Current jobs related to Chief Compliance Officer - London, UK - myGwork

  • Chief Compliance Officer

    1 week ago

    London,, UK, United Kingdom OCR Alpha Full time

    OCR Alpha is currently working with a fast growing, long-short hedge fund headquartered in London. This global firm predominately invests across long/short equity as well as fixed income, commodities, and private investments. The RoleTo support recent growth, our client is looking to hire an experienced Chief Compliance Officer. You will have global coverage...

  • Interim Chief Compliance Officer

    3 weeks ago

    London,, UK, United Kingdom ETRA Talent Full time

    The Interim Chief Compliance Officer will oversee and manage the UK compliance function, ensuring adherence to FCA regulations and other applicable laws. This role is critical in safeguarding the Company's reputation and operational integrity, providing strategic leadership on compliance matters, and fostering a culture of ethical business...

  • Chief Financial Officer

    4 months ago

    London,, UK, United Kingdom Stanton House Full time

    Chief Financial Officer – PE backed SaaS business Stanton House has been retained by a Private Equity backed SaaS business to appoint a Chief Financial Officer. Having received strong PE investment, the business is now looking for a Chief Financial Officer to help accelerate growth and work towards a successful exit process. As the Chief Financial Officer,...

  • Compliance Officer

    1 week ago

    London,, UK, United Kingdom Simmons & Hanbury Full time

    Our client is a leading Algorithmic Trading Firm looking for a Compliance Officer to contribute to the global Compliance processes of the firm with a focus towards Operational Compliance.The Opportunity:You will gain exposure to the Compliance, Regulatory, Operations and Trading control processes of a global electronic trading firm. Reporting to the Chief...

  • Chief Operating Officer

    5 days ago

    London,, UK, United Kingdom Totum Partners Full time

    Reporting directly to the Chief Executive Officer (CEO) of this boutique law firm, the Chief Operating Officer’s (COO) primary responsibilities are to direct and oversee the operation and financial management of the firm. The COO will join the Management Committee (MC) and as a member of the professional management team, advise and make recommendations to...

  • Chief Commercial Officer

    2 months ago

    London,, UK, United Kingdom Intelligent People Full time

    *This role is located in New York* - Candidates *must* be happy to relocate permanently to New York in 3-6 months time. We’re searching for a Chief Operating Officer / Chief Commercial Officer to join a revolutionary DBaas startup. They’ve pioneered a smart database system designed to handle very complex and interconnected data. This makes it easier for...

  • Compliance Officer

    4 months ago

    London, UK, United Kingdom One Ten Associates Full time

    We are working with a reputable hedge fund, headquartered in London. There is a requirement for an experienced Compliance Officer to join the existing Compliance team, reporting directly into the Chief Compliance Officer. This role will be generalised, duties include: Provide regulatory advice to the trading teams across multiple asset classes (Equities,...

  • Chief Financial

    2 weeks ago

    London,, UK, United Kingdom Totum Partners Full time

    Reporting directly to the Chief Executive Officer (CEO) of this boutique law firm, the Chief Financial & Operating Officer’s (CFOO) primary responsibilities are to direct and oversee the operation and financial management of the firm. The CFOO will join the Management Committee (MC) and as a member of the professional management team, advise and make...

  • Chief Financial Officer

    1 month ago

    London,, UK, United Kingdom Finatal Full time

    Chief Financial Officer Based in LondonPE backed AdTech company£180,000 per annum + bonus + equityJI49654A private equity-backed AdTech company with a strong international presence is seeking a CFO who can execute on a 3 – 5 year growth plan. The company specialises in innovative digital advertising solutions, driving impactful results for their clients....

  • Compliance Advisor

    1 month ago

    London,, UK, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is full-service investment brokerage company based in the City. With an international presence and a strong compliance culture, they are an excellent employer.THE RESPONSIBILITIES:Review/audit/investigation requests from Exchanges and RegulatorsFATCA and CRS Audit and Advisory; ad hoc tax projectsResearch in relation to keeping up to...

  • Chief Financial Officer

    3 weeks ago

    London, UK, United Kingdom THE ROYAL BRITISH LEGION Full time

    Chief Financial Officer Location: London, Haig House (hybrid working, 2 days per week in the office) Contract Type: Permanent, Full time Hours: 35 hours per week, Monday to Friday Salary: Circa £135,000 per annum (Inclusive of London Supplement) We are pleased to have an opportunity for a Chief Financial Officer to join our Executive Board. As one of two...

  • Chief Risk Officer

    1 month ago

    London, UK, United Kingdom HFG Full time

    We have partnered with Lloyd's London Syndicate to help them find a Chief Risk Officer. They are looking for someone to come in and help build out their risk function. The role works closely with CEO and rest of the senior management team. Please apply below for further details.

  • Chief Marketing Officer

    7 days ago

    London,, UK, United Kingdom Intelligent People Full time

    We are searching for a CMO (b2b) / Chief Marketing Officer to join a leading corporate services provider. Established 20 years ago, this organisation now comprises various specialised businesses and is recognised as the top provider in several fields. With a strong financial foundation, they are expanding into a new area and are on a robust trajectory to...

  • Chief Operating Officer

    3 days ago

    London, UK, United Kingdom CHEM Trust Full time

    CHEM Trust’s overarching aim is to prevent human-made chemicals from causing long-term damage to wildlife and people by ensuring that chemicals which cause such harm are substituted with safer alternatives. We are a small, dynamic and influential environmental NGO, working mainly at the EU and UK levels. We are science-based, working at the science and...

  • Chief Marketing Officer

    4 days ago

    London,, UK, United Kingdom Intelligent People Full time

    We are searching for a CMO (b2b) / Chief Marketing Officer to join a leading corporate services provider (administrative services for efficient business operations). Established 20 years ago, this organisation now comprises various specialised businesses and is recognised as the top provider in several fields. With a strong financial foundation, they are...

  • Chief Operating Officer

    3 weeks ago

    London, UK, United Kingdom ASSOCIATION OF COMMONWEALTH UNIVERSITIES Part time

    Join the ACU as Chief Operating Officer and put your experience of managing operations, teams and transformational change into building a better world through international collaboration in higher education. The ACU offers a unique opportunity to make a real difference in the higher education sector. We are one of the largest, most diverse international...

  • Deputy Head of Compliance

    1 month ago

    London,, UK, United Kingdom Compliance Professionals Full time

    THE COMPANY: We are working with a globally recognized FX and CFD Broker who are on the search for a Compliance Executive to join the firm. The firm are based centrally in the city close to Bank Station.THE RESPONSIBILITIES:Management and oversight of the compliance department, providing advice as necessary. Assess the effectiveness of the firm’s systems...

  • Chief Financial Officer

    1 month ago

    London,, UK, United Kingdom Marks Sattin Full time

    Marks Sattin are delighted to be partnering with a Private Equity backed, SaaS business to help appoint a Chief Financial Officer. They are currently at £50million revenue and looking to scale the business over the next 3-5 years.Responsibilities:Develop and implement financial strategies that align with the organisation's overall strategic...

  • Chief Marketing Officer

    6 days ago

    London,, UK, United Kingdom Buckden Partners Full time

    My debt fund client wants to hire a Chief Marketing Officer to oversee all branding, events and propositions.This business is on a considerable growth agenda, so they are looking for someone with experience helping banks or alternative lenders' funds grow. Or they would consider someone with broader banking/FS experience. CX and the digital journey will...

  • Chief Marketing Officer

    2 months ago

    London,, UK, United Kingdom Tribal Tech - The Digital, Data & AI Specialists Full time

    Chief Marketing OfficerAbout Us: We are a firm committed to delivering exceptional client service through innovation and a client-centric approach. Our culture is built on collaboration, continuous improvement, and a dedication to understanding and anticipating our clients’ evolving needs.Role Overview: As the Chief Marketing Officer, you will lead and...

Chief Compliance Officer

3 months ago

London, UK, United Kingdom myGwork Full time

This inclusive employer is a member of myGwork – the largest global platform for the LGBTQ+ business community.

About the role:
Sustainalytics is currently seeking a Chief Compliance Officer who will be responsible for the implementation of the Sustainalytics Global Compliance Program.

This position reports to the Global Chief Compliance Officer (“GCCO”) Ratings and Benchmarks.

Job responsibilities:
Given the current market and regulatory environment, many rules and regulations have been enacted around the globe. These rules and regulations continue to be updated. This role will be part of the Global Compliance team - with other members working in Toronto, New York, Bucharest, Madrid, and Mumbai.

The Chief Compliance Officer is responsible for ensuring the company's policies and procedures ensure compliance with the European regulatory scheme and ensuring staff understand their responsibilities under the rules and regulations.

In this role, the successful candidate will have the ability to shape the role and have a meaningful impact. The Chief Compliance Officer will be expected to do the following:

• Responsible for the compliance program to meet the regulatory frameworks enacted in Europe (including the UK), and provide ongoing assurance of compliance with Sustainalytics policies and procedures;
• Provide advice and guidance to management on matters relating to conduct and compliance, including identifying areas of compliance vulnerability and risk, based on findings of compliance reviews;
• Lead on the compliance component on the development of new business processes, and on changes to current business processes arising from changes to European regulations;
• Enhance standard procedures for the intake (including anonymous reporting and complaints from third parties), investigation, escalation, and reporting of potential compliance-related incidents relating to Sustainalytics to ensure that they are appropriately and consistently evaluated, investigated, and resolved;
• Foster, and maintain, a good working relationship with ESMA and FCA, compliance colleagues, members of other internal control functions, and business management;
• Lead the preparation for, and conduct of, regulatory examinations;
• Draft any compliance reports required by European regulatory authorities;
• Report on existing and emerging compliance issues and risks to the GCCO;
• Maintain records of any violation reports received, including details of any actions taken;
• Contribute to the ongoing development of the Compliance team by sharing best practices, knowledge, expertise, and lessons learned on a regular basis;
• Assist with the development, maintenance, and delivery of compliance materials and training;
• Assist with the continuous improvement of global compliance programs;
• Maintain compliance files and records;
• Implement and maintain policies and procedures for the general operation of the global compliance program within Sustainalytics.

Qualifications:
• 8 years of experience in compliance / regulatory control processes developed in Internal Audit in the Financial Services, Accounting, or Legal professions;
• Experience in leading and managing complex compliance projects;
• Experience in designing and implementing compliance / regulatory policies and procedures;
• Experience interacting with and responding to regulatory inquiries;
• Experience in providing advice to senior managers and board of directors;
• Highly developed interpersonal skills to build and maintain effective internal and external relationships;
• Experience managing compliance teams;
• Advanced communication skills (verbal and written) to report regulatory compliance information;
• Strong analytical and investigative skills and sound judgment;
• Understanding/experience of credit rating business would be an advantage;
• A bachelor's degree is required. A law degree is a plus.

#LI-PI1

315_Sustainalytics SRL Legal Entity

Morningstar's hybrid work environment gives you the opportunity to work remotely and collaborate in-person each week. We've found that we're at our best when we're purposely together on a regular basis, at least three days each week. A range of other benefits are also available to enhance flexibility as needs change. No matter where you are, you'll have tools and resources to engage meaningfully with your global colleagues.