Regulatory Reporting Manager

3 weeks ago


London, UK, United Kingdom Investigo Full time

Role Overview

This role involves leading a dynamic team of skilled accountants within the Prudential Reporting division.

The team plays a pivotal role in meeting the external reporting obligations of the EMEA Finance team, with a focus on Regulatory and Statutory reporting across all entities within the EMEA region.

In addition to ensuring compliance with regulatory and statutory reporting requirements, this role offers the opportunity to actively contribute to a range of Finance-related projects and initiatives. It's a hands-on finance position that requires a self-driven professional with exceptional communication, organisational, managerial, and analytical abilities.

Efficiency is key, but not at the expense of accuracy and control. Collaboration with various other functions within the finance department will form a significant aspect of this role.


Role Responsibilities

  • Management of EMEA Prudential Reporting team.
  • Lead the delivery of prudential regulatory reporting requirements (FCA, EBA, NFA, CFTC, & DFSA)
  • Lead the planning and delivery of annual statutory accounts for EMEA controlled entities
  • Working with the business to optimise return on capital across EMEA
  • Responsible for the Finance inputs into the EMEA Internal Capital Adequacy and Risk Assessment (ICARA).
  • Draft technical papers for approval to support prudential and accounting decisions
  • Manage and develop the team. Assign work and provide guidance, coaching and support.
  • Continue to develop the ongoing monthly analytical review process for Legal Entities, investigating and documenting material variances.
  • Design effective financial resource monitoring, working closely with Risk and Business.
  • Consume the new EMEA Sub-Group consolidation process from Group Finance, and implement a consolidation framework at the EMEA level to support both financial and prudential reporting requirements.
  • Support process and control (path to green) improvements across the Finance team.
  • Foster strong working relationships across wider EMEA Finance team, Group Finance, Company Secretarial team and the external auditors.

Experience / Competences

Essential

  • Understanding of both the accounting (IFRS) and prudential environment is required.
  • Finance Professional (ACA, CIMA, ACCA, MBA Finance) with significant post qualification experience in financial and/or regulatory control roles.
  • Experience in delivering new reporting requirements and process change.
  • Skilled in Microsoft applications software (Word, Excel, PowerPoint, Outlook etc.).

Desired

  • Experience of Oracle Financials and Onestream preferred.
  • Able to demonstrate an ability to professionally develop staff, ensuing load balances are correct and extracting the best out of the team resources.
  • Excellent written and verbal communication skills required.
  • Demonstrated organisation skills including multi-tasking, prioritisation and delivery.
  • Self-motivated and goal orientated, taking responsibility and ownership.
  • Ability to identify problems, propose and implement solutions.
  • Accurate deliverables without loss of clarity, timeliness or sight of the bigger picture.


  • London, UK, United Kingdom BCT Resourcing Full time

    Regulatory Reporting ManagerCity of LondonCompany: Our client is a leading Insurance company in the industry.Role & Responsibilities:* Manage and oversee regulatory reporting activities* Ensure compliance with Solvency II requirements* Regulatory & Tax Returns, including US TRIA and NAIC.* Liaise with regulators on reporting matters* Analyze financial data...


  • London, UK, United Kingdom Oliver James Full time

    Regulatory Reporting ManagerCompany: Our client is a leading Insurance company in the industry.Role & Responsibilities: Manage and oversee regulatory reporting activitiesEnsure compliance with Solvency II requirementsRegulatory & Tax Returns, including US TRIA and NAIC.Liaise with regulators on reporting mattersAnalyze financial data and prepare...


  • London, UK, United Kingdom Venn Group Full time

    The Regulatory Reporting Officer is responsible managing and overseeing Trade Reporting for the firm and the production of MiFID II Costs and Charges disclosures. Key Responsibilities: • Manage and oversee European transaction reporting ARM • Develop and maintain regulatory reporting procedures and documentation. • Oversee production of MiFID II...


  • London, UK, United Kingdom Kensington Mortgage Company Full time

    When we started Kensington we were the first specialist lender to offer mortgages to people the high street turned down. Over 25 years later, we're the UK's leading specialist mortgage lender still blazing a trail offering people the chance to get a mortgage. Where high street lenders see black and white, we've always used our expertise and...


  • London, UK, United Kingdom Goodman Masson Full time

    Regulatory Accounting Specialist - 6 months - £500-600/day I am exclusively working with an established name within the Asset Management space to bring on an experienced Regulatory Reporting specialist. Due to an internal secondment, this role serves as a backfill into the BAU Group Regulatory team, where you will have end to end responsibility for the...


  • London, UK, United Kingdom Goodman Masson Full time

    Regulatory Accounting Specialist - 6 months - £500-600/day I am exclusively working with an established name within the Asset Management space to bring on an experienced Regulatory Reporting specialist. Due to an internal secondment, this role serves as a backfill into the BAU Group Regulatory team, where you will have end to end responsibility for the...

  • Regulatory Reporting

    3 weeks ago


    London, UK, United Kingdom Eximius Finance Full time

    Regulatory Reporting: Prepare Large Exposure Monitoring for cash accounts. Prepare CASS Reporting and Reconciliations in accordance with CASS Handbook. Assist in implementation MIFIDPRU rules under IFPR. Prepare returns for submission to the FCA in accordance with the MIFIDPRU handbook under IFPR. Prepare other Financial Reporting to FCA. Prepare the...

  • Small Bank

    3 weeks ago


    London, UK, United Kingdom Eximius Finance Full time

    1. Organisational - Responsible for supervising the preparation of Regulatory reporting. 2. Cover for Daily internal reporting - Daily Capital reporting - Daily Liquidity & predictors - Ensure integrity of reporting with Treasury. 3. Monthly/Quarterly reporting - Defined BoE, PRA and EBA reporting specified for Finance. - Support delivery of specified...

  • Small Bank

    6 days ago


    London, UK, United Kingdom Eximius Finance Full time

    1. Organisational - Responsible for supervising the preparation of Regulatory reporting. 2. Cover for Daily internal reporting - Daily Capital reporting - Daily Liquidity & predictors - Ensure integrity of reporting with Treasury. 3. Monthly/Quarterly reporting - Defined BoE, PRA and EBA reporting specified for Finance. - Support delivery of specified...


  • London,, UK, United Kingdom JSS Search Full time

    JSS Search are pleased to be supporting a leading, trading, commodities and financial services bank with their search for a liquidity reporting accountant.This is a well renowned team, known for high quality learning and development opportunities and great progression opportunities. This is a key role within the Regulatory Reporting team, with a focus on the...


  • London, UK, United Kingdom Marks Sattin FS Full time

    Interim Regulatory Reporting role (Corporate Bank) Would you like to join a small overseas corporate bank as an interim Regulatory Reporting Accountant with an immediate start? Rate £375-£475 per day via umbrella, depending on experience Hybrid working - 3 days in the office Are you are an experienced regulatory reporting professional, looking for an...


  • London, UK, United Kingdom Investigo Full time

    Act as subject matter expert on regulatory reporting requirements: Proactively review, understand and implement the relevant reporting rules to ensure the business maintains compliance. Own the regulatory reporting roadmap and lead the implementation of change, which will be required as the business grows and as reporting requirements change. Represent the...


  • London, UK, United Kingdom Goodman Masson Full time

    starting at 3 years experience in a Regulatory Transaction Reporting or a broader role including coverage of regulatory reporting Previous experience of a Delegated Service Expert knowledge of EMIR and/or MIFID regulations. experience in Microsoft Excel with strong data analysis capabilities. Strong communication skills, attention to detail, fast learner....


  • London, UK, United Kingdom Goodman Masson Full time

    starting at 3 years experience in a Regulatory Transaction Reporting or a broader role including coverage of regulatory reporting Previous experience of a Delegated Service Expert knowledge of EMIR and/or MIFID regulations. experience in Microsoft Excel with strong data analysis capabilities. Strong communication skills, attention to detail, fast learner....

  • EGR: Alteryx SME

    3 weeks ago


    London, UK, United Kingdom Eximius Finance Full time

    • Work with Regulatory Reporting team to buildout workflows and re-engineer/design existing regulatory reporting process • Help drive change agenda and deliver simplified, clear, efficient and accurate workflows in the generation of regulatory reporting processes • Eliminate manual processes and duplication across multiple returns • ...

  • Regulatory Reporting

    3 weeks ago


    London, UK, United Kingdom Eximius Finance Full time

    Responsibilities · Regulatory reporting for UK and an EU entity · IFR implementation · Production of ICAAPs/ICARAs and equivalent · Liaise with the risk team on margin requirements · Involvement in projects together with other key stakeholders across the global business Requirements · Knowledge and...


  • London, UK, United Kingdom Goodman Masson Full time

    A London based investment management firm currently require a Senior Regulatory Reporting Expert, to join them on an initial 12 month contract. With a specific emphasis on EMIR and SFTR, you will be working within an extremely high functioning team, with an expectation to drive outcomes independently and work through all aspects of change required; from...


  • London, UK, United Kingdom Goodman Masson Full time

    A London based investment management firm currently require a Senior Regulatory Reporting Expert, to join them on an initial 12 month contract. With a specific emphasis on EMIR and SFTR, you will be working within an extremely high functioning team, with an expectation to drive outcomes independently and work through all aspects of change required; from...


  • London, UK, United Kingdom McGregor Boyall Full time

    I'm working with a leading financial services firm, who are looking for a Senior Buisness Analyst with detailed understanding of regulatory reporting requirements across UK and EU Jurisdictions, such as but not limited to : MiFID2, EMIR, Dodd Frank & MAS. Candidates should have additional experience of: Working as a Business Analyst within regulatory...


  • London,, UK, United Kingdom OCR Alpha Full time

    OCR Alpha is currently working with one of the most successful hedge funds globally, as they look to add a Compliance professional to their London office. The end client has a reputation for hiring the best talent on the market, as well as adding exceptional value to their employee’s career. This position will report to the Head of Regulatory Reporting,...