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Chief Compliance Officer

1 month ago

London, UK, United Kingdom Fram Search Full time

Our client is seeking a dynamic Chief Compliance Officer to lead a small, but busy, compliance team. Based in central London, our client is an FCA regulated sell-side firm and the role is to work across the business and with senior leaders in ensuring the firm has a first-rate compliance team.


Duties will include ensuring that the firm adheres to all applicable laws, regulations, and policies, and encouraging a culture of compliance throughout the organisation. It’s a full coverage CCO role dealing with a wide range of issues in a fast-paced environment. As would be expected, a large part of the role is horizon scanning, ensuring policies and procedures are updated, and managing risks. The role also involves the ongoing development of the team and so applicants must enjoy coaching others.


We are keen to speak to experienced compliance professionals from a sell-side background. You must be used to working in a high paced environment and you will have a track record of building a first-class compliance function. You will have outstanding interpersonal skills and will be used to working at a senior level and will hold relevant industry qualifications.