Senior Compliance Analyst

2 days ago

Watford, United Kingdom Lorien Full time

**Job details**

**Location**:Watford

**Capability**:KPMG Business Services

**Experience Level**:Associate/Assistant Manager

**Type**:Full Time

**Service Line**:Risk Operations

**Contract type**:Permanent

**Job description**

**Role**

**Senior Compliance Analyst**

**Function**

**Risk Operations Group, OEH, KBS**

**Grade**

**D**

**Location**

**UK, Watford**

**Background**

KPMG and its people are required to comply with the financial independence rules established by various regulators including the UK FRC, IESBA and the SEC as well as KPMG Global polices. Ensuring compliance with these requirement helps to protect the firm'sclient and public relationships and uphold the reputation of the firm.

The Partner Independence Team are part of the Risk Operations Group which is responsible for monitoring the firm's and its individuals' compliance with the firm's professional risk management and quality control policies, procedures and guidance. Furthermore,the Group work with the wider Quality and Risk community and across the KPMG network to exchange knowledge, develop and improve processes and procedures in response to emerging regulatory, business and other requirements.

**The Role**

The main responsibilities of the role are clearance and reconciliation of all potential investments for the UK Firm accounts with a focus on quality and timelines. This will involve data gathering, collation, checking and reviewing and reconciling data foreach account held.

The individual will be expected to monitor and maintain accurate data in relation to the former partner and director process including monitoring for any conflict of interest and researching and instructing the appropriate action for individuals as a resultof the rolling monthly process.

**Key Responsibilities**

The key responsibilities are as follows:
Conducting preclearance checks as per process, and assuming responsibility as a 1st reviewer in the pre-clearance process at an early stage.

Conducting reconciliations on a monthly basis for the UK Firm accounts with a focus on quality and timelines.

Conduct reconciliations and monitor and maintain accurate data

Conducting all adhoc processes undertaken by the team in relation to the former partner and director process including monitoring for any conflict of interest

Assisting other E&I team members with wider compliance programmes

**The Person - Skills, Qualifications and Behaviours**
- The ability to work autonomously and take responsibility for own work.
- Strong project management skills to enable identification of required tasks and deadlines and planning and prioritisation of these tasks in an appropriate manner.
- Strong team-player who is both supportive and willing to help out.
- Client-focused approach with a passion for delivering excellence.
- Excellent written and oral communication skills, ability to communicate with people at all levels and build relationships.
- The ability to interpret information and identify issues.
- The ability to work well under pressure.
- Extremely high level of attention to detail is essential.
- The ability to handle sensitive/confidential information appropriately.
- The confidence to challenge the status-quo and provide fresh ideas.
- Prior working experience in a professional services firm and understanding of investment products are a plus.

Lorien Internal is acting as an Employment Agency in relation to this vacancy.

  • Senior finance Analyst

    4 days ago

    Watford, United Kingdom ACCA Careers Full time

    Join to apply for the Senior Finance Analyst role at ACCA Careers 4 days ago Be among the first 25 applicants The Senior Finance Analyst will play a key role in the Retail industry, providing financial insights and analysis to support decision‑making within the Accounting & Finance department. This permanent position is based in Watford and offers a...

  • Senior finance Analyst

    7 days ago

    Watford, United Kingdom Michael Page Full time

    The Senior Finance Analyst will play a key role in the Retail industry, providing financial insights and analysis to support decision-making within the Accounting & Finance department. This permanent position is based in Watford and offers a competitive remuneration package. Client Details This opportunity is with a large organisation in the Retail sector,...

  • Senior finance Analyst

    6 days ago

    Watford, United Kingdom Page Personnel Full time

    Growth opportunitiesGreat employee cultureAbout Our ClientThis opportunity is with a large organisation in the Retail sector, known for its innovative approach and commitment to excellence. The company operates in a fast-paced environment and values expertise in Accounting & Finance.Job DescriptionPrepare and analyse financial reports to support business...

  • Senior Data Analyst

    4 days ago

    Watford, United Kingdom La Fosse Full time

    Senior Data Analyst We are partnered with a well-renowned enterprise business who is looking for a commercially minded Analyst to drive the BI function forward. You must have a mix of both technical capability and commercial acumen for this role. This is an exciting opportunity at a key growth stage for both the team and the wider business! Base pay range Up...

  • Senior Finance Analyst

    6 days ago

    Watford, United Kingdom Investigo Full time

    Senior Finance Analyst - Manufacturing | £60-65K | WatfordQualified Accountant Required | Commercial Focus | Investor RelationsAre you a forward-thinking, commercially-astute Finance Analyst looking to take your career to the next level with one of Watford's premier manufacturing businesses?My client is seeking an experienced Senior Finance Analyst to join...

  • Senior Treasury Analyst

    2 days ago

    Watford, United Kingdom Smith+Nephew Full time

    Join to apply for the Treasury Analyst role at Smith+Naphew. Life. Unlimited. At Smith+Naphew we design and manufacture technology that takes the limits off living. Are you ready to take your treasury career to the next level in a global FTSE100 organisation? Join our dynamic Group Treasury team and play a pivotal role in shaping our financial strategy,...

  • Senior Finance Analyst: Retail Insights

    3 days ago

    Watford, United Kingdom ACCA Careers Full time

    A leading organization in the Retail sector is seeking a Senior Finance Analyst to provide valuable financial insights and support decision-making within the Accounting & Finance department. This permanent, full-time role, based in Watford, requires strong skills in financial analysis, budgeting, and compliance. Ideal candidates will have relevant finance...

  • Senior Finance Analyst

    1 week ago

    Watford, United Kingdom Lorien Full time

    **Senior Finance Analyst** **Contract** **£400-£450 per day inside IR35** **Watford** **Initially 2 months** Are you an experienced Finance Analyst, as a qualified Accountant (ACA, ACCA, CIMA), looking for a new contract role in the Greater London Area? My major client is looking for someone to join on a 2 month basis with the spec outlined...

  • Treasury Analyst

    1 day ago

    Watford, United Kingdom Eagleston Financial Group Full time

    Join to apply for the Treasury Analyst role at Eagleston Financial Group. Location: Watford, England, United Kingdom What will you be doing? As our Senior Treasury Analyst, you will be at the heart of our global treasury operations. You will work closely with Group finance teams, shared service centres, senior leadership, and external banking partners to...

  • IT Business Analyst

    2 weeks ago

    Watford, United Kingdom Proactive Appointments Full time

    ** IT Business Analyst - £450 - £500 - Inside **3 Months Contract **3 Days a week on site (Flexible)** Our client within the Insurance Services has an urgent requirement for an IT Business Analyst on a contract basis to start ASAP. As an experienced Business Analyst, you will we work closely with Senior Management. **IT Business Analyst - £450 - £500 -...