Independent Financial Adviser

4 days ago


Aberdeen, United Kingdom Independent Resourcing Consultancy Full time

**Our client, a very well established provider of financial services is looking for an experienced Independent Financial Adviser to join their busy team in Aberdeen.
**KEY RESPONSIBILITIES**
- Management of existing clients in accordance with the firm's business plan and procedure
- Provide ongoing service to an existing client bank
- Build on existing client bank by adding new clients from a variety of resources
- Ensure suitable recommendations are made to existing and new clients
- Exhibit compliant behaviour at all times and maintain firm procedures when dealing with existing and new clients
- Ensure a current Statement of Professional Standing (SPS) is held at all times
- Attain and maintain level of competence, performance and compliance as required by the firm
- Ensure relevant CPD is maintained and recorded accurately

**QUALIFICATIONS**
- The requisite technical knowledge and qualification (e.g. QCA Level 4 exams)
- Experience in a previous Financial Adviser role
- 2 years qualified as an absolute minimum

**Desirable**
- Working towards Chartered Financial Planner status

**SKILLS AND EXPERIENCE**
**Essential**
- Experience of working within the financial sector

**KNOWLEDGE**
**Essential**
- The requisite technical knowledge and qualification (e.g. QCA Level 4 exams)
- Detailed knowledge and understanding of the compliance procedures including record keeping requirements



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