Risk & Compliance Executive
5 days ago
Position - Risk and Compliance Executive
Location - Bishop’s Stortford
Salary - £35k - £45k
Overall Purpose
To assist the Partners, Risk and Compliance Team and the wider firm to adhere to regulatory requirements, legislation and best practice.
Main Tasks
- To ensure compliance with legal requirements and professional rules by the firm and its staff, working in conjunction with the firm’s
- Managing Partner (COLP)
- Head of Risk and Compliance
- Risk and Compliance Manager
- Money Laundering Reporting Officer (MLRO)
- Data Protection Officer (DPO)
- Head of HR, Finance and IT
- Complaints handling, to include liaising with clients and staff, investigating concerns and preparing written and oral responses
- Conducting regulatory and thematic file reviews and managing the firm’s central record in this regard
- Assisting with data protection compliance including the management of data subject access requests and review of data breaches
- Responding to day-to-day queries from staff on issues such as AML, sanctions, confidentiality, and conflicts of interest
- Reviewing and improving the firm’s policies, procedures and client facing information
- Updating the Risk and Compliance Team records, analysing data and producing reports where required
- Assisting with notification requirements under the firm’s professional indemnity insurance
-
Risk & Compliance - Legal - Hertfordshire
2 months ago
Bishop's Stortford, Hertfordshire, United Kingdom BWF Legal Recruitment Full timeWe are seeking an in-house legal executive to join a Legal 500 firm and work in the Risk and Compliance department to reduce the firm's exposure and ensure fee earners manage their work compliantly.You will work with the COLP to ensure best practice processes are maintained, improved and followed. Keeping abreast of legislative changes you will take...
-
Risk & Compliance - Legal - Hertfordshire
3 weeks ago
Bishop's Stortford, Hertfordshire, United Kingdom BWF Legal Recruitment Full timeWe are seeking an in-house legal executive to join a Legal 500 firm and work in the Risk and Compliance department to reduce the firm's exposure and ensure fee earners manage their work compliantly.You will work with the COLP to ensure best practice processes are maintained, improved and followed. Keeping abreast of legislative changes you will take...
-
Senior Compliance Executive
1 week ago
Bishop's Stortford, Hertfordshire, United Kingdom RecruitAbility Ltd Full timeJob Title: Senior Compliance Executive - Accountancy and TaxationLocation: Nr Bishop's StortfordSalary: £32,500 paTerm: Full time, permanent – Office based RecruitAbility has an excellent opportunity for a Senior Compliance Executive to join a well-established accountancy and taxation practice who are dedicated to providing an excellent service to their...
-
Risk & Compliance Analyst
2 months ago
Bishop's Stortford, Hertfordshire, United Kingdom Jameson Legal. Full timeThis is an exciting opportunity to support the compliance team of a boutique law firm's office located in Bishops Stortford. In this role, you will assist the compliance team in managing the workload across a broad range of matters and be involved in all areas of the function that ensure the firm practices within the regulatory standards. This position is...
-
Risk & Compliance Analyst
2 months ago
Bishop's Stortford, Hertfordshire, United Kingdom Jameson Legal Full timeThis is an exciting opportunity to support the compliance team of a boutique law firm's office located in Bishops Stortford. In this role, you will assist the compliance team in managing the workload across a broad range of matters and be involved in all areas of the function that ensure the firm practices within the regulatory standards. This position is...
-
Risk & Compliance Analyst
2 months ago
Bishop's Stortford, Hertfordshire, United Kingdom Jameson Legal Full timeThis is an exciting opportunity to support the compliance team at a boutique law firm's office located in Bishops Stortford. In this role, the successful applicant will assist the compliance team in managing the workload across a broad range of matters and be involved in a diverse range of tasks that ensure the firm practices within the regulatory standards....
-
Risk & Compliance Analyst
1 week ago
Bishop's Stortford, Hertfordshire, United Kingdom Jameson Legal Full timeThis is an exciting opportunity to support the compliance team at a boutique law firm's office located in Bishops Stortford. In this role, the successful applicant will assist the compliance team in managing the workload across a broad range of matters and be involved in a diverse range of tasks that ensure the firm practices within the regulatory...
-
Compliance & Quality Management Officer
1 week ago
Bishop's Stortford, Hertfordshire, United Kingdom Haag-Streit UK Full timeThis position aims to provide essential support to the Global Haag-Streit Organisations in meeting their quality and regulatory needs. Reporting directly to the QA/RA Manager, your responsibilities will involve offering technical assistance, guidance, and oversight for medical device production, engineering, and distribution concerning Quality Assurance,...
-
Operations and Compliance Administrator
1 week ago
Bishop's Stortford, Hertfordshire, United Kingdom EthicRecruit Ltd Full timeSCHOOL COMPLIANCE AND OPERATIONS OFFICER Our Independent Prep School client are seeking a Compliance and Operations Officer to join them on a permanent, part time basis from September 2024. The Compliance and Operations Officer role will be to work 3 days a week, days to be agreed. Overseeing compliance and operations within the School, duties will include,...
-
Operations and Compliance Officer
1 week ago
Bishop's Stortford, Hertfordshire, United Kingdom Ethicrecruit Limited Full timeSCHOOL COMPLIANCE AND OPERATIONS OFFICEROur Independent Prep School client are seeking a Compliance and Operations Officer to join them on a permanent, part time basis from September 2024.The Compliance and Operations Officer role will be to work 3 days a week, days to be agreed.Overseeing compliance and operations within the School, duties will include, but...
-
Operations and Compliance Officer
1 week ago
Bishop's Stortford, Hertfordshire, United Kingdom Ethicrecruit Limited Full timeSCHOOL COMPLIANCE AND OPERATIONS OFFICEROur Independent Prep School client are seeking a Compliance and Operations Officer to join them on a permanent, part time basis from September 2024.The Compliance and Operations Officer role will be to work 3 days a week, days to be agreed.Overseeing compliance and operations within the School, duties will include, but...
-
Finance Manager
1 week ago
Bishop's Stortford, Hertfordshire, United Kingdom Mosaic Recruitment Ltd., Full timeMosaic recruitment is on the hunt for a Finance Manager to oversee the finance function for clients group of companies. They are open to discussion on some hybrid once you have settled into the role. We are seeking an experienced and analytical Finance Manager to lead the finance team and drive strategic financial planning and compliance across the...
-
Head of Risk
1 month ago
Watford, UK, Hertfordshire, United Kingdom Allen Lane Full timeAllen Lane is supporting a not-for-profit organisation on their recruitment for a Head of Risk Assurance and Compliance for 2/3 days per week for a 5-month contract.The role will be home-based with very occasional travel for face-to-face ELT meetings, travel expenses will be covered.Key responsibilities:You will provide organisational leadership and...
-
Project Manager
1 week ago
Bishop's Stortford, Hertfordshire, United Kingdom RTL Group Ltd Full timeRTL is a leading provider of innovative mechanical and electrical (M&E) solutions. We specialize in delivering high-quality engineering projects across various sectors, including commercial, industrial, residential, and public services. We are seeking a highly skilled and motivated M&E Project Manager with a strong electrical bias . The successful candidate...
-
Project Manager
1 week ago
Bishop's Stortford, Hertfordshire, United Kingdom LJB Recruit Full timeProject Manager- HertfordshireCompetitive SalaryWe are assisting an established and rapidly growing Fit-Out/Refurbishment Contractor based in Hertfordshire in their search for an experienced Project Manager. As a Project Manager you ideally have a strong background in project management and commitment to delivering high quality results on time and within the...
-
Quality Assurance/Regulatory Affairs Officer
4 weeks ago
Bishop's Stortford, UK, Hertfordshire, United Kingdom Haag-Streit UK Full timeThis role will support the Global Haag-Streit Organisations to meet their quality/regulatory requirements. Reporting to the QA/RA Manager, you will provide technical support, guidance and discipline for medical device manufacturing, engineering and distribution in the areas of Quality Assurance, regulatory compliance and quality systems requirements. Key...
-
Regulatory Affairs Specialist
3 weeks ago
Bishop's Stortford, Hertfordshire, United Kingdom HR GO Recruitment Full timeRegulatory Affairs Specialist Salary: Attractive, with excellent benefits Location: Bishops Stortford, Essex/Herts Border A global medical device company seeks a Regulatory Affairs Specialist to ensure compliance across its global operations. You will support regulatory submissions, maintain technical files, and offer expert advice on design projects. Key...
-
Area Services Co-ordinator
1 week ago
Bishop's Stortford, Hertfordshire, United Kingdom Thames Water Utilites Full timeWho are we?Thames Water is the UK's largest water and wastewater company. We make a daily difference to our 15 million customers by supplying 2.6 billion litres of water through 32,000 km of pipes, keeping taps flowing and toilets flushing.At Thames Water, every one of our actions, big and small, matters every day. Water is essential to life, so our business...
-
Finance Manager
1 week ago
Bishop's Stortford, Hertfordshire, United Kingdom Mosaic Recruitment Ltd., Full timeMosaic recruitment is on the hunt for aFinance Managerto oversee the finance function for our client's group of companies.They are open to discussion onsomehybridworking once you have settled into the role. The opportunity would suit an experienced and analytical Finance Manager who can lead the small finance team (two staff) and drive strategic financial...
-
Quality Assurance/Regulatory Affairs Officer
1 week ago
Bishop's Stortford, Hertfordshire, United Kingdom Haag-Streit UK Full timeThis role will support the Global Haag-Streit Organisations to meet their quality/regulatory requirements. Reporting to the QA/RA Manager, you will provide technical support, guidance and discipline for medical device manufacturing, engineering and distribution in the areas of Quality Assurance, regulatory compliance and quality systems requirements. Key...