Transfers Officer

2 weeks ago

Northwich, United Kingdom Close Brothers Group Full time

OVERALL SUMMARY

This is a role within the Transfers Team which forms part of the bigger Operations Department. As the Transfers Officer you will be reporting directly into the Transfer Manager and will be responsible for all activities relating to asset transfers in and out of CBAM’s custody, internal transfers, and APS transfers.

RESPONSIBILITIES

  • Processing transfers in to CBAM for all account types, across multiple products and platforms
  • Internal transfers of holdings arising from changes to client status (eg. receipt of tax documentation, trust distributions, deceased, spouse to spouse transfers etc.)
  • Monitor transfer progress and escalate issues when required
  • client contributions to their accounts
  • Facilitate Depot movements
  • Setting up Nominee accounts and providing KYC document when required
  • Report uploads/downloads (e.g. IFDS)
  • The role will require regular interaction with Fund Managers, market counterparties and other Operations teams that are involved in maintaining client account data and records
  • Demonstrate an understanding of and compliance with regulatory framework relevant to the role, whilst practising effective risk management taking account of outcomes for clients

Regulatory Responsibilities (Compliance/T&C)

  • Ability to demonstrate an understanding of the regulatory framework relevant to the role, whilst practising effective risk management taking account of outcomes for clients.

WE WOULD LOVE TO HEAR FROM YOU / APPLY IF:

  • Previous experience of operational processes in wealth manager or private client asset management
  • Accuracy and attention to detail
  • Ability to work unsupervised at times
  • Team player willing to respond to varied requests
  • Able to build effective relationships with 3rd parties and internal customers such as the fund managers
  • Able to challenge current processes within the operations area and provide solutions and efficiencies
  • Understanding of re-registration of collective investments
  • Good all round securities knowledge
  • Experience with the Crest Gui
  • Experience with Altus would be advantageous

As an employer, Close Brothers Asset Management is committed to equality and valuing diversity within its workforce. We provide equality of opportunity and will aim to ensure that no employee’s or candidates are subject to discrimination on grounds of any characteristics including but not withstanding gender, gender identity, marital status, sexual orientation, race, colour, nationality, religion, age, disability, working pattern, caring responsibilities, political beliefs.

We appreciate that from time to time, recruitment agencies will have speculative CVs that they may wish to submit to our Talent Acquisition team in relation to a specific role.

To avoid any ambiguity around fees, please note that speculative CVs received by Close Brothers, that have not been authorised in advance, by us, will be ineligible for an agency fee. Thank you.

#LI-KH1

  • Administration Assistant

    4 weeks ago

    Northwich, United Kingdom Butcher & Barlow Full time

    **Hours**: 5 days per week. **Purpose of Role**:Providing high level, comprehensive administrative and reception support to the Gadbrook Park office. **Responsible to**: Office Manager **Duties and Responsibilities include but are not limited to**: - Assisting secretarial staff within the office with various administrative tasks including opening files,...

  • Accountant

    1 week ago

    Northwich, United Kingdom Randstad Technologies Recruitment Full time

    Job Opportunity: Accountant Location: Northwich, UK (Hybrid Office-Based) Duration: 6-Month Contract (Potential for Extension) Position Overview: We are seeking two meticulous and proactive Accounting Analysts to join our team in Northwich, UK. This role involves collaborating closely with internal and international stakeholders to support financial...

  • Accountant

    1 week ago

    Northwich, United Kingdom Randstad Technologies Recruitment Full time

    Job Opportunity: AccountantLocation: Northwich, UK (Hybrid Office-Based)Duration: 6-Month Contract (Potential for Extension)Position Overview: We are seeking two meticulous and proactive Accounting Analysts to join our team in Northwich, UK. This role involves collaborating closely with internal and international stakeholders to support financial operations,...

  • Accountant

    1 week ago

    Northwich, United Kingdom Executive Connect LTD Full time

    Accountant Full Time Northwich Hybrid office based Estimated 6 month contract Accountant * Qualified accountants (1-3 years post qualified experience) 2 * SAP experience essential 3 * Bex/Power BI experience advantageous Accountant Must be willing to get their hands dirty and delve into the system to extract data, perform analysis and do...

  • Legal Secretary

    4 weeks ago

    Northwich, United Kingdom Poole Alcock Full time

    Job Description**Nature & Scope** To provide support to fee earner(s) to enable them to deal with clients efficiently and effectively. Delivers a high level of customer service to clients. Projects a professional image to visitors and telephone callers at all times by greeting, welcoming and directing them appropriately. Works collaboratively with...

  • Accountant

    1 week ago

    Northwich, United Kingdom Executive Connect LTD Full time

    AccountantFull TimeNorthwich Hybrid office basedEstimated 6 month contractAccountant * Qualified accountants (1-3 years post qualified experience) 2 * SAP experience essential 3 * Bex/Power BI experience advantageousAccountantMust be willing to get their hands dirty and delve into the system to extract data, perform analysis and do basics.Reporting into the...

  • Financial Accountant

    4 days ago

    Northwich, Cheshire, United Kingdom Randstad Technologies Recruitment Full time

    Northwich, UK (Hybrid Office-Based) Duration: 6-Month Contract (Potential for Extension) Position Overview: We are seeking two meticulous and proactive Accounting Analysts to join our team in Northwich, UK. This role involves collaborating closely with internal and international stakeholders to support financial operations, reporting, and system...

  • Financial Accountant

    6 days ago

    Northwich, Cheshire, United Kingdom Executive Connect LTD Full time

    Full Time Northwich Hybrid office based Estimated 6 month contract SAP experience essential 3 * Bex/Power BI experience advantageous Must be willing to get their hands dirty and delve into the system to extract data, perform analysis and do basics. Reporting into the Line Manager, but close relationship, good collaration required with EU VP ACE team (ZH...

  • Accountant (Contract)

    6 days ago

    Northwich, Cheshire, United Kingdom Randstad Technologies Recruitment Full time

    Job Opportunity: Accountant Location: Northwich, UK (Hybrid Office-Based) Duration: 6-Month Contract (Potential for Extension) Position Overview: We are seeking two meticulous and proactive Accounting Analysts to join our team in Northwich, UK. This role involves collaborating closely with internal and international stakeholders to support financial...

  • Accountant (Contract)

    6 days ago

    Northwich, Cheshire, United Kingdom Executive Connect LTD Full time

    Accountant Full Time Northwich Hybrid office based Estimated 6 month contract Accountant Qualified accountants (1-3 years post qualified experience) 2SAP experience essential 3Bex/Power BI experience advantageous Accountant Must be willing to get their hands dirty and delve into the system to extract data, perform analysis and do basics. Reporting into the...