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Core Compliance

4 months ago

London, UK, United Kingdom Eames Consulting Full time

A leading investment manager with an excellent market reputation is looking for a core compliance analyst. This person will join their London team reporting into a senior compliance manager.

Responsibilities:

  • Assist the senior compliance manager with the core compliance program for the region
  • Build/maintain relationships with the business stakeholders
  • Ensure the compliance program remains robust and fit for purposes
  • Continually reassess the framework against regulatory obligations

Key desirable skills;

  • At least 12months compliance experience with some exposure to personal account dealing/outside business interests or gifts & entertainment
  • Can present well and engage with senior management
  • Undergraduate degree

Eames Consulting is acting as an Employment Agency in relation to this vacancy.