Internal Auditor
2 months ago
JOB SUMMARY
Support and assist the Head of Financial Crime Monitoring and Assurance by performing monitoring and testing reviews as part of the Bank’s financial crime monitoring and assurance Plan. Support delivery of the annual Business Wide financial crime Risk Assessment (BWRA). Support the Bank to be compliant with its legal and regulatory obligations and appropriate systems and controls in place to mitigate all relevant financial crime risks (AML/CTF/Tax Evasion, AB&C, Sanctions, Fraud).
KEY WORK OUTPUTSAND ACCOUNTABILITIES
Execute and delivery of end-to-end Monitoring and Testing reviews composed by planning, substantive testing, report writing and following up of findings and recommendations with senior management on Financial Crime Compliance covering all business lines within BACB.
Track remedial actions agreed with key stakeholders raised by the monitoring and testing reviews and the BWRA maintained in the Bank’s Remedial Actions Plan (RAP) register to their full implementation and closure, ensuring support evidence for closure are documented and stored for audit trail.
Support delivery of the annual Business Wide financial crime Risk Assessment (BWRA). This is an annual risk assessment to be also used to identify those areas requiring monitoring and assurance.
Build strong relationships with key stakeholders by providing support whilst maintaining independency as a second line of defence monitoring and testing function
Perform other additional tasks as required from time to time as directed by the Head of Financial Crime Monitoring and Assurance
Support and assist management in adherence to applicable laws and regulations as well as to high standards of business and ethical integrity.
Maintain an open, transparent and effective relationship with internal and external stakeholders
Complete all mandatory training within prescribed timelines.
Deputise for the Head of Financial Crime Monitoring and Assurance in his/her absence
REQUIRED QUALIFICATIONS AND EXPERIENCE
Minimum of 5 years’ relevant experience in monitoring and testing or Internal Audit in a financial institution (required)
Solid working knowledge of the UK banking laws and regulations such as AML/CTF/Tax Evasion, AB&C, Sanctions, Fraud (required)
Understanding of financial crime risks presented by commercial banking products such as Trade Finance and Correspondent Banking (desirable)
Ability to work independently and as part of a team
Excellent presentation and report writing presentation skills.
Strong analytical, interpersonal, verbal communication skills.
Proactive, with the ability to generate ideas, think creatively and develop innovative solutions.
Degree educated or equivalent.
-
Internal Auditor
4 weeks ago
London, UK, United Kingdom Michael Page Full timeBanking client. Operating across UK, Europe and Africa. Role based in London. Retail banking and Lending firm. Description The Internal Auditor will : Lead and/or participate in Internal Audit reviews as required as per the annual audit plan, following a risk-based methodology aligned to IIA best practice. Prepare concise, informative, pragmatic and...
-
Internal Auditor
2 weeks ago
London, UK, United Kingdom myGwork Full timeThis job is with Bloomberg, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly. The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while keeping up the quality and...
-
Internal Auditor
3 months ago
London, UK, United Kingdom Bloomberg Full timeThe energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while keeping up the quality and accuracy we're known for. It's what keeps us inventing and reinventing, all the time. Our culture is wide open, just like our spaces. We bring out the best in each other through...
-
Group Internal Auditor
2 months ago
England, London, London, UK, United Kingdom Hays Accountancy and Finance Full timeYour new company This is a FTSE 100 company, primarily focused on logistics and manufacturing with 80 different subsidiaries, providing extensive coverage across key markets, allowing you to engage in various types of audit specialities. Despite its global presence, its smaller head office in London creates more local coverage.Your new role As the Internal...
-
Internal Auditor
4 weeks ago
London, UK, United Kingdom Taylor Root Full timeEmpowering Informed Decision-Making An award-winning international bank is expanding its Internal Audit function! Internal Audit team plays a critical role in safeguarding the organisation's success. As an Internal Auditor, you'll be a trusted advisor, providing independent, risk-based insights to empower the Board and management to make informed...
-
Internal Auditors
6 months ago
London, UK, United Kingdom Paritas Recruitment - Audit Full timeParitas are working closely with a leading consultancy firm who are looking for several internal auditors to join them on a contract basis. The client is interested in applicants from any industry as long as they have extensive internal audit experience. Applicants need to be serving their notice period or immediately available. Day rate up to £550 per...
-
Internal Auditor
2 weeks ago
London, UK, United Kingdom myGwork Full timeThis job is with Bloomberg, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly. The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while keeping up the quality and...
-
Internal Auditor
3 months ago
London, UK, United Kingdom Bloomberg Full timeThe energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while keeping up the quality and accuracy we're known for. It's what keeps us inventing and reinventing, all the time. Our culture is wide open, just like our spaces. We bring out the best in each other through...
-
Principal Auditor
6 hours ago
London,, UK, United Kingdom Venn Group Full timeInterim Principal AuditorLocation: London, hybrid workingLength: 3-6 MonthsVenn Group are currently recruiting for a Principal Auditor, on behalf of a large Local Authority organisation based in London. Key responsibilities of the Interim Principal Auditor include:Maintain detailed and up to date knowledge of the Council and its operations and risks and of...
-
Interim Pensions Internal Auditor
3 weeks ago
London,, UK, United Kingdom Grant Thornton UK LLP Part timeWho we are Grant Thornton’s Agile Talent Community is a network of contract professionals, giving you the opportunity to work with our clients alongside Grant Thornton teams on a project-by-project basis whilst being supported by our dedicated Agile Talent team. Joining us in Financial Services Business Risk Services (FS BRS)We help and support clients...
-
Senior IT Auditor, Insurance
3 weeks ago
London, UK, United Kingdom Eames Consulting Full timeAn international insurance company with significant operations in the London market are looking for a Senior IT Auditor to join a small but established team of auditors who cover the global technology risk footprint of the company. The role has been created through internal mobility in what is a very stable team with well-respected leadership in a company...
-
Interim Internal Auditor
1 month ago
London,, UK, United Kingdom Grant Thornton UK LLP Part timeWho we are Grant Thornton’s Agile Talent Community is a network of contract professionals, giving you the opportunity to work with our clients alongside Grant Thornton teams on a project-by-project basis whilst being supported by our dedicated Agile Talent team.Joining us in Financial Services Business Risk Services (FS BRS)We help and support clients...
-
Interim Asset Management Internal Auditor
1 month ago
London,, UK, United Kingdom Grant Thornton UK LLP Part timeWho we are Grant Thornton’s Agile Talent Community is a network of contract professionals, giving you the opportunity to work with our clients alongside Grant Thornton teams on a project-by-project basis whilst being supported by our dedicated Agile Talent team.Joining us in Financial Services Business Risk Services (FS BRS)We help and support clients...
-
Interim Data Management Internal Auditor
3 weeks ago
London,, UK, United Kingdom Grant Thornton UK LLP Part timeWho we are Grant Thornton’s Agile Talent Community is a network of contract professionals, giving you the opportunity to work with our clients alongside Grant Thornton teams on a project-by-project basis whilst being supported by our dedicated Agile Talent team. Joining us in Financial Services Business Risk Services (FS BRS)We help and support clients...
-
Internal Audit Contractors
6 months ago
London, UK, United Kingdom Paritas Recruitment - Audit Full timeApplicants should be internal auditors with a strong appreciation of the risks / controls associated with any of the following: Front Office Conduct Controls & Surveillance Traded Markets Products Projects & Programmes Financial Crime Market Risk / Counterparty Credit Risk Data Analytics Data Management IT Audit Asset Management Insurance Interviews...
-
Internal Audit Contractors
4 weeks ago
London, UK, United Kingdom Paritas Recruitment - Audit Full timeConsultants may be utilised on either co-sourced or outsourced internal audit engagements with the firm’s end clients. Applicants should be professionally qualified internal auditors, e.g. ACA, ACCA, CIA etc with experience of working within internal audit for large corporates, e.g. FTSE 100 or equivalent firms.
-
Internal Auditor
2 months ago
London, UK, United Kingdom Paritas Recruitment - Audit Full timeThe role will concentrate on the group’s Asset Management business, executing and managing internal audits to support the effective delivery of the Annual Audit Plan. The Audit Assistant Manager’s responsibilities will encompass Risk Assessment and Annual Audit Planning, Internal Audits, Issue Tracking and Validation and Continuous Monitoring. Applicants...
-
Senior Auditor
2 weeks ago
London, UK, United Kingdom Brookfield Asset Management, Inc Full timeLocation London - One Canada Square, Level 26 Brookfield Culture Brookfield has a unique and dynamic culture. We seek team members who have a long-term focus and whose values align with our Attributes of a Brookfield Leader: Entrepreneurial, Collaborative and Disciplined. Brookfield is committed to the development of our people through challenging work...
-
London, UK, United Kingdom State Street Corporation Full timeThe Head of Audit, Senior Vice President UK reports directly to the General Auditor of State Street and is responsible for providing leadership in establishing, directing, and executing the strategy for Audit's o perations in the UK. As the executive audit leader UK, key responsibilities of the role includes hiring, retaining and developing a...
-
Senior Internal Audit Manager
2 weeks ago
London , London, UK, United Kingdom Hays Accountancy and Finance Full timeYour new company This company operates on a global scale, with a presence in numerous countries, head-quartered in London. They manage a diverse range of products and services, being a stand-out company in their market. With thousands of employees worldwide, they are committed to innovation and excellence. Our extensive supply chains and strategic...