Risk Auditor

2 weeks ago

Manchester, United Kingdom DWF Full time

**Risk Auditor**

As a Risk Auditor, you will play a pivotal role in conducting independent firm-wide compliance audits, ensuring alignment with agreed compliance audit programmes. Your responsibilities will include monitoring and reporting compliance to internal DWF policies & procedures, relevant regulatory requirements, and key Service Level Agreements. Additionally, you will facilitate discussions to enable improvement activities, liaise with various divisions and management teams, and ensure the delivery of messages professionally and effectively to all involved teams.

**Main Duties**:

- Support the Risk and Excellence team in completing the firm-wide programme of compliance audits.
- Provide an independent appraisal of effectiveness and compliance with certifications, DWF QMS, procedures, SLAs, and regulatory requirements.
- Conduct file reviews against regulatory internal and client standards, and interview team members as necessary.
- Produce written reports detailing findings and trends at specific audit levels.
- Collaborate with management to identify and implement solutions based on audit findings.
- Assist in preparing for ISO visits, including logistics and gap analysis.
- Develop and share best practices through training modules, workshops, and one-on-one sessions across the business.
- Demonstrate in-depth understanding of policies & procedures to guide and lead discussions, raising awareness across the organization.
- Identify and share best practices regarding risks and impacts of non-compliance.
- Present audit findings and agree on actions with relevant department heads and teams.
- Raise corrective actions as necessary, defining timescales for action.
- Monitor implementation of actions, escalating as needed and ensuring compliance with timescales.
- Facilitate discussions with stakeholders to enable improvement activities and identify implementation timescales.
- Make recommendations on improvements to DWF policies, procedures, and systems.
- Participate in the regular review of the DWF Compliance Audit Process.
- Undertake additional activities or projects to enhance the efficiency and effectiveness of the Risk and Excellence Team.

At DWF, we deeply appreciate the significance of offering a comprehensive rewards package that extends beyond a basic salary. Our commitment is to ensure that each member of our team not only feels valued but is also duly rewarded throughout their tenure with us. Upon joining our organisation, you will have the opportunity to select from a diverse array of benefits, allowing you to carefully tailor a package that perfectly aligns with your individual needs and those of your family. In addition to our standard benefits, we offer a wide range of flexible benefits and robust well-being programs.

  • Risk Auditor

    4 days ago

    Manchester, United Kingdom DWF LLP Full time

    **About us**: **Compliance Auditor** - As a Compliance (Risk) Auditor, you will play a pivotal role in conducting independent firm-wide compliance audits, ensuring alignment with agreed compliance audit programmes. Your responsibilities will include monitoring and reporting compliance to internal DWF policies & procedures, relevant regulatory requirements,...

  • Senior Financial Crime

    4 weeks ago

    Manchester, United Kingdom Starling Bank Full time

    Job DescriptionDescriptionHello, we're Starling. We built a new kind of bank because we knew technology had the power to help people save, spend and manage their money in a new and transformative way. We're a fully licensed UK bank with the culture and spirit of a fast-moving, disruptive tech company. We're a bank, but better: fairer, easier to use and...

  • IT Auditor

    4 weeks ago

    Manchester, United Kingdom Hays Full time

    Prestigious opportunity with a Global Market leading Retail organisation for an experienced IT Auditor. Based on site 5 days a week in our headquarters in Greater Manchester, we are inviting you to join our success story.As one of our IT Auditors, you will be responsible for:-Bringing sound technology knowledge to our audit team.Working across a range of...

  • IT Auditor

    4 days ago

    Manchester, United Kingdom hays-gcj-v4-pd-online Full time

    Prestigious opportunity with a Global Market leading Retail organisation for an experienced IT Auditor. Based on site 5 days a week in our headquarters in Greater Manchester, we are inviting you to join our success story.As one of our IT Auditors, you will be responsible for:-Bringing sound technology knowledge to our audit team.Working across a range of...

  • Senior Auditor

    7 days ago

    Manchester, United Kingdom The Bank of New York Mellon Corporation Full time

    **Overview Of BNY Mellon**: **Who we are** **Senior Auditor (grade I) Business Auditor/Operations** **Job Summary** We are recruiting for an Auditor to work within our EMEA Internal Audit department on EMEA and Global Operational audit projects. The role will report into an Operations Audit Director based in Manchester, working with a team primarily based...

  • Auditor

    2 weeks ago

    Manchester, United Kingdom TFGM Full time

    Are you passionate about making a real difference through robust assurance and governance? At TfGM, we’re committed to delivering a transport network that works for everyone, and our Internal Audit team plays a vital role in achieving that. We’re looking for a Principal Auditor to join our high-performing team and help us provide independent, objective...

  • Senior Auditor

    4 days ago

    Manchester, United Kingdom eFinancialCareers Full time

    **Overview** **Overview Of BNY Mellon**: **Who we are** **Senior Auditor (grade I) Business Auditor/Operations** **Job Summary** We are recruiting for an Auditor to work within our EMEA Internal Audit department on EMEA and Global Operational audit projects. The role will report into an Operations Audit Director based in Manchester, working with a team...

  • Auditor

    4 hours ago

    Manchester, United Kingdom WeBuyAnyCar Full time

    **About The Role**: **Role - Auditor** **Location - National** **Salary - £28,000 (OTE of £32,000)** Are you looking for a new challenge, we are currently expanding our well-established team. Currently we have a vacancy for an Auditor - Previous experience is essential. This would suit someone that has experience in a similar role currently, it is...

  • Assistant Auditor

    2 weeks ago

    Manchester, United Kingdom Cumming Group Full time

    **Note for Recruitment Agencies**: - We prefer to hire directly, and we will be in touch with or PSL Agencies if this role is eligible for release. _ **Cumming Group**, a Cost and Project Management Consultancy within the construction industry, a wide range of services to clients spanning several different sectors. We take pride in delivering an excellent...

  • Principal Auditor

    6 days ago

    Manchester, United Kingdom TfGM Full time

    Are you passionate about making a real difference through robust assurance and governance? At TfGM, were committed to delivering a transport network that works for everyone, and our Internal Audit team plays a vital role in achieving that. Were looking for a Principal Auditor to join our high-performing team and help us provide independent, objective...