Technology Auditor
4 weeks ago
The Asset and Wealth Management Technology Auditor role, based in London, will report directly to the AWM Technology Audit Team Lead and be responsible for assisting with ongoing risk assessment, control identification, audit execution and continuous monitoring activities across the Asset and Wealth Management & Private Banking organization. The team also works closely with the Line of Business Audit team to ensure consistent coverage of the Asset and Wealth Management & Private Banking business. This position is ideal for an individual that has knowledge of various technologies, operating systems, databases, network component, as well as the audit and risk skills to be able to effectively deliver in global audits.
As an Auditor - Associate, you will work on global audit engagements performing audit testing as part of the global audit team.
Job Responsibilities
participates on audit engagements from planning to reporting and produce quality deliverables to both department and professional standards while ensuring your work is completed timely and within budget. finds ways to drive efficiency with existing technical infrastructure through automation while embracing the innovative opportunities offered by new technologies. communicates audit findings to management and identify opportunities for improvement in the design and effectiveness of key controls. partners with technology stakeholders, business management, other control groups (. risk management, compliance, fraud prevention in establishing strong working relationships while maintaining independence. works closely with global audit colleagues in the early identification of emerging control issues and reporting them timely to audit management and business stakeholders. recognizes the confidential nature of Internal Audit communications and access to information; disciplined in protecting the confidentiality and security of information in accordance with firm policy.Required qualifications, capabilities and skills
knowledge of integrated audit concepts and application controls such as automated business controls, data feeds, system functionality, reconciliations, and reporting logic. excellent verbal and written communication skills. Excel proficient. enthusiastic, self-motivated, strong interest in learning, effective under pressure and willing to take personal responsibility/accountability. flexible to changing business priorities and have an ability to multitask in a constantly changing environment. Bachelor's degree (or relevant financial services experience)Preferred qualifications, capabilities and skills
understanding of the wealth management business and related technology risks. experience of the banking industry and technology and/or business control environment. excellent verbal and written communication skills with strong interpersonal skills to present complex and sensitive issues to senior management and influence change. Professional qualification or certification (. CISA, CPA, ACCA, CIA).-
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