Compliance and Risk Officer

ROLE: Compliance and Risk Officer LOCATION: York CONTRACT: Permanent RATE: Depending on experience The Role - Conducting compliance risk assessment training workshops - Conducting internal reviews and audits - Advising internal management/Heads Of on the implementation of compliance programs - Ensure all employees are thoroughly updated about the firm's...

Compliance Officer Hybrid Based Competitive Salary depending on experience Our client is a leading wealth management firm dedicated to helping individuals, families, and businesses achieve their long-term financial goals. They pride themselves on their integrity, client-focused approach, and commitment to the highest professional and regulatory...

Trainee Legionella Risk Assessor Join to apply for the Trainee Legionella Risk Assessor role at Rock Compliance. Kickstart your career in Legionella risk assessment! Whether you’re a school leaver looking for your first step into the working world, or a career changer ready to explore a new path, this 6‑month trainee programme is designed to give you the...

Compliance Monitoring Officer - Investment Management This range is provided by Meraki Talent. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more. Meraki Talent is working with an established and respected wealth and investment management firm that is seeking several experienced Compliance Monitoring...

Meraki Talent are working with an established and respected wealth and investment management firm who are seeking several experienced Compliance Monitoring Officers to join its second-line compliance function. These roles are responsible for conducting file reviews and thematic assessments across the firm’s investment management and advisory services,...

One of our established Financial Service clients are seeking an experienced Compliance Monitoring Manager to enhance their second-line oversight capabilities. This role is central to ensuring robust monitoring of compliance risks and supporting the organisation's commitment to regulatory adherence, sound governance, and industry best practice.Key...

A water hygiene company in York and North Yorkshire is seeking a Trainee Legionella Risk Assessor. This full-time, hands-on role is perfect for school leavers or career changers eager to gain experience in Legionella risk assessment. Successful candidates will receive full training, have excellent career development opportunities, and enjoy a supportive team...

A financial services organization is seeking an Enterprise Risk Specialist to manage and embed risk frameworks, analyze risk data, and support compliance processes. The ideal candidate will have a solid understanding of enterprise risk management and strong data analysis skills. Responsibilities include providing risk guidance and training, as well as...

Compliance Monitoring Officer Broadgate, West Yorkshire, England, United Kingdom Overview As a Compliance Monitoring Officer, you will be responsible for conducting second-line file reviews and thematic assessments of investment management activities. Key Responsibilities Producing high-quality monitoring reports summarising findings, trends, and...

Lead Credit Risk AnalystUp to £50KYorkshire (Hybrid)Key Responsibilities:Define and lead statistical analysis to review and optimise credit decision strategies, processes and models.Undertake ad-hoc analysis to inform business decisions and investigate specific risk issues.Plan and lead analytical projects ensuring timescales are met and quality is...