IT SOX Compliance Lead

5 months ago

London, United Kingdom CHUBB Full time

IT SOX Compliance Lead

Working within the EMEA IT PMO team, the newly created IT SOX Compliance Officer position is a key strategic role within the compliance and regulatory framework of the Chubb organisation. Liaising with key stakeholders including regional executive & senior management (up to C suite), external auditors (PWC), internal audit, global risk & compliance, and IT system owners, the IT SOX Compliance Office will be responsible for setting up the process for assessing, delivering and monitoring SOX controls as a new function within the regional IT team.

The EMEA IT team are responsible for delivering and maintaining the IT applications used within the region by the various insurance lines of business, which is a highly regulated market with oversight from the FCA & PRA in the UK and the ACPR in France. As a publicly quoted company Sarbanes Oxley (SOX) rules also apply and there are internal controls and audit impacts both as a Financial Institution and as a technology organisation, with further regulation coming from the Digital Operational Resilience Act (DORA) that is being implemented.

The successful candidate will be responsible for the oversight and delivery of all IT risk and audit activities and act as the primary liaison with internal and external audit partners to ensure the EMEA IT systems are in compliance with all SOX and audit requirements in the increasing & changing regulatory environment.

The role requires a combination of SME knowledge (governance, compliance, risk management & best practice), the ability to articulate, communicate & prioritise to others, and the capability to project manage and drive change in order to raise standards, address weaknesses, and implement and continual improve the SOX controls environment. In addition there will be line management responsibilities for the small team of IT analysts who oversee the automated reconciliation process across the IT systems, ensure all issues are prioritised and remediated correctly, and trends identified and addressed, working closely with the relevant system owners and partners in the business & operations teams.

The role requires strong SOX audit experience and will suit someone with either finance/technical controls experience, preferably within insurance or as a minimum in another Financial Services institution.

Key Responsibilities:

Responsible for the ongoing assessment, processes & controls to ensure the regional IT systems comply with the SOX, audit and compliance requirements.

Engage with key stakeholders including executive & senior management (C-suite), external auditors (PWC), audit, risk & compliance functions, and IT system owners to ensure all SOX compliance requirements are understood and monitored

Knowledge of IT General Controls (ITGCs) and interface controls. Ability to articulate the control requirement and deliver best practice in the design and end operation

To QA controls, their operation and supporting processes & procedures for their effectiveness and bring about change to ensure that EMEA IT operate an assured control environment

Ability to deliver change in a structured method (project management) to implement or improve existing controls or bring around remediation or deliver a successful outcome to any assurance/ audit event 

Work across a diverse virtual team of IT functions, auditors, Financial Control, etc. Being able to answer for their agenda and successfully the right outcomes for EMEA IT

Drive improvements by enforcing best practice and standards and sharing learnings across team

Line management and oversight of team of IT Analysts responsible for the automated BAU reconciliation process and remediation of failures

Operate in a constantly evolving and changing governance environment and able to adapt to taking on new duties as regulation change.

Experience:

5+ years experience in a SOX audit role, within a financial organisation or external audit partner (client facing)

Insurance or financial sector

MS Office – especially Excel & Powerpoint

Qualifications

Certified Information Systems Auditor (CISA) certified

Any other relevant compliance, risk or assessment qualifications

  • SOX Compliance Lead

    4 days ago

    City of London, London, United Kingdom CV-Library Full time

    Key Responsibilities:We are seeking a SOX Compliance Lead to join our team at LHH Recruitment. In this role, you will be responsible for:1. Delivering our client's SOX assurance testing programme2. Making assessments on allocated control testing assignments across various business areas3. Sharing insights with our client's GFR team and wider Finance Risk...

  • Sox Compliance Consultant

    6 months ago

    London, United Kingdom La Fosse Associates Full time

    **Regions**: - London - **Location**: - City of London, London - **Disciplines**: - Governance, Risk & Compliance (GRC) Information Security - **Job types**: - Contract Hybrid Working Outside IR35 - **Industry**: - Manufacturing - **Salary**: £500 - £550 per day + Outside IR35 **Functions**: - Security Compliance Security Risk - **Seniority**: -...

  • Sox Compliance Consultant

    6 months ago

    London, United Kingdom La Fosse Associates Full time

    **Regions**: - London - **Location**: - City of London, London - **Disciplines**: - Governance, Risk & Compliance (GRC) Information Security - **Job types**: - Contract Interim Outside IR35 - **Industry**: - Manufacturing - **Salary**: £550 - £600 per day + Outside IR35 **Functions**: - IT Manager IT Risk - **Seniority**: - Mid-level Senior -...

  • IT Sox Compliance Office

    6 months ago

    London, United Kingdom Combined Insurance Full time

    **IT SOX Compliance Office** Working within the EMEA IT PMO team, the IT SOX Compliance Office will be responsible for oversight and delivery of all IT risk and audit controls and activities to ensure the EMEA IT systems are assessed and compliance with all SOX and audit requirements in the increasing & changing regulatory environment. Liaising with key...

  • IT Sox Compliance Office

    6 months ago

    London, United Kingdom Chubb Full time

    **IT SOX Compliance Office** Working within the EMEA IT PMO team, the IT SOX Compliance Office will be responsible for oversight and delivery of all IT risk and audit controls and activities to ensure the EMEA IT systems are assessed and compliance with all SOX and audit requirements in the increasing & changing regulatory environment. Liaising with key...

  • SOX Compliance Project Manager

    4 weeks ago

    London, Greater London, United Kingdom CFGI Full time

    About CFGI:We are a leading provider of risk advisory services, helping public and soon-to-be public companies navigate the complexities of SOX compliance.Job Overview:We are seeking a highly experienced SOX Compliance Project Manager to lead multiple concurrent projects in various maturity stages. As a key member of our team, you will be responsible for...

  • SOX Governance Specialist

    3 hours ago

    London, Greater London, United Kingdom DaVita International Full time

    DaVita International is a leading health care provider in the United States and internationally, striving for improved clinical outcomes, better patient experiences, and more fulfilling clinician experiences. As a SOX Manager, you will play a crucial role in developing and maintaining the company's SOX governance framework, ensuring compliance with...

  • SOX Manager

    2 weeks ago

    London, United Kingdom DaVita International Full time

    DaVita Inc. (NYSE: DVA), a Fortune 500® company, is one of the largest health care providers in the United States. Outside of the United States, DaVita Inc.’s international operating subsidiary (DaVita International) provides coordinated care to patients across 13 countries. Our physician-led community focuses on and strives for improved clinical...

  • SOX Manager

    2 weeks ago

    London, United Kingdom DaVita International Full time

    DaVita Inc. (NYSE: DVA), a Fortune 500® company, is one of the largest health care providers in the United States. Outside of the United States, DaVita Inc.’s international operating subsidiary (DaVita International) provides coordinated care to patients across 13 countries. Our physician-led community focuses on and strives for improved clinical...

  • SOX Manager

    2 weeks ago

    London, United Kingdom DaVita International Full time

    Job Description DaVita Inc. (NYSE: DVA), a Fortune 500® company, is one of the largest health care providers in the United States. Outside of the United States, DaVita Inc.’s international operating subsidiary (DaVita International) provides coordinated care to patients across 13 countries. Our physician-led community focuses on and strives for improved...

  • SOX Manager

    3 weeks ago

    London,, UK, United Kingdom DaVita International Full time

    DaVita Inc. (NYSE: DVA), a Fortune 500® company, is one of the largest health care providers in the United States. Outside of the United States, DaVita Inc.’s international operating subsidiary (DaVita International) provides coordinated care to patients across 13 countries. Our physician-led community focuses on and strives for improved clinical...

  • Senior Audit Manager

    3 days ago

    London, Greater London, United Kingdom CFGI Full time

    Job Description:Senior Audit Managers at CFGI specialize in SOX compliance and internal controls. They oversee multiple projects, manage teams, and ensure timely delivery of results. If you have strong technical skills, excellent communication abilities, and experience working with clients, this could be the ideal role for you.Main Responsibilities:•...

  • Senior IT SOX Analyst

    3 months ago

    London, United Kingdom Pearson Full time

    Lead/Senior, IT Auditor, Sox Compliance At Pearson, our purpose is simple: to add life to a lifetime of learning. We believe that every learning opportunity is a chance for a personal breakthrough. That’s why our ,000 Pearson employees are committed to creating vibrant and enriching learning experiences designed for real-life impact. We are the...

  • SOX Finance Manager

    1 month ago

    London, United Kingdom CV-Library Full time

    CBRE is the global leader in real estate services and leverages the industry's most powerful knowledge base to meet the commercial real estate needs of its clients worldwide. Our vision is to be the preeminent, vertically integrated, globally capable real estate service firm. Globally we employ over 70,000 employees and operate in 48 countries. SOX...

  • SOX Finance Manager

    1 month ago

    London, United Kingdom CBRE Full time

    CBRE is the global leader in real estate services and leverages the industry's most powerful knowledge base to meet the commercial real estate needs of its clients worldwide. Our vision is to be the preeminent, vertically integrated, globally capable real estate service firm. Globally we employ over 70,000 employees and operate in 48 countries. SOX Finance...

  • SOX Compliance Specialist

    9 hours ago

    City Of London, United Kingdom LHH Recruitment Full time

    About the RoleAs a Financial Control Expert, you will be responsible for delivering insight, challenge, and advice while building relationships across the organisation. You will have the opportunity to understand complex data and information to effectively problem solve and make control assessments.You will also possess expertise in Financial Reporting Risk,...

  • Compliance Lead

    8 hours ago

    London, Greater London, United Kingdom Compliance Wise Full time

    At Compliance Wise, we are seeking an exceptional individual to lead our global Compliance function. The estimated salary for this role is $120,000 - $180,000 per year, depending on experience and qualifications. Located in London, UK, this position offers a unique opportunity to work with a leading international law firm and professional services...

  • Group Compliance Project Lead

    4 months ago

    London, United Kingdom innocent Full time

    you'll have What we're looking for: A compliance legend – someone who has previous experience of implementing a SOX compliance framework, and solid compliance knowledge. Strong project management skills – being able to finish what they begin and deliver on time. A great communicator with a technical mindset but can communicate the message...

  • Financial Controller

    1 month ago

    London, Greater London, United Kingdom CBRE Group, Inc. Full time

    CBRE Group, Inc.About CBREAs the global leader in real estate services, CBRE leverages its industry-leading knowledge base to deliver commercial real estate solutions worldwide. Our vision is to be the preeminent, vertically integrated, globally capable real estate service firm.About the RoleThis position sits within the Global Workplace Solutions (GWS)...

  • SOX IT Controls

    3 weeks ago

    London, United Kingdom Barden Full time

    Job Description ROLE: SOX IT Controls - Transformation Manager LOCATION: London Barden have been asked to act on behalf of a global technology company to lead the appointment of a ‘Transformation Manager – SOX IT Controls as they look to enhance their global finance environment. The business needs to make it sustainable for the rapidly growing...