Compliance Consultant

(12 month FTC role) THE COMPANY: Our client is an independent boutique asset management business based in the UK. Specialising in providing differentiated strategies to investors.THE RESPONSIBILITIES:Maintain a thorough knowledge of all legislative, technical (product) and regulatory changes and take steps to ensure that systems and controls are put in place...

Compliance SpecialistWe are looking to hire a compliance expert to join a specialist compliance consultancy Key Responsibilities• Primary compliance resource for a number of platform clients• Leading monitoring reviews• Implementation of policies as applicable• Assisting with background screening checks as necessary and liaising with the FCA•...

Regulatory Compliance Advisory Consultant - £500 - £600 per day.Can you provide outstanding technical compliance guidance on Investment Management solutions?If so, please do apply.We're looking to hire a contractor for 6 months, to support a friendly, collaborative and professional Investment Manager, who are looking for a consultant in Compliance...

A specialist financial services regulatory consultancy with a global offering across the UK, the Channel Islands, Singapore, Hong Kong, Mauritius and the Americas. We help our clients meet complex and evolving regulatory obligations, providing certainty and peace of mind. We work with firms of every size across the financial services sector, supporting...

My client are boutique consultancy looking to expand their London presence with a newly created role for a determined self-starter. They are looking for a regulatory compliance professional to deliver subject matter expertise to their wide range of financial services clients (including but not limited to Retail, Wealth Management, Asset Management etc). ...

The RoleHead of Compliance – Hedge Fund Compliance Consultancy Martis Search are representing an established, boutique London based Compliance Consultancy company that specialises in Compliance & Legal Consultancy services, specifically for the Hedge Fund, Asset Management and Private Equity industries.This is an excellent “Head of Compliance” role for...

There is a broad international client base , and whilst this is not a sales role , a client centric and commercial approach will be highly beneficial Key Responsibilities Undertaking compliance reviews Regulatory consulting services to a varied client base Managing client relationships Experience Minimum of five years related experience Excellent ...

Company Description Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance We help clients succeed by unlocking new value through expertise, trust and scale. We deliver solutions that solve complex challenges faced by asset managers, financial institutions, corporates, high net-worth individuals and family offices. With a...

Company Description Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance We help clients succeed by unlocking new value through expertise, trust and scale. We deliver solutions that solve complex challenges faced by asset managers, financial institutions, corporates, high net-worth individuals and family offices. With a...

Company Description Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance We help clients succeed by unlocking new value through expertise, trust and scale. We deliver solutions that solve complex challenges faced by asset managers, financial institutions, corporates, high net-worth individuals and family offices. With a...

Company Description Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance We help clients succeed by unlocking new value through expertise, trust and scale. We deliver solutions that solve complex challenges faced by asset managers, financial institutions, corporates, high net-worth individuals and family offices. With a...

Eames Consulting is partnering with a reputable Lloyd's Syndicate to appoint a Compliance Officer in multiple locations, including London, York, and Colchester. We are seeking compliance generalists to support the Head of Compliance with a solid understanding of the PRA/FCA Handbook, Sanctions, and Financial crime. Requirements include but are not...

Are you looking for a wide and varied role, have a passion for regulation and compliance and are great with clients? We are working on a fantastic opportunity to join one of our client's compliance process outsourcing advisory team where you will have the opportunity to ​set up and execute policies and procedures, compliance monitoring, provide...

IDEX Consulting are currently partnered with an Independent Broker in London who are looking for a Compliance Analyst / Senior Compliance Analyst.This role sits in a small Compliance team who are all Insurance specialists. You will be responsible for Compliance Monitoring, Compliance MI, TOBA's and Compliance reporting. The business are growing and are...

IDEX Consulting exclusively representing an Investment Manager who are looking for a Compliance Analyst to join their team.This is a small team of 4 Compliance Analysts all with a background in Investment Management Compliance. The team is merging with another team and they're looking at increasing their capabilities at Analyst / Senior Analyst...

Eames Consulting is partnering with a reputable Lloyd's Syndicate to appoint a Compliance Officer in multiple locations, including London, York, and Colchester.We are seeking compliance generalists to support the Head of Compliance with a solid understanding of the PRA/FCA Handbook, Sanctions, and Financial crime.Requirements include but are not limited...

IDEX Consulting are happy to be exclusively partnered with a Wealth Management business who are searching for a Compliance Manager to join their growing function.The client are are a well respected wealth manager with a growing Financial Planning division. They're now looking at upskilling their team with a Compliance professional who understands and has...

We are hiring! We are looking for a senior consultant to join a fast growing risk and compliance consultancy. The firm has grown to circa 30 heads since 2021 and has exciting plans ahead.What is on offer?Great client portfolio across the FS retail, investments and wealth management verticals Involvement in compliance throughout the whole lifecycle, including...

Junior Risk & Compliance Manager London£35,000 | Hybrid A boutique, full service law firm in London (Mayfair) are looking to hire their first Compliance Manager. You will be working alongside Partners, Fee-Earners and the Senior Management Team, and will be taking responsibility for the following: Answering day-to-day AML queries from fee earnersAssessing...

An investment manager based in London's West End are looking for a Compliance Manager to support the compliance Director. The role will be generalist in nature and cover a range of activities; Key Activities/Responsibilities; Horizon scanning Deputising where appropriate Adhoc advisory queries Ensuring maintenance of policies and procedures Regulatory...