Compliance Manager

2 weeks ago


Cambridgeshire, United Kingdom Sanderson Full time

**Compliance Manager - Oversight & Guidance**

**Salary**: £55700 - £69700 + benefits

Location: Peterborough

**Who are Diligenta?**

Diligenta's vision is to be acknowledged as Best in-class Platform based Life and Pensions Administration Service provider. Customer service is at the heart of everything we do and our aim is to transform our clients' operations. A business that has beendescribed as 'home' by existing employees, we drive a culture that is founded on positive change and development.

**The Opportunity**

An exciting opportunity for an experienced compliance manager to join and lead an established and proficient compliance team. Playing a key technical, advisory and influencing role to ensure that Diligenta and the services we provide our customers are compliantwith FCA rules, requirements and principles.

**You'll be**:

- Overseeing compliance support to strategic projects and initiatives
- Management of compliance staff as necessary in support of the business achieving its key strategic objectives
- Providing in-depth regulatory and technical guidance to senior management, business units and Governance staff.
- Responsible for the 2nd line oversight of Diligenta 3rd party suppliers, to ensure regulatory obligations are met and actions are appropriately managed to completion
- Managing and chairing relevant Governance related committees
- Overseeing Governance control mechanisms ensuring they remain fit for purpose and that required reporting from these is produced (inc incident database, regulatory database, review findings)
- Managing stakeholder relationships with clients and internal functions
- Supporting the delivery of the annual Compliance Plan for Diligenta and its clients.
- Detailed knowledge of FCA rules and regulations and a thorough knowledge of regulatory development and consultative process
- Strong operational financial services/business knowledge developed over a number of years working within Financial Services - specifically within life & pensions.
- Ability to analyse and evaluate business as usual issues, and sound judgement to determine appropriate actions/solutions
- Strong understanding of regulatory structure and process, regulations and their underlying principles
- A credible influencer of management, able to propose and implement compliance solutions with the required level of personal impact
- Proven ability to manage a small team of compliance specialists and allocate resources appropriately

**The Perks**
- 25 days holidays + 8 bank holidays
- Private Healthcare
- Car Allowance
- Discretionary annual bonus
- Company pension scheme membership
- Gain professional accreditation on completion at no extra cost through our bespoke 24/7 professionally accredited online learning and development tools
- Access to our Confidential Helpline is available to be used by you and your family
- Develop your career through a wider global organisation of the TCS family


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