Compliance Officer

1 month ago


Caerphilly, United Kingdom Robert Half Full time

Robert Half Talent Solutions are seeking a Compliance Officer for a growing Financial Services organisation in the Caerphilly area.

The Compliance officer will assist the Head of Compliance in overseeing the ongoing regulatory compliance and ensuring that a robust compliance culture is in place.

You will

  • Provide support to the business on interpretation of regulation including FCA rules, Data Protection and Financial Crime.
  • Advise the business through regulatory change projects, providing direction and clear regulatory guidance to the leadership and operations teams.
  • Review any financial promotions or internal procedural changes to ensure they comply with regulation and provide feedback to the Business.
  • Support the delivery of the Compliance Monitoring Plan by carrying out monitoring activities in line with the plan.
  • Agree and monitor actions arising from the monitoring activity with key stakeholders in the business.
  • Oversee the Compliance and Data Protection inbox, ensuring all records are maintained and up to date and any incidents or breaches are reported and assessed.
  • Review, update and maintain compliance policies to ensure that they reflect current regulatory requirements and are communicated clearly to all staff.

On offer

A salary of up to £38,000 plus generous bonus and package. Hybrid working

Robert Half Ltd acts as an employment business for temporary positions and an employment agency for permanent positions. Robert Half is committed to equal opportunity and diversity. Suitable candidates with equivalent qualifications and more or less experience can apply. Rates of pay and salary ranges are dependent upon your experience, qualifications and training. If you wish to apply, please read our Privacy Notice describing how we may process, disclose and store your personal data: roberthalf.com/gb/en/privacy-notice

Security alert: scammers are currently targeting jobseekers. Robert Half do not ask candidates for a fee or request candidates to send applications through instant messaging services such as WhatsApp or Telegram. Learn how to protect yourself by visiting our website: roberthalf.com/gb/en/how-spot-recruitment-scams-and-protect-yourself


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