Compliance Manager
6 days ago
About the Role: This is a brilliant opportunity to get deep the non-financial risk management framework of this Tier 1 Financial Services business.
As a Compliance Monitoring Manager, you’ll assist the Head of Compliance Monitoring and Assurance and the Senior Management team in delivering the Compliance Monitoring strategy across the UK.
Key Responsibilities:
- Lead and report on risk-based reviews that identify risk and control themes, potential customer harms, and associated root causes.
- Drive the corrective actions required to enhance their proactive risk management framework and culture.
- Develop and utilise automated assurance and data-led testing.
- Design and lead reviews that identify risk themes, potential customer harm, and root causes, while also highlighting good customer outcomes and best practices.
- Manage review teams, ensuring full accountability for scoping, testing, and reporting.
- Shape review coverage, focusing on the highest regulatory and conduct risks.
- Maintain high standards by ensuring every stage of the monitoring cycle is executed seamlessly.
- Contribute to the implementation and delivery of the consolidated Compliance Risk Assessment aligned with regulatory expectations and business activity.
Ideal skills you’ll bring:
- Excellent risk perception and identification skills, with expertise in escalation management and report writing.
- In-depth knowledge of the FCA (Financial Conduct Authority) Handbook, Consumer Duty, and Retail Banking regulations.
- Well-developed ability to produce management information using digital tools.
- Detailed knowledge of Risk and Compliance functions and the internal and external risk environment.
If you have these skills, even better:
- Demonstrable experience using automated assurance solutions and methodologies, including data-led testing and analysis, in a Financial Services environment.
- Experience in line managing and leading small review teams in compliance assurance or testing roles.
This is a hybrid role with 3 days per week (on average) in the Glasgow City Centre office
#compliance #compliancemonitoring #assurance
-
Compliance Manager
3 weeks ago
Glasgow, Scotland, Scotland, United Kingdom dnata Catering UK Full timeWhat’s the purpose of role:The Compliance Manager is responsible for ensuring that established policies and procedures are adhered to within the Glasgow Facility, with focus on food safety and health and safety. This includes undertaking and facilitating mandatory checks, driving continuous improvement in all areas of Compliance and acting as the local...
-
Compliance Monitoring Manager
3 weeks ago
Glasgow, Scotland, Scotland, United Kingdom Adam Appointments Limited Full timeJob Advertisement: Compliance Monitoring ManagerIntroductionAre you ready to take the next step in your compliance career with a high-profile bank at the forefront of risk and compliance management? We are seeking an experienced Compliance Monitoring Manager to join our client's team. This full-time hybrid role will be a mixture of working from home and...
-
Compliance Officer
6 days ago
Glasgow, Scotland, Scotland, United Kingdom Audit & Risk Recruitment Full timeCompliance Officer – FTSE 250Glasgow with hybrid workingAudit & Risk Recruitment are partnering a FTSE 250 FMCG business to strengthen their Internal Audit, Controls, Risk Management and Compliance function. This Compliance Officer role is a newly created position and will play a vital role in ensuring the business adheres to relevant legal standards as...
-
Compliance Assurance
2 weeks ago
Glasgow, Scotland, Scotland, United Kingdom Jacobson Garner Full timeJoin a dynamic, forward-thinking corporate banking group in Glasgow as a Compliance Assurance Specialist. We are seeking talented individuals with a strong background in monitoring and testing, particularly in conducting desk-based and thematic reviews, to support our robust compliance framework.About the RoleAs a Compliance Assurance Specialist, you will...
-
Facilities/Compliance Manager
6 days ago
Glasgow, Scotland, Scotland, United Kingdom Trespass Full timeFacilities/Compliance ManagerRole ProfileReports to: Operations Manager/DirectorsLocation: Glasgow, office basedSalary: Dependent on experienceHours: 45 hours per week (8.30am to 6.00pm) The CompanyJacobs & Turner Limited (trading as Trespass) is one of Scotland’s most successful private companies....
-
Tax Manager
1 week ago
Glasgow, Scotland, United Kingdom Denholm Associates Full timeDoes the idea of working for a global organisation within corporate tax compliance appeal to you? If you have strong corporate tax compliance and analytical skills and are looking for a varied role with significant opportunities for growth, this could be the perfect fit. Applications will also be accepted from Senior Manager level candidates.We're...
-
Project Manager
4 weeks ago
Glasgow, Scotland, United Kingdom Search Full timeProject Manager - Rail & Civil Engineering ProjectsAre you a results-driven Project Manager with a background in rail and civil engineering? We're seeking an experienced Project Manager to lead major infrastructure projects across Scotland for a reputable civil engineering contractor. This is an excellent opportunity for someone looking to advance their...
-
Project Manager
1 week ago
Glasgow, Scotland, United Kingdom Search Full timeAre you a results-driven Project Manager with a background in rail and civil engineering? We're seeking an experienced Project Manager to lead major infrastructure projects across Scotland for a reputable civil engineering contractor. This is an excellent opportunity for someone looking to advance their project management career and make a tangible...
-
Quality Assurance Manager
1 week ago
Glasgow, Scotland, United Kingdom Ashurst Full timeAbout AshurstAshurst is a leading progressive global law firm with a rich history spanning more than 200 years. We are proud of our history and are future-focused, having expanded into new technologies through our NewLaw division, Ashurst Advance, and our consulting arm. Our in-depth understanding of our clients and commitment to providing excellent...
-
Principal Product Manager, Privacy
4 weeks ago
Glasgow, Scotland, United Kingdom myGwork Full timeThis job is with Skyscanner, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly. OverviewSkyscanner is looking for a strategic and experienced Principal Product Manager to lead our Privacy & Consent domain, partnering closely with our...
-
Planning Manager
7 days ago
Glasgow, Scotland, United Kingdom Search Full timeAre you a visionary leader with extensive experience in rail planning? A leading recruitment agency is seeking a talented professional to take on the role of **Head of Rail Planning** for a high-profile client within the rail sector. This is an exceptional opportunity to make a lasting impact in a dynamic and innovative organization.Role HighlightsTeam...
-
Financial Crime Assurance Manager
6 days ago
Glasgow, Scotland, United Kingdom Change Recruitment Full timeExciting Opportunity for Financial Crime Specialists with 2LOD or Audit ExpertiseAre you passionate about combatting financial crime and making a difference in the fight against illegal activities like human trafficking, drug trade, and terrorism? This role offers an opportunity to play a pivotal part in ensuring robust oversight and assurance in financial...
-
Interim Senior Finance Manager
1 week ago
Glasgow, Scotland, United Kingdom Rutherford Cross Full timeInterim Senior Finance Manager opportunity with a Glasgow based non-profit organisation for an initial 6-month period.Reporting to the CEO, you will be responsible for:Preparing accurate and timely financial reports, including statutory accounts in accordance with OSCR guidelinesOverseeing monthly management accounts, cash flow forecasting, and variance...
-
IT Infrastructure Manager
1 month ago
Glasgow, Scotland, United Kingdom Eden Scott Full timeIT Infrastructure Manager This is an excellent opportunity for an experienced IT Infrastructure Manager to lead in a fast-paced global IT environment. The organisation are commencing a 3-year transformation programme and this role is a key hire to modernise their technical direction. You'll be instrumental in fostering collaboration across Compute,...
-
IT Risk
6 days ago
Glasgow, Scotland, Scotland, United Kingdom Audit & Risk Recruitment Full timeWe are delighted to announce that Audit & Risk Recruitment have been exclusively mandated by a FTSE 250 business to help build an Audit, Risk and Compliance function for a leading FMCG brand in Scotland.The IT Risk & Controls Manager, who reports into the Head of Risk, is responsible for overseeing the identification, assessment, and mitigation of IT-related...
-
Tax Manager
6 days ago
Glasgow, Scotland, Scotland, United Kingdom Denholm Associates Full timeDoes the idea of working in a leadership role for a global organisation appeal to you? If you have strong corporate tax compliance and analytical skills and are looking for a varied role with significant opportunities for growth, this could be the perfect fit. Applications will also be accepted from Senior Manager level candidates.We’re looking for someone...
-
Billing Manager
1 week ago
Glasgow, Scotland, United Kingdom Hutcheon Mearns Full timeHutcheon Mearns are currently partnering with our client who is a fast-growing company dedicated to delivering outstanding services to their customers across a variety of industries. With a commitment to excellence and innovation, they are seeking a motivated Billing Manager to join their team and oversee their billing operations, ensuring timely and...
-
Finance Manager
4 weeks ago
Glasgow, Scotland, United Kingdom Rutherford Cross Full timeRutherford Cross is delighted to be working in partnership with a highly successful family-run business in order to appoint a Finance Manager to support the business growth and enhance the finance function. This role is essential, reporting directly to the Financial Controller, who will gradually transfer many day-to-day responsibilities to the Finance...
-
Data Governance Manager
4 weeks ago
Glasgow, Scotland, Scotland, United Kingdom MBN Solutions Full timeData Governance & Control Senior Manager£95,000 + 15% bonus + benefitsCan be based from Glasgow, Newcastle or Chester office (2 days)Reporting to the Head of Data Governance and Regulation you will hold a senior management position and be responsible for a team of around 10 within Data Governance.***It's essential that you have previous experience...
-
Management Accountant
4 weeks ago
Glasgow, Scotland, United Kingdom Rutherford Cross Full timeJWF is one of the UK’s leading providers of instrumentation and measurement solutions. In order to help deliver business growth and drive forward the finance function, JWF requires a Management Accountant to join its team.The intention is for the Finance Director to hand over much of their day-to-day tasks and play a key role in specific upcoming project...