Global Markets Regulatory Reporting SME

Found in: Talent UK C2 - 2 weeks ago

London, United Kingdom Citi Full time

Serves as a senior function/business/product compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and delivery of a risk management framework that maintains risk levels within the firm's risk appetite and protects the franchise. In addition, engages with the ICRM product and function coverage teams, in order to partner to develop and apply CRM program solutions that meet the function/business/product and customer needs in a manner consistent with the Citi program framework.

Responsibilities:

Providing compliance coverage to an assigned function/business/product. Provides compliance guidance on function/business/product rules and regulations relating to operational issues, transactional approvals and the application of internal compliance policies for day-to-day activities. Managing a team of multiple teams of Compliance professionals. Developing, attracting, and retaining talent; recommending staffing levels required to carry out the unit’s role and responsibilities effectively while establishing and adhering to talent management processes and compensation and performance management programs. Mentoring and developing junior staff. Directing the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM. Translates ICRM strategy and goals across Citi’s clients, products and geographies; provides direction and guidance on the programs. Staying abreast of relevant changes to rules/regulations and other industry news including regulatory findings. Providing oversight and guidance over the assessment of complex issues, structures potential solutions and drives effective resolution with other stakeholders. Provides advice to the function/business/product on an ongoing basis on new initiatives, new products, acquisitions, and client-related matters with respect to applicability of policies, resolution of potential red flags or other client/transaction-related compliance escalations. Representing Citi on critical regulatory matters as required. Serves as liaison with regulatory examiners, Internal Audit, and external auditors on critical Compliance issues and oversees the implementation of related remediation. Collaborating with other internal areas including: Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact the assigned business/product/function. Supporting the function/business/product in performing timely compliance reviews of new transactions and/or products. Managing ICRM initiatives as required, such as the implementation of new Compliance systems, controls, and related project management work efforts. Assisting in the development and administration of Compliance training for the assigned business/product/function. Overseeing the monitoring and identification of regulatory developments, including enforcement actions, and new laws, regulations, rules, and interpretations or guidance relating to the business/product/function supported. Analyzing and scoping the impact including applicability of new and complex regulatory developments across the assigned business/product/function, including cross-border impact. Assisting in the establishment of ICRM policies, procedures and controls to comply with these new or changed laws and regulations. Participating in industry groups and trade association working groups or other forums. Additional duties as assigned Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of others and create accountability with those who fail to maintain these standards.

Qualifications:

Highly motivated, strong attention to detail, team oriented, organized Excellent written, verbal and analytical skills Strong communication and interpersonal skills; strong presentation skills with the ability to articulate complex problems and solutions through concise and clear messaging Ability to interact and communicate effectively with senior leaders Significant knowledge and expertise of Compliance laws, rules, regulations, risks and appropriate controls Experience in the design and implementation of Compliance programs Demonstrated ability to assess complex issues through root cause analysis and other analytical techniques; structure potential solutions; drive to resolution with senior stakeholders Ability to influence and lead people across cultures at a senior level using sound judgment and successful execution, understanding how to operate effectively across diverse Business/Function Experience with and previous exposure to internal or external control functions and regulators Ability to challenge Business/Function management and escalate issues when appropriate Strong track record of effectively assessing and managing competing priorities Comfortable navigating complex, highly-matrixed organizations Comfortable acting as an agent for positive change with agility and flexibility Effective negotiation skills, a proactive and 'no surprises' approach in communicating issues and strength in sustaining independent views. Strong presentation and relationship management skills are essential Subject matter expertise in area of focus

Education:

Bachelor’s degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; strong working knowledge of the assigned function/business/product and related laws and regulations, previous experience managing a diverse staff; Advanced degree preferred

-------------------------------------------------

Job Family Group:

Compliance and Control

-------------------------------------------------

Job Family:

Product Compliance Risk Management

------------------------------------------------------

Time Type:

Full time

------------------------------------------------------

  • Senior Regulatory Reporting Sme

    2 weeks ago

    London, United Kingdom eFinancialCareers Full time

    The client has been very clear all they want is a Regulatory Reporting SME. - European Prudential Reporting - COREP - FINREP - Liquidity - Capital/Large Exposures

  • Senior Regulatory Reporting SME

    2 weeks ago

    London, United Kingdom Eximius Finance Full time

    The client has been very clear all they want is a Regulatory Reporting SME.   •         European Prudential Reporting •         COREP •         FINREP •         Liquidity •         Capital/Large Exposures  

  • Global Markets Regulatory Reporting Sme

    6 days ago

    London, United Kingdom Citi Full time

    **Responsibilities**: - Managing a team of multiple teams of Compliance professionals. Developing, attracting, and retaining talent; recommending staffing levels required to carry out the unit’s role and responsibilities effectively while establishing and adhering to talent management processes and compensation and performance management programs....

  • European Regulatory Reporting: Market and Credit

    3 days ago

    London, United Kingdom Bank of America Full time

    Job Title: European Regulatory Reporting: Market and Credit Risk Capital and Regulatory Reporting **LOB**:CFO Group **Corporate Title**:Vice President **Location**:London **Responsibilities**: - Daily capital calculations/analysis - Review daily market risk regulatory calculations to be incorporated in the daily capital adequacy status sent out to...

  • Cib - Global Markets Operations Regulatory Change

    2 weeks ago

    London, United Kingdom JPMorgan Chase Bank, N.A. Full time

    The role will be as a Project Manager working on the Operations Change and Transformation team within Global Markets. The key purpose of the Change & Transformation Project Manager is to partner with the business & support partners with responsibility for prioritising, sponsoring and implementing multiple and varied change initiatives driven by business,...

  • Regulatory Reporting Analyst

    2 weeks ago

    London, United Kingdom eFinancialCareers Full time

    Who we are Britannia Financial Group is a global financial services company that combines local expertise with global solutions to offer a full range of financial products including, securities & derivatives brokerage services, asset and wealth management productsto its clients.. Britannia is steeped in banking history and tradition. A group evolving...

  • Regulatory Reporting Analyst

    3 days ago

    London, United Kingdom eFinancialCareers Full time

    Who we are Britannia Financial Group is a global financial services company that combines local expertise with global solutions to offer a full range of financial products including, securities & derivatives brokerage services, asset and wealth management productsto its clients.. Britannia is steeped in banking history and tradition. A group evolving...

  • Regulatory Reporting Manager

    5 hours ago

    London, United Kingdom Inventum Group Full time

    Our client who is a SME bank are looking for a **Regulatory Reporting Manager** to take ownership of the Regulatory Reporting function of the Bank in London. The role will be required to prepare and submit all monthly and quarterly regulatory returns. There are several initiatives in progress to improve regulatory reporting and the role will lead on those....

  • Regulatory Reporting

    2 weeks ago

    London, United Kingdom eFinancialCareers Full time

    World hq and core decisions made on the ground Tier 1 - IB, Retail, Corporate and Business Lending **Description** **Regulatory Reporting / FinRep - AVP** Docklands Canary Wharf Banking & Financial Services The regulatory Reporting team contributes to a number of external reporting disclosures including the preparation of financial regulatory...

  • Global Banking

    2 weeks ago

    London, United Kingdom Goldman Sachs Group, Inc. Full time

    OPERATIONS Operations division is a dynamic, multi-faceted organization that partners with all parts of the firm to provide banking, securities, and asset management services to clients around the world. In addition, Operations provides essential risk management and controls to preserve and enhance the firm's assets and its reputation. For every new...

  • Regulatory Reporting Manager

    3 weeks ago

    London, United Kingdom Mangopay UK Limited Full time

    We are seeking a highly skilled and detail-oriented Regulatory Reporting Manager to join our team. The successful candidate will play a crucial role in ensuring compliance with financial regulatory obligations and requirements (Statistical and Financial) in Luxembourg, France, Germany, Spain and the UK. The role involves managing the statistical reporting...

  • Underwriter: Global Property D&f

    4 days ago

    London, United Kingdom Liberty Specialty Markets Full time

    **General information**: **City**:London, UK **Country**:United Kingdom of Great Britain and Northern Ireland **Creation Date**:04-Mar-2024 **Employment Type**:Permanent **Employment Type**:Full time **Ref #**:1234570807 **Description & Requirements**: **Role Title: Underwriter: Property D&F**: **Division: Specialty**: **Department: Direct and...

  • Regulatory Reporting Accountant

    Found in: Talent UK 2A C2 - 2 weeks ago

    London, United Kingdom Gresham Hunt Full time

    Position: Regulatory Reporting AnalystReporting to: Head of Regulatory ReportingDepartment: Finance & TreasuryLocation: London/HybridOverview: Our client, a SME Bank based in London, is currently seeking a Regulatory Reporting Analyst to join their dynamic team. The successful candidate will play a pivotal role in ensuring accurate and timely regulatory...

  • Regulatory Reporting

    5 hours ago

    London, United Kingdom BRUIN Financial Full time

    Temporary - London, **Ref**: 33831 A leading Investment Bank is looking for an experienced Regulatory Reporting professional to join their Regulatory Reporting team in London for a 12-month contract. **Responsibilities**: - Producing prudential regulatory reports in an effective and timely manner for EMEA Capital Markets entities - Accurately producing...

  • Trade & Transaction Reporting SME

    Found in: Talent UK C2 - 2 weeks ago

    London, United Kingdom BGC Group Full time

    Main purpose of the role: This role will be reporting into the Global Head of Trade & Transaction Reporting. The Regulatory Reporting SME will also be responsible for supporting the Head and Deputy Head of Trade and Transaction Reporting, in ensuring that the Firm is meeting all its reporting obligations. Key responsibilities: Stakeholder...

  • FRTB Regulatory Senior SME

    3 weeks ago

    London, United Kingdom Maze Executive Search & Selection Full time

    Role Title         FRTB Regulatory Senior SME - Contract – ID 51  Business         Global Regulatory Policy and Advisory  New or existing role – New Role Purpose This role forms part of the Global Regulatory Policy and Advisory team. The jobholder is expected to work as an FRTB regulatory lead and provide support on the various...

  • Regulatory Reporting Accountant

    Found in: Appcast Linkedin GBL C2 - 2 weeks ago

    London Area, United Kingdom Gresham Hunt Full time

    Position: Regulatory Reporting AnalystReporting to: Head of Regulatory ReportingDepartment: Finance & TreasuryLocation: London/HybridOverview: Our client, a SME Bank based in London, is currently seeking a Regulatory Reporting Analyst to join their dynamic team. The successful candidate will play a pivotal role in ensuring accurate and timely regulatory...

  • Regulatory Reporting Accountant

    Found in: Appcast UK C C2 - 2 weeks ago

    London Area, United Kingdom Gresham Hunt Full time

    Position: Regulatory Reporting AnalystReporting to: Head of Regulatory ReportingDepartment: Finance & TreasuryLocation: London/HybridOverview: Our client, a SME Bank based in London, is currently seeking a Regulatory Reporting Analyst to join their dynamic team. The successful candidate will play a pivotal role in ensuring accurate and timely regulatory...

  • Regulatory Reporting Accountant

    Found in: Appcast UK C2 - 2 weeks ago

    London Area, United Kingdom Gresham Hunt Full time

    Position: Regulatory Reporting AnalystReporting to: Head of Regulatory ReportingDepartment: Finance & TreasuryLocation: London/HybridOverview: Our client, a SME Bank based in London, is currently seeking a Regulatory Reporting Analyst to join their dynamic team. The successful candidate will play a pivotal role in ensuring accurate and timely regulatory...

  • Regulatory Reporting Accountant

    Found in: Whatjobs ES C2 - 7 days ago

    London Area, United Kingdom Gresham Hunt Full time

    Position: Regulatory Reporting Analyst Reporting to: Head of Regulatory Reporting Department: Finance & Treasury Location: London/Hybrid Overview: Our client, a SME Bank based in London, is currently seeking a Regulatory Reporting Analyst to join their dynamic team. The successful candidate will play a pivotal role in ensuring accurate and timely regulatory...