Solicitor

3 weeks ago


London, UK, United Kingdom Pure Law Recruitment Full time

My client is a distinguished London-based law firm specializing in client-cantered services. They offer a unique blend of expertise and a supportive culture, enabling them to address complex challenges effectively.


They seek an Associate with 4 to 7 years of experience in retail regulatory work. The successful candidate will advise clients on a range of regulatory obligations in the retail sector, with a focus on retail wealth management, asset management, and platform services.


Key Responsibilities:


Draft regulatory advice notes and assist with compliance obligations across various retail contexts.

Support clients in launching and modifying retail advisory, discretionary management, and platform products.

Advise on the implications of the Consumer Duty and assist with related regulatory issues.

Engage in M&A transactions, conducting due diligence for financial services firms.

Manage FOS disputes and regulatory supervisory actions, including s166 notices.

Draft retail terms and conditions and support outsourcing arrangements.

Participate in marketing efforts, including pitches, training sessions, and industry events.

Candidate Profile:


Relevant experience from a respected retail regulatory practice.

Excellent academic credentials.

Ambitious and committed to professional development.

Excellent communication skills and ability to work within a collaborative team environment.

Benefits:


Opportunity for close mentorship from senior team members.

Involvement in diverse client projects and business development.

A supportive culture that values teamwork and individual contributions.

This role presents a dynamic opportunity for growth in a fast-paced environment.


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