Regulatory Business Support Associate

1 week ago


London, United Kingdom Meraki Talent Limited Full time

Regulatory Business Support Associate
London
Excellent Salary
We are currently recruiting for an Associate Regulatory Business Support opportunity on behalf of a multinational banking and financial services organisation.
The role sits within Wholesale Client Services which brings together client onboarding functions to operate as one single organisation with a view to provide full E2E client onboarding & client service support covering the entire client lifecycle for all productareas across the Wholesale Bank globally.
In this role, you will:

- Be the Regulatory SME with coverage of regulations EMIR, Dodd-Frank-Act (DFA) and SEC 15a6
- Providing regulatory support & advisory services to key market regulations as part of client onboarding lifecycle
- Collaborating Client Management and RM's to ensure awareness and completeness of the regulatory requirements.
- Performing ad-hoc regulatory data analyses to support additional business demands, regulatory change initiatives and transformation programs.
- Be responsible for ensuring assigned initiatives and demands are prioritized & resolved within agreed timeframes across RBS
- Managing communication & reporting of updates to other stakeholders including Business, Client Management, Legal and Compliance
- Be highlighting problems/blockages and take initiative to suggest ideas to change and improve processes
To be successful in the role, you will have:

- Strong knowledge of regulatory regimes, particular EMIR, Dodd-Frank-Act (DFA) and SEC 15a6
- Proven experience interpreting, manipulating, and analysing large data sets
- Experience of Regulatory reporting and onboarding
- Experience of cleaning data for regulatory transformation
- Effective communication skills to build strong relationships with Client Managers
- Excellent organisation skills



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