1) and/or Head of DepartmentHandling all follow up enquiries and new information requests from the FCA regarding trading activity.Responsible for the review and updating of Trade Surveillance procedure documentation as requested.Checking all trades manually entered on clients’ accounts by CMC Markets employeesHelping to identify new ways clients can take advantage of our platform and helping to establish new controls to stop this from happening.Monitoring trades to ensure that these are being processed in line with our Best Execution obligationsSurveillance of trading desks to ensuring we are performing activities in line with our Treating Customer Fairly and Best Execution obligations and to ensure no misconduct is occurring.Assisting with other areas of Trade Surveillance, Financial Crime and Compliance as required.Dealing with ad hoc queries from the business and other control functions.Maintain personal/professional development to meet the changing demands of the role, including all relevant regulatory and legislative training, internal and/or external.When dealing with all customers, clients or colleagues ensure that we provide a clear, fair and consistent high-quality service that presents a professional and positive image of CMC MarketsTake all reasonable steps to ensure appropriate confidentialityUndertake such other duties, training and/or hours of work as may be reasonably required, and which are consistent with the general level of responsibility of this roleKEY SKILLS AND EXPERIENCE
A good understanding and knowledge of financial markets and CMC Markets’ productsPrevious experience within Trade Surveillance role with focus on Securities fraud and Insider TradingAccuracy and clarity when reporting or responding to regulatorsExcellent attention to detailExcellent numeracy skillsAbility to make quick decisions and prioritise workloadStrong ability to communicate and build rapport with other departmentsAdaptable and resilient in the face of changing prioritiesWillingness to show initiative and move the department forward-
Senior Trade Surveillance Analyst
5 days ago
London, United Kingdom in Newbury Full timeEnter Job title or skill to search relevant jobs Enter your city or zip to show jobs in your location Cancel Home Senior Trade Surveillance Analyst jobs in Live... Home Senior Trade Surveillance Analyst jobs in Live... > 3 Senior trade surveillance analyst jobs in Liverpool street station 2599 CMC Markets Posted today Senior Trade Surveillance...
-
Senior Trade Surveillance Analyst
2 weeks ago
London, United Kingdom CMC Markets UK Plc Full timeWe are currently recruiting 3 x Senior Trade Surveillance Analyst's on 6 month fixed term contracts.Within the role you will be assisting the Financial Crime Manager (Pillar 1) in trade surveillance reviews, investigations, and reporting. Please note that this role is onsite and would require 5 days per week in our London office near Liverpool Street. ....
-
Senior Trade Surveillance Analyst
2 weeks ago
London, United Kingdom CMC Markets UK Plc Full timeWe are currently recruiting 3 x Senior Trade Surveillance Analyst's on 6 month fixed term contracts. Within the role you will be assisting the Financial Crime Manager (Pillar 1) in trade surveillance reviews, investigations, and reporting. Please note that this role is onsite and would require 5 days per week in our London office near Liverpool...
-
Senior Trade Surveillance Analyst
3 days ago
London, United Kingdom CMC Markets Full timeSenior Trade Surveillance Analyst page is loaded Senior Trade Surveillance Analyst Apply locations London time type Full time posted on Posted Yesterday job requisition id CMC3902 We are currently recruiting three Senior Trade Surveillance Analyst's on 6 month fixed term contracts. Within the role you will be assisting the Financial Crime Manager...
-
Trade Surveillance Analyst
1 day ago
London, United Kingdom CMC Markets Full timeSenior Trade Surveillance Analyst page is loaded Senior Trade Surveillance Analyst Apply locations London time type Full time posted on Posted Yesterday job requisition id CMC3902 We are currently recruiting three Senior Trade Surveillance Analyst's on 6 month fixed term contracts. Within the role you will be assisting the Financial Crime Manager...
-
Trade Surveillance Analyst
1 month ago
London, United Kingdom Jameson Legal Full timeAn exciting opportunity has arisen with an international (multi product) Broker/Trading business, who are looking for someone to join their Compliance team, in a broad and generalist compliance role based in London. We are looking for someone with trade surveillance experience, that is keen to continue developing their compliance career. The firm requires...
-
Senior Trade Surveillance Analyst
2 weeks ago
London, United Kingdom CMC Markets UK Plc Full timeWe are currently recruiting 3 x Senior Trade Surveillance Analyst's on 6 month fixed term contracts. Within the role you will be assisting the Financial Crime Manager (Pillar 1) in trade surveillance reviews, investigations, and reporting. *** Please note that this role is onsite and would require 5 days per week in our London office near Liverpool...
-
Trade Surveillance Analyst
1 month ago
London, United Kingdom Meraki Talent Ltd Full timeMeraki Talent are working with an exciting FinTech company. They are dedicated to revolutionizing the financial industry through innovative technology and exceptional talent. Job Description: Our client are seeking a highly motivated and detail-oriented Trade Surveillance Analyst to join their dynamic team. The Trade Surveillance Analyst will be...
-
Trade Surveillance Analyst
1 month ago
London, United Kingdom Meraki Talent Ltd Full timeMeraki Talent are working with an exciting FinTech company. They are dedicated to revolutionizing the financial industry through innovative technology and exceptional talent. Job Description: Our client are seeking a highly motivated and detail-oriented Trade Surveillance Analyst to join their dynamic team. The Trade Surveillance Analyst will be...
-
Trade Surveillance Analyst
1 month ago
London, United Kingdom Meraki Talent Ltd Full timeMeraki Talent are working with an exciting FinTech company. They are dedicated to revolutionizing the financial industry through innovative technology and exceptional talent.Job Description: Our client are seeking a highly motivated and detail-oriented Trade Surveillance Analyst to join their dynamic team. The Trade Surveillance Analyst will be responsible...
-
Trade Surveillance Analyst
4 weeks ago
London, United Kingdom Meraki Talent Ltd Full timeJob DescriptionMeraki Talent are working with an exciting FinTech company. They are dedicated to revolutionizing the financial industry through innovative technology and exceptional talent.Job Description:Our client are seeking a highly motivated and detail-oriented Trade Surveillance Analyst to join their dynamic team. The Trade Surveillance Analyst will be...
-
Trade Surveillance Analyst
2 weeks ago
London, United Kingdom meraki talent ltd Full timeMeraki Talent are working with an exciting FinTech company. They are dedicated to revolutionizing the financial industry through innovative technology and exceptional talent.All potential candidates should read through the following details of this job with care before making an application.Job Description:Our client are seeking a highly motivated and...
-
Trade Surveillance Analyst
1 month ago
London Area, United Kingdom Meraki Talent Ltd Full timeMeraki Talent are working with an exciting FinTech company. They are dedicated to revolutionizing the financial industry through innovative technology and exceptional talent. Job Description: Our client are seeking a highly motivated and detail-oriented Trade Surveillance Analyst to join their dynamic team. The Trade Surveillance Analyst will be...
-
Trade Surveillance Analyst
1 month ago
London Area, United Kingdom Meraki Talent Ltd Full timeMeraki Talent are working with an exciting FinTech company. They are dedicated to revolutionizing the financial industry through innovative technology and exceptional talent.Job Description: Our client are seeking a highly motivated and detail-oriented Trade Surveillance Analyst to join their dynamic team. The Trade Surveillance Analyst will be responsible...
-
Trade Surveillance Analyst
1 month ago
London Area, United Kingdom Meraki Talent Ltd Full timeMeraki Talent are working with an exciting FinTech company. They are dedicated to revolutionizing the financial industry through innovative technology and exceptional talent.Job Description: Our client are seeking a highly motivated and detail-oriented Trade Surveillance Analyst to join their dynamic team. The Trade Surveillance Analyst will be responsible...
-
Senior Trade Surveillance Analyst
2 weeks ago
City of London, United Kingdom CMC Markets UK Plc Full timeWe are currently recruiting 3 x Senior Trade Surveillance Analyst's on 6 month fixed term contracts.Within the role you will be assisting the Financial Crime Manager (Pillar 1) in trade surveillance reviews, investigations, and reporting.*** Please note that this role is onsite and would require 5 days per week in our London office near Liverpool Street....
-
Senior Trade Surveillance Analyst
2 weeks ago
City of London, Greater London, United Kingdom CMC Markets UK Plc Full timeWe are currently recruiting 3 x Senior Trade Surveillance Analyst's on 6 month fixed term contracts. Within the role you will be assisting the Financial Crime Manager (Pillar 1) in trade surveillance reviews, investigations, and reporting. *** Please note that this role is onsite and would require 5 days per week in our London office near Liverpool...
-
Senior Trade Surveillance Analyst
2 weeks ago
London, United Kingdom CMC Markets Full timeWe are currently recruiting 3 x Senior Trade Surveillance Analyst's on 6 month fixed term contracts. Within the role you will be assisting the Financial Crime Manager (Pillar 1) in trade surveillance reviews, investigations, and reporting. *** Please note that this role is onsite and would require 5 days per week in our London office near Liverpool Street....
-
Senior Trade Surveillance Analyst
2 weeks ago
London, United Kingdom CMC Markets Full timeWe are currently recruiting 3 x Senior Trade Surveillance Analyst's on 6 month fixed term contracts. Within the role you will be assisting the Financial Crime Manager (Pillar 1) in trade surveillance reviews, investigations, and reporting . *** Please note that this role is onsite and would require 5 days per week in our London office near Liverpool...
-
Senior Trade Surveillance Analyst
2 weeks ago
London, United Kingdom CMC Markets Full timeWe are currently recruiting 3 x Senior Trade Surveillance Analyst's on 6 month fixed term contracts. Within the role you will be assisting the Financial Crime Manager (Pillar 1) in trade surveillance reviews, investigations, and reporting . *** Please note that this role is onsite and would require 5 days per week in our London office near Liverpool...