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Operational Risk Specialist

2 months ago

London, UK, United Kingdom Leverton Search Full time

Our client is a highly successful Equities boutique, specialising in long only and deep value investment. They have a rare opportunity to join their Operational Risk and Compliance team.


The role will involve building relationships with both internal and external parties, in a multi-disciplinary environment. They are a small team and really values each member of the company. They have garnered a very collaborative environment where everyone contributes to the firm’s success.


The right candidate will have strong experience within Compliance, Legal, Tax and/or Operations, and ideally will have qualifications in one of these areas.


The candidate:

  • Knowledge of SEC/FCA regulatory issues and/or tax (U.S/U.K) preferred.
  • Will have at least 5 years asset management experience.
  • Genuine interest in regulatory, legal, tax and accounting issues.
  • Demonstrable experience conducting internal audits, identifying changes in procedure and/or suggesting enhancements to controls
  • Strong analytical and written skills
  • Our client is open to working with candidates who have a greater level of experience and/or are returning to the work place after taking time out


The firm has a successful and strong “work from office” culture, with the team in 5 days a week.


Due to the increased applications for this role, we apologise that you may not get a response unless you fit the criteria.


At our company, we prioritise equity throughout the entire recruitment process. We are committed to ensuring fairness and equal opportunities for all candidates. If there is anything we can do to make the process more accessible to you, please don't hesitate to let us know.