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Regulatory Compliance Specialist
4 weeks ago
Regulatory Compliance Specialist - up to £65,000 – Hybrid West Yorkshire
Overview:
We are partnered with a forward thinking, market leading consultancy in the pension space. Our client are seeking a detail oriented regulatory compliance specialist to join they team on a hybrid basis in West Yorkshire. If you are seeking a role with a company you can grow and progress whilst gaining a flexibility in your work/life split, this could be the role for you.
Key responsibilities:
- with the Head of Compliance to ensure that the firm meets its regulatory obligations as set out in the DPB handbook
- amendments to legislation and regulations (DPB and FCA) that may impact the firm, work with stakeholders to agree actions and coordinate updates to the firm’s compliance manual as required.
- the firm’s application for FCA authorisation
- the process for approving new authorised advisors and reviewing existing authorised advisors, under the DPB regime
- completion of the firm’s annual DPB return and gather feedback before submitting to the DPB Board at the IFoA
About you:
- in regulatory compliance (pension or IFA experience preferred)
- individual who can demonstrate strong organisational skills
- to maintain clear communications
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