Compliance Monitoring Officer

Our client, a leading Financial Services firm are looking for a Compliance Monitoring Officer to join the team on a permanent basis.  As Compliance Monitoring Officer you will assist the Company in the management of regulatory risk by undertaking independent assessments and monitoring to determine the adequacy and effectiveness of the measures and...

Think Money Group is a leading financial technology business offering a wide range of personal finance options to consumers such as our credit card, personal loans and a range of mortgages and second charge loan products for homeowners. We are a fast-growing business offering a dynamic working environment where innovation is at the heart of everything we...

**Job Description**: A new opportunity has become available within the compliance team at our Manchester office for a Compliance Monitoring Officer. This is a fantastic opportunity to join one of the UK's fastest growing investment platform businesses where you can expand on your existing skills and continue to build a successful career. Supporting the Risk...

**Job Description**: Do you want to take the next challenging and rewarding step in your career? An exciting opportunity has arisen to join the AJ Bell Compliance Monitoring team. This will help further your career in a regulatory environment within financial services and provide exposure to all areas of Risk & Compliance. We are looking for someone with...

**Job Description**: Do you want to take the next challenging and rewarding step in your career? An exciting opportunity has arisen to join the AJ Bell Compliance Monitoring team. This will help further your career in a regulatory environment within financial services and provide exposure to all areas of Risk & Compliance. We are looking for someone with...

We are looking to recruit a Compliance professional for a leading Pension provider in Manchester. You will play a pivotal role within the organisation, providing a key point of contact for policy owners, stakeholders, and members of the Senior Management Team.The post holder will act with integrity, tact, giving due consideration to the issues at...

The Compliance Monitoring Officer is responsible for undertaking reviews in line with the risk-based Compliance Monitoring Programme, to ensure due compliance with the regulatory requirements. The role requires the holder to undertake these reviews from end-to-end; undertake research on the underlying regulations to ascertain the scope of the review,...

The Compliance Monitoring Officer is responsible for undertaking reviews in line with the risk‑based Compliance Monitoring Programme, to ensure due compliance with the regulatory requirements. The role requires the holder to undertake these reviews from end‑to‑end; undertake research on the underlying regulations to ascertain the scope of the review,...

**Job Description**: **We're recruiting a Senior Compliance Monitoring Officer for our Manchester office.** **Purpose of the role**: AJ Bell is a regulated firm and is required by the FCA to “_monitor and, on a regular basis, to assess the adequacy and effectiveness of the measures and procedures put in place in accordance with SYSC 6.1.2 R, and the...

**Job Description**: Do you want to take the next challenging and rewarding step in your AJ Bell career? An exciting opportunity has arisen to join the Compliance Monitoring team where full training will be provided. This will enable you to develop a career in a regulatory environment within financial services and provide exposure to all areas of Risk &...