Head of Compliance

THE COMPANY:An exciting opportunity has arisen with a rapidly growing commodity broker based in the City. The position will oversee a small team and will be instrumental with developing the compliance culture as the business grows. RESPONSIBILITIES:To ensure the business is aware of the regulatory risks it faces and mitigates against themManage stakeholder...

THE COMPANY: Our client is a world-leading specialist broker based in the City. They are looking for a Global Head of Compliance, with demonstrated broking or prime broking experience.THE RESPONSIBILITIES:Management of global regulatory relationships.Advisory coverage of all business desks globally in conjunction with the local Compliance Officers.Oversight...

THE COMPANY: An international market maker specialising in FX and commodities that provides liquidity across a variety of exchanges and trading platforms is currently looking to expand their London based compliance team with a new Compliance Manager.THE RESPONSIBILITIES:The Compliance Manager will play a crucial role in ensuring adherence to regulatory...

12 month FTC **EXCLUSIVE ROLE**THE COMPANY: Our client is a prestigious private wealth firm based in the West End. They are looking for a Compliance Manager to join the team on a 12-month FTC basis.THE RESPONSIBILITIES:Assist with ensuring that compliance related directives, policies & procedures remain up to dateAssist staff with interpretation of rules and...

(12 month FTC role) THE COMPANY: Our client is an independent boutique asset management business based in the UK. Specialising in providing differentiated strategies to investors.THE RESPONSIBILITIES:Maintain a thorough knowledge of all legislative, technical (product) and regulatory changes and take steps to ensure that systems and controls are put in place...

Job Title: Head of ComplianceLocation: Remote within the UK (London HQ)Employment Type: Full-TimeAbout our client:Join a dynamic, 20-year-old payments and cross-currency fintech that’s pushing the boundaries in financial technology innovation. Headquartered in London, they’re renowned for delivering reliable, streamlined payment solutions to clients...

THE COMPANY: We have been exclusively instructed by our client is a leading global commodities organisation. With a global presence they offer a wide range of services to their clients. The position will assist with managing a small team and will be 4 days in the office. THE RESPONSIBILITIES:Consideration of all relevant statutory and regulatory provisions...

Job Title: Interim Head of ComplianceContract Duration: 3-6 months with the chance to go permanentLocation: Remote within the UK (London HQ)About our client:Join a dynamic, 20-year-old payments and cross-currency fintech that’s pushing the boundaries in financial technology innovation. Headquartered in London, they’re renowned for delivering reliable,...

Excellent opportunity at a prestigious Private Bank for a Head of Compliance SMF16!Previous Private Banking or Wealth Management experience as an authorised SMF16 required

Head of Quality Compliance Partnering exclusively with a long-standing, global manufacturing business, we are now supporting a critical hire for a Head of Quality Compliance. This senior leadership position will take on a pivotal role in governance and compliance across all business units, both manufacturing and commercial. Given the evolving nature...

We are currently working on a search for a global payments firm that are looking for a Head of Compliance in London. The Head of Compliance will be tasked with scaling the firm's compliance program across the globe and building a best-in-class financial crime function. Responsibilities:Design and implement a best-in-class compliance & financial crime...

This exciting Insurance business has ambitious plans for growth. The Group has strong International operations and financial backing; the UK business is newer and set for significant expansion. The focus of this growth will be Specialty Lines. You will be Head of Compliance for the UK business, working across Specialty and Consumer lines, part of the UK...

Head of Quality CompliancePartnering exclusively with a long-standing, global manufacturing business, we are now supporting a critical hire for a Head of Quality Compliance.This senior leadership position will take on a pivotal role in governance and compliance across all business units, both manufacturing and commercial. Given the evolving nature of the...

Job Title: Head of Compliance (SMF16)Location: London, UKReports to: CEO and the BoardSalary - Circa £150kShort notice period requiredCompany OverviewOur client is a leading player in the global financial services and fintech industry, renowned for its cutting-edge online trading and investment services. This innovative company has grown rapidly,...

Role Overview:Albany Beck is looking for a Head of Compliance & Money Laundering Reporting Officer (MLRO) to strengthen our Compliance Practice in the UK, supporting our clients across various Programmes. This individual will hold the CF 10 and CF 11 functions as required by the Financial Conduct Authority (FCA) and during the initial engagement, they will...

Alexander Barnes is leading a Senior Compliance Officer search for a European Payments FinTech.The purpose of this role is to support the development and execution of a Compliance Monitoring and Testing Programme. In scope, this role is responsible for ensuring regulatory adherence and effectively managing compliance risks as the company continues its growth...

Head of Compliance Investment BankingCirca £130k - £150k PLUS BonusLondonKey Responsibilities:Foster open and transparent communication with regulatory authorities, notably the FCA, and law enforcement agencies, to build and maintain strong relationships.Serve as the designated Compliance Oversight Officer (SMF16) and Money Laundering Reporting Officer...

New Interim Head of Compliance position. Reporting to the CRO, this role requires expertise in regulatory compliance to support the Bank’s strategic objectives and evaluate relevant regulations. Responsibilities also include serving as the Data Protection Officer, holding SMF16 accountabilities, and being a key member of the Bank's Senior Management...

Principal Purpose of the role: Duty: The Head of Compliance/CCO (SMF16) & MLRO (SMF17) has a duty to the Bank to work with management and staff to identify and manage regulatory risk and the risk that the Branch may be used for the purposes of financial crime. Objective: The overriding objectives of the Head of Compliance/CCO (SMF16) & MLRO (SMF17)...

We are recruiting for growing Institutional Brokerage firm looking to hire a Deputy Head of Compliance to assist with the day to day running of a busy compliance function. This role will be based in the office 5 days a week and there is a development/succession plan in place to take over running the team in the future. Main Responsibilities Trade monitoring...