Regulatory Analyst

1 week ago

Manchester, United Kingdom Pontoon Full time

**Job title**:Regulatory Analyst

**Location**:Manchester

**Duration**:12 months initially

**The Role**:
This position sits within the Regulatory team within ASD Controls. The team is responsible for managing the end-to-end regulatory risk for ASD. This includes, among other things, managing regulatory and audit remediations, process reengineering, governance,and ownership enhancement.
This role will report to the Global Head of ASD Regulatory.

**Responsibilities**
- Contributing to the analysis of existing legislation, regulatory announcements, and industry practices for first line of defense compliance requirements.
- Helping the business to develop or enhance procedures to meet compliance requirements. Implement plans to ensure compliance with laws, rules and regulations and manage risk.
- Take proactive responsibility for full and effective assessment and understanding of the applicability of Regulatory Change to products and services for the Function.
- Managing and the breach and Issues process from initial identification through to closure and route cause analysis, ensuring the required narration and robust documentation standards are applied.
- Ensure that there is a complete set of CASS procedural documentation in place across the function
- Reviewing the articulation of controls and how they mitigate those risks and contribute to the development of actions plans to address control weakness / enhancements
- Support Regulatory remediation and reviews by analysing sets of data to identify and fix potential discrepancies.
- Respond to Audit and Compliance testing and address remedial actions.

**Responsibilities**:

- Regulatory analysis skills, good interpersonal skills, influencing skills, control focus.
- Working knowledge of Client Asset Safety regimes (CASS & CAP) - preferable
- Demonstrated problem solving, and analytical ability applied to regulatory matters
- Knowledge of Financial Services rules and regulations. Operational understanding of Asset Servicing products and services.
- Ability to review, challenge and improve control processes
- Basic data analysis skills. Good use of excel and PowerPoint

Pontoon is an employment consultancy and operates as an equal opportunities' employer.

  • Junior Regulatory Analyst Support

    1 week ago

    Manchester, United Kingdom Pontoon Full time

    **Job Title: Junior Regulatory Analyst Support** **Location: Manchester** **Duration: 12 Months** **Pay rate: £38,700 depending on experience** **My high profile banking client is looking for a Junior Regulatory Analyst to support the Regulatory team within ASD Controls.** The team is responsible for managing the end-to-end regulatory risk for ASD....

  • Business Analyst/project Manager

    1 week ago

    Manchester, United Kingdom Gibbs Hybrid Full time

    Business Analyst/Project Manager - Regulatory Change Prestigious Manchester based client requires an accomplished Business Analyst/Project Manager to support with regulatory change and data governance projects. You will perform a hybrid Business Analyst/Project Manager role and have previous experience andknowledge of regulatory risk. Essential - Financial...

  • Senior Data Analyst, Regulatory Data

    1 day ago

    Manchester, United Kingdom bet365 Full time

    At bet365, we're one of the world's leading online gambling companies, revolutionising the industry since 2000. Founded by Denise Coates CBE, we now employ over 9,000 people and serve over 100 million customers in 27 languages. Our focus on In-Play betting has solidified our market-leading position, offering an unmatched experience across 96 sports and...

  • Claims DA Analyst – Regulatory Compliance

    1 week ago

    Manchester, United Kingdom Münchener Rückversicherungs-Gesellschaft Full time

    A leading insurance provider is seeking a Claims Delegated Authority Analyst in Manchester. This role involves onboarding claims relationships, managing performance, and ensuring regulatory compliance. Ideal candidates have at least 2 years of insurance experience and a strong understanding of claims protocols. Join a company that values diversity and...

  • Regulatory Reporting Manager

    1 week ago

    Manchester, United Kingdom MERJE Full time

    MERJE are exclusively partnered with an Award winning Bank based in Manchester. It's a fantastic time to join the team as they continue on a significant upward growth trajectory. If you are a Regulatory Specialist that thrives in an inclusive, dynamic and collaborative environment, that also takes pride in your ability to develop and coach those around...

  • Data Analyst

    1 week ago

    Manchester, United Kingdom Adria Solutions Ltd Full time

    Data Analyst -Hybrid Working - Circa £50k On behalf of our growing client based in Manchester, we are recruiting for a talented Data Analyst. As Data Analyst, you will participate in the development of customer analysis to provide insight into historical [performance, regulatory compliance, futureforecasts, and opportunities for strategic improvements. The...

  • Compliance Analyst

    6 days ago

    Manchester, New Hampshire, United Kingdom Clayton Davies Full time £40,000 - £60,000 per year

    Compliance AnalystManchester (Hybrid)c.£40,000+ BenefitsOur client is a well-established and reputable IFA firm dedicated to delivering high-quality financial advice and exceptional client service. As part of their continued growth, they are seeking an experiencedCompliance Analystto join their team and help ensure our business continues to operate to the...

  • Business Intelligence Analyst

    2 weeks ago

    Manchester, United Kingdom Adria Solutions Ltd Full time

    Business Intelligence Analyst - Remote Working - Circa £50K On behalf of our growing client based in Manchester, we are recruiting for a talented BI Analyst. As BI Analyst, you will participate in the development of customer analysis to provide insight into historical [performance, regulatory compliance, future forecasts,and opportunities for strategic...

  • Business Analyst

    2 days ago

    Manchester, United Kingdom Pontoon Full time

    **Business Analyst** **6 Months** **Manchester** My high-profile banking client is looking for a Business Analyst to work in the EMEA Controllers Change Team consists of a number of professionals based in Manchester, London and Brussels who are responsible for effectively and efficiently delivering thework of a Business/System Change Function supporting the...

  • Risk Analyst Risk Events

    4 days ago

    Manchester, United Kingdom Gerrard White Full time

    Risk Analyst Risk EventsLocation:Hybrid to ManchesterWe are recruiting for a Risk Analyst Risk Events who will play a key role in supporting ourclients Risk function.What Youll DoSupport the Group Head of Risk in maintaining and embedding the Risk Framework.Ensure all Risk Events are reported promptly and closed effectively.Assist in Board reporting (Audit &...