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Compliance Officer

1 month ago

London, UK, United Kingdom Carnegie Consulting Full time

Our client, an esteemed name in the emerging investment space are looking for a Compliance Officer to join them reporting to the Compliance Manager and COO.

Who They Are: Not your typical investment firm. They thrive on teamwork, quality research, and a non-hierarchical structure that fosters/nurtures innovation and responsibility. They value mutual respect, diversity, and creating an environment where work is both stimulating and fun.

The Role: As the Compliance/Legal Officer, you'll be the backbone of their legal operations, supporting Head of ESG, Legal & Chief Compliance Officer. From handling legal admin to drafting documents and ensuring compliance, you'll be at the heart of their legal function.

Your responsibilities Include:

  • Supporting daily administrative tasks
  • Drafting and reviewing legal documents
  • Assisting with corporate restructuring
  • Ensuring compliance with regulations and best practices
  • Conducting legal research
  • Being a key member of the Legal and Compliance Committee
  • Assisting with regulatory filings and queries

What they are looking For: They are on the lookout for someone with:

  • Previous compliance/legal experience, preferably in investment management
  • Relevant legal qualification or experience
  • A keen interest in law or asset management
  • Strong attention to detail and organizational skills
  • Excellent communication skills
  • Ability to work well under pressure and in a small team

Why Join Them? You'll not just be an employee, you'll be a valued member of our team. They offer opportunity for growth, a supportive work environment, and the chance to make a real impact in the world of asset management.

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